-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KpcthRJqac7o8Ug5rMhEE7xHKkIO8mPoMdkdF5/FoZ/vPItjOi1h4PE+Hizwfgar SDXYxpGN0yBPQJM1qJhAiA== 0000950142-10-000668.txt : 20100415 0000950142-10-000668.hdr.sgml : 20100415 20100415170521 ACCESSION NUMBER: 0000950142-10-000668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100413 FILED AS OF DATE: 20100415 DATE AS OF CHANGE: 20100415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUBOTNICK STUART CENTRAL INDEX KEY: 0001052438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 10752645 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 20 7940 5381 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 4 1 form4_ss041310cukex.xml FORM 4 X0303 4 2010-04-13 0 0001125259 CARNIVAL PLC CUK 0001052438 SUBOTNICK STUART C/O CARNIVAL CORPORATION 3655 NW 87TH AVENUE MIAMI FL 33178 1 0 0 0 Trust Shares (interest in special voting share) 2010-04-13 4 A 0 3088 0 A 15235 D Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Issued pursuant to the Carnival Corporation 2001 Outside Director Stock Option Plan. The restriction on the shares lapses on the third anniversary of the grant date. The Board of Directors approved a value of $120,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 13, 2010 and dividing it into $120,000, then rounding down to the nearest whole share. /s/ Stuart Subotnik 2010-04-14 -----END PRIVACY-ENHANCED MESSAGE-----