-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BtX4MT15AKzg0tO4sMSIrfdvULePfmpiiSWQkkbuDxyiVYLBcfPDbgRX7bZreF6m cWBuBvGuxddlKdv6Z3NHTQ== 0001085146-11-000162.txt : 20110209 0001085146-11-000162.hdr.sgml : 20110209 20110209171751 ACCESSION NUMBER: 0001085146-11-000162 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 EFFECTIVENESS DATE: 20110209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DG CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001123798 IRS NUMBER: 043324465 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06035 FILM NUMBER: 11588149 BUSINESS ADDRESS: STREET 1: 101 ARCH STREET STREET 2: SUITE 650 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6178961500 MAIL ADDRESS: STREET 1: 101 ARCH STREET STREET 2: SUITE 650 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 dgcm4q2010.txt DG CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DG Capital Management Address: 260 Franklin Street, Suite 1600 Boston, MA 02110 13F File Number: 028-06035 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly Voss Title: Chief Compliance Officer Phone: 617-896-1500 Signature, Place, and Date of Signing: /s/ Kimberly Voss Boston, MA February 07, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 78 Form 13F Information Table Value Total: $1,366,739 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACCENTURE PLC IRELAND SHS CLASS A g1151c101 29150 601150 SH SOLE 601150 0 0 ACE LTD SHS h0023r105 29731 477610 SH SOLE 477610 0 0 ACTIVISION BLIZZARD INC COM 00507V109 14726 1183800 SH SOLE 1183800 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 16641 277210 SH SOLE 277210 0 0 AMAZON COM INC COM 023135106 18218 101210 SH SOLE 101210 0 0 AMGEN INC COM 031162100 14437 262960 SH SOLE 262960 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524a108 34351 601703 SH SOLE 601703 0 0 AON CORP COM 037389103 29235 635400 SH SOLE 635400 0 0 APPLE INC COM 037833100 50627 156955 SH SOLE 156955 0 0 BABCOCK & WILCOX CO NEW COM 05615f102 9786 382414 SH SOLE 382414 0 0 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 813 15320 SH SOLE 15320 0 0 BARRICK GOLD CORP COM 067901108 14589 274330 SH SOLE 274330 0 0 BED BATH & BEYOND INC COM 075896100 22089 449420 SH SOLE 449420 0 0 BROADCOM CORP CL A 111320107 25065 575555 SH SOLE 575555 0 0 BUNGE LIMITED COM G16962105 639 9760 SH SOLE 9760 0 0 CAMERON INTERNATIONAL CORP COM 13342b105 18948 373500 SH SOLE 373500 0 0 CELGENE CORP COM 151020104 29491 498660 SH SOLE 498660 0 0 CENOVUS ENERGY INC COM 15135u109 50795 1528140 SH SOLE 1528140 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 8979 194100 SH SOLE 194100 0 0 CHEMTURA CORP COM NEW 163893209 28810 1802900 SH SOLE 1802900 0 0 CIENA CORP COM NEW 171779309 11489 545800 SH SOLE 545800 0 0 CITIGROUP INC COM 172967101 14566 3079510 SH SOLE 3079510 0 0 COMCAST CORP NEW CL A 20030n101 10815 492250 SH SOLE 492250 0 0 CROSSTEX ENERGY INC COM 22765Y104 405 45681 SH SOLE 45681 0 0 DENBURY RES INC COM NEW 247916208 29747 1558237 SH SOLE 1558237 0 0 DEVON ENERGY CORP NEW COM 25179m103 29953 381520 SH SOLE 381520 0 0 E M C CORP MASS COM 268648102 30345 1325100 SH SOLE 1325100 0 0 ENCANA CORP COM 292505104 32802 1126440 SH SOLE 1126440 0 0 ENSCO PLC SPONSORED ADR 29358q109 40440 757590 SH SOLE 757590 0 0 FEDEX CORP