0001181431-14-006866.txt : 20140213 0001181431-14-006866.hdr.sgml : 20140213 20140213195904 ACCESSION NUMBER: 0001181431-14-006866 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140211 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith S. Dawn CENTRAL INDEX KEY: 0001473973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 14608956 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER NAME: FORMER CONFORMED NAME: Smith Dawn DATE OF NAME CHANGE: 20091006 4 1 rrd402310.xml FORM 4 X0306 4 2014-02-11 0 0001124610 VMWARE, INC. VMW 0001473973 Smith S. Dawn 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 Senior VP and General Counsel Class A Common Stock 2014-02-11 4 M 0 3750 45.05 A 0 D Class A Common Stock 2014-02-11 4 S 0 9138 93.03 D 8767 D Employee Stock Option (right-to-buy) 45.05 2014-02-11 4 M 0 3750 0 D 2015-10-14 Class A Common Stock 3750 0 D 107 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on January 31, 2014. Price represents weighted average for sales reported. The range of prices for the sales reported is $93.00 through $93.06. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing a right to purchase a total of 90,000 shares of Class A Common stock, became exercisable as to one-quarter of the shares on October 14, 2010, and vested in 36 equal monthly installments as to the remaining shares until fully exercisable on October 14, 2013. Larry Wainblat, attorney-in-fact 2014-02-13