| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
STERICYCLE INC [ SRCL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
|
3. Date of Earliest Transaction
(Month/Day/Year) 01/24/2017 | ||||||||||||||||||||||||||
|
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 01/24/2017 | P(1) | 5 | A | $80.1045 | 5 | D | |||
| Common Stock | 03/21/2017 | P(1) | 160 | A | $82.3302 | 165 | D | |||
| Common Stock | 05/30/2017 | S(1) | 125(2) | D | $81.7579(3) | 257 | D | |||
| Common Stock | 07/13/2017 | P(1) | 20 | A | $75.97 | 277 | D | |||
| Common Stock | 09/20/2017 | S(1) | 60(4) | D | $69.36 | 217 | D | |||
| Common Stock | 12/11/2017 | P(1) | 15 | A | $67 | 232 | D | |||
| Common Stock | 02/09/2018 | P(1) | 75 | A | $70.4082 | 393 | D | |||
| Common Stock | 03/27/2018 | S(1) | 90 | D | $59.075 | 303 | D | |||
| Common Stock | 05/01/2018 | P(1) | 40 | A | $58.6657 | 343 | D | |||
| Common Stock | 06/05/2018 | P(1) | 45 | A | $62.8867 | 388 | D | |||
| Common Stock | 08/13/2018 | S(1) | 45(5) | D | $61.299 | 343 | D | |||
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1. All transactions reported were conducted by an investment advisor in an account for which such advisor has discretionary authority and such transactions were not discussed with, or approved by, the reporting person in advance. |
| 2. Five shares sold on May 30, 2017 resulted in a short-swing profit to the reporting person of $8.27 as a result of the reporting person's purchases of shares on January 24, 2017. The reporting person has delivered payment of this amount to the issuer. |
| 3. Twenty shares sold on May 30, 2017 resulted in a short-swing profit to the reporting person of $115.76 as a result of the reporting person's purchases of shares on July 13, 2017. The reporting person has delivered payment of this amount to the issuer. |
| 4. Fifteen shares sold on September 20, 2017 resulted in a short-swing profit to the reporting person of $35.40 as a result of the reporting person's purchases of shares on December 11, 2017. The reporting person has delivered payment of this amount to the issuer. |
| 5. Forty shares sold on August 13, 2017 resulted in a short-swing profit to the reporting person of $105.34 as a result of the reporting person's purchases of shares on May 1, 2018. The reporting person has delivered payment of this amount to the issuer. |
| /s/ Brian P. Anderson | 09/14/2018 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||