COM 31428x106 14530 156220 SH SOLE 156220 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 290 5190 SH SOLE 5190 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671d857 45239 376710 SH SOLE 376710 0 0 GENZYME CORP COM 372917104 9896 138990 SH SOLE 138990 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 30096 178970 SH SOLE 178970 0 0 GOOGLE INC CL A 38259p508 36695 61780 SH SOLE 61780 0 0 HOME DEPOT INC COM 437076102 22126 631100 SH SOLE 631100 0 0 HYATT HOTELS CORP COM CL A 448579102 201 4400 SH SOLE 4400 0 0 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 15665 793964 SH SOLE 793964 0 0 INTUIT COM 461202103 13587 275600 SH SOLE 275600 0 0 ISHARES TR S&P 500 INDEX 464287200 619 4900 SH SOLE 4900 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 3844 265500 SH SOLE 265500 0 0 KINROSS GOLD CORP COM NO PAR 496902404 15661 826000 SH SOLE 826000 0 0 KROGER CO COM 501044101 447 20000 SH SOLE 20000 0 0 LAS VEGAS SANDS CORP COM 517834107 32484 706943 SH SOLE 706943 0 0 LOUISIANA PAC CORP COM 546347105 376 39700 SH SOLE 39700 0 0 MARSH & MCLENNAN COS INC COM 571748102 29178 1067210 SH SOLE 1067210 0 0 MCDERMOTT INTL INC COM 580037109 18581 898081 SH SOLE 898081 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 49529 795650 SH SOLE 795650 0 0 METLIFE INC COM 59156R108 17865 402000 SH SOLE 402000 0 0 MONSANTO CO NEW COM 61166w101 33139 475860 SH SOLE 475860 0 0 MORGAN STANLEY COM NEW 617446448 3488 128200 SH SOLE 128200 0 0 MOSAIC CO COM 61945A107 33105 433540 SH SOLE 433540 0 0 NEWMONT MINING CORP COM 651639106 13959 227228 SH SOLE 227228 0 0 NII HLDGS INC CL B NEW 62913f201 23619 528860 SH SOLE 528860 0 0 NIKE INC CL B 654106103 27897 326587 SH SOLE 326587 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 30075 306580 SH SOLE 306580 0 0 OMNICARE INC COM 681904108 23793 937100 SH SOLE 937100 0 0 PEPSICO INC COM 713448108 17158 262630 SH SOLE 262630 0 0 PHILIP MORRIS INTL INC COM 718172109 17310 295750 SH SOLE 295750 0 0 POTASH CORP SASK INC COM 73755L107 5851 37790 SH SOLE 37790 0 0 PRUDENTIAL PLC ADR 74435K204 511 24500 SH SOLE 24500 0 0 QEP RES INC COM 74733V100 265 7300 SH SOLE 7300 0 0 QUALCOMM INC COM 747525103 7593 153430 SH SOLE 153430 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 6528 443200 SH SOLE 443200 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 3078 24480 SH SOLE 24480 0 0 SPREADTRUM COMMUNICATIONS IN ADR 849415203 419 22800 SH SOLE 22800 0 0 SPX CORP COM 784635104 14801 207037 SH SOLE 207037 0 0 SUNCOR ENERGY INC NEW COM 867224107 467 12200 SH SOLE 12200 0 0 TECK RESOURCES LTD CL B 878742204 618 10000 SH SOLE 10000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 417 8000 SH SOLE 8000 0 0 TRANSOCEAN LTD REG SHS H8817H100 11024 158590 SH SOLE 158590 0 0 UBS AG SHS NEW H89231338 664 40300 SH SOLE 40300 0 0 UNITED PARCEL SERVICE INC CL B 911312106 14299 197010 SH SOLE 197010 0 0 UNITED STATES STL CORP NEW COM 912909108 22963 393070 SH SOLE 393070 0 0 VERISK ANALYTICS INC CL A 92345y106 22240 652591 SH SOLE 652591 0 0 VISA INC COM CL A 92826c839 7887 112059 SH SOLE 112059 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 13500 592100 SH SOLE 592100 0 0 WHOLE FOODS MKT INC COM 966837106 5480 108320 SH SOLE 108320 0 0
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