-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UqGv78dMQIi0zvDmjQc/bMMnL/CnSSXMHqWDbyYKSPx7KEY1IghmE221N0CMrem6 TicfdeuWNFSHteEHRWFKvQ== 0001127602-11-007476.txt : 20110224 0001127602-11-007476.hdr.sgml : 20110224 20110224164152 ACCESSION NUMBER: 0001127602-11-007476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110222 FILED AS OF DATE: 20110224 DATE AS OF CHANGE: 20110224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATCLIFFE PETER GERVIS CENTRAL INDEX KEY: 0001243490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 11636928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 20 7940 5381 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-02-22 0001125259 CARNIVAL PLC CUK 0001243490 RATCLIFFE PETER GERVIS C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 Trust Shares (beneficial Interest In Special Voting Share) 2011-02-22 4 C 0 10000 0 A 10000 D Trust Shares (beneficial Interest In Special Voting Share) 2011-02-22 4 C 0 20000 0 A 30000 D Trust Shares (beneficial Interest In Special Voting Share) 2011-02-22 4 A 0 908 0 A 30908 D Trust Shares (beneficial Interest In Special Voting Share) 2011-02-22 4 A 0 1107 0 A 32015 D Trust Shares (beneficial Interest In Special Voting Share) 2011-02-22 4 S 0 30000 42.3754 D 2015 D Trust Shares (beneficial Interest In Special Voting Share) 2011-02-23 4 S 0 2015 41.3915 D 0 D Restricted Stock Units 0 2011-02-22 4 C 0 10000 D 2011-02-21 Trust Shares (beneficial Interest In Special Voting Share) 10000 0 D Restricted Stock Units 0 2011-02-22 4 C 0 20000 D 2011-02-20 Trust Shares (beneficial Interest In Special Voting Share) 20000 0 D Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Represents shares released from restriction from a Restricted Stock Unit award granted in 2006. Represents shares released from restriction from a Restricted Stock Unit award granted in 2008. Represents settlement of dividends accummulated during the restricted period of restricted stock or restricted stock unit award originally granted in 2006 and 2008, which have now been released. This transaction was executed in multiple trades at prices ranging from $42.23 to $42.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $41.39 to $41.3926. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Restricted stock units either vest or are forfeited therefore there is no expiration date. /s/ Peter G Ratcliffe 2011-02-24 -----END PRIVACY-ENHANCED MESSAGE-----