0000921895-13-000092.txt : 20130111
0000921895-13-000092.hdr.sgml : 20130111
20130111175803
ACCESSION NUMBER: 0000921895-13-000092
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130101
FILED AS OF DATE: 20130111
DATE AS OF CHANGE: 20130111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TARGACEPT INC
CENTRAL INDEX KEY: 0001124105
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 562020050
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NORTH MAIN STREET
STREET 2: SUITE 1510
CITY: WINSTON-SALEM
STATE: NC
ZIP: 27101
BUSINESS PHONE: 3364802100
MAIL ADDRESS:
STREET 1: 100 NORTH MAIN STREET
STREET 2: SUITE 1510
CITY: WINSTON-SALEM
STATE: NC
ZIP: 27101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INVESTMENT 10 LLC
CENTRAL INDEX KEY: 0001233837
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51173
FILM NUMBER: 13526270
BUSINESS ADDRESS:
STREET 1: ONE SANSOME ST
STREET 2: 39TH FL.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 3125066500
MAIL ADDRESS:
STREET 1: C/O GROSVENOR CAPITAL MANAGEMENT LP
STREET 2: 900 N. MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
3
1
form307422009_01112013.xml
OWNERSHIP DOCUMENT
X0206
3
2013-01-01
0
0001124105
TARGACEPT INC
TRGT
0001233837
INVESTMENT 10 LLC
C/O GROSVENOR CAPITAL MANAGEMENT LP
900 N. MICHIGAN AVENUE, SUITE 1100
CHICAGO
IL
60611
0
0
0
1
See Explanation of Responses
Common Stock, $0.001 par value
1130361
D
Common Stock, $0.001 par value
2977919
I
By Biotechnology Value Fund, L.P.
Common Stock, $0.001 par value
1713907
I
By Biotechnology Value Fund II, L.P.
Common Stock, $0.001 par value
349482
I
By BVF Investments, L.L.C.
The Reporting Person is a member of a Section 13(d) group with Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), BVF Investments, L.L.C. ("BVLLC"), BVF Partners L.P., BVF Inc. and Mark N. Lampert (collectively, the "Group") that owns more than 10% of the Issuer's outstanding Common Stock. A Form 3 with respect to the securities of the Issuer beneficially owned by the other members of the Group was filed with the Securities and Exchange Commission by such members on September 10, 2012, disclosing such members' beneficial ownership of securities of the Issuer as of the date thereof.
Shares of Common Stock owned directly by BVF. The Reporting Person disclaims beneficial ownership of such shares of Common Stock.
Shares of Common Stock owned directly by BVF2. The Reporting Person disclaims beneficial ownership of such shares of Common Stock.
Shares of Common Stock owned directly by BVLLC. The Reporting Person disclaims beneficial ownership of such shares of Common Stock.
Investment 10, L.L.C., By: BVF Partners L.P., its investment manager, By: BVF Inc., its general partner, By: /s/ Mark N. Lampert, President
2013-01-11