0001085146-11-000580.txt : 20110513 0001085146-11-000580.hdr.sgml : 20110513 20110512205133 ACCESSION NUMBER: 0001085146-11-000580 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110512 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DG CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001123798 IRS NUMBER: 043324465 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06035 FILM NUMBER: 11837524 BUSINESS ADDRESS: STREET 1: 101 ARCH STREET STREET 2: SUITE 650 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6178961500 MAIL ADDRESS: STREET 1: 101 ARCH STREET STREET 2: SUITE 650 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 dgcm1q2011.txt DG CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DG Capital Management Address: 260 Franklin Street, Suite 1600 Boston, MA 02110 13F File Number: 028-06035 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly Voss Title: Chief Compliance Officer Phone: 617-896-1500 Signature, Place, and Date of Signing: /s/ Kimberly Voss Boston, MA May 12, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 79 Form 13F Information Table Value Total: $1,309,017 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABB LTD SPONSORED ADR 000375204 21178 875500 SH SOLE 875500 0 0 ACCENTURE PLC IRELAND SHS CLASS A g1151c101 31055 564950 SH SOLE 564950 0 0 ACE LTD SHS h0023r105 36083 557690 SH SOLE 557690 0 0 ACTIVISION BLIZZARD INC COM 00507V109 165 15000 SH SOLE 15000 0 0 AGRIUM INC COM 008916108 458 4960 SH SOLE 4960 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 24750 416870 SH SOLE 416870 0 0 AMAZON COM INC COM 023135106 13702 76070 SH SOLE 76070 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524a108 32764 573103 SH SOLE 573103 0 0 AON CORP COM 037389103 30573 577290 SH SOLE 577290 0 0 APPLE INC COM 037833100 34356 98580 SH SOLE 98580 0 0 BABCOCK & WILCOX CO NEW COM 05615f102 14308 428649 SH SOLE 428649 0 0 BARRICK GOLD CORP COM 067901108 18585 358020 SH SOLE 358020 0 0 BED BATH & BEYOND INC COM 075896100 19481 403580 SH SOLE 403580 0 0 BROADCOM CORP CL A 111320107 18625 472955 SH SOLE 472955 0 0 BUNGE LIMITED COM G16962105 371 5130 SH SOLE 5130 0 0 CAMERON INTERNATIONAL CORP COM 13342b105 17290 302800 SH SOLE 302800 0 0 CENOVUS ENERGY INC COM 15135u109 52470 1332410 SH SOLE 1332410 0 0 CF INDS HLDGS INC COM 125269100 22990 168070 SH SOLE 168070 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 21661 424310 SH SOLE 424310 0 0 CHEMTURA CORP COM NEW 163893209 27921 1623300 SH SOLE 1623300 0 0 CIENA CORP COM NEW 171779309 14957 576605 SH SOLE 576605 0 0 CITIGROUP INC COM 172967101 9317 2108000 SH SOLE 2108000 0 0 COMCAST CORP NEW CL A 20030n101 10966 443600 SH SOLE 443600 0 0 CROSSTEX ENERGY INC COM 22765Y104 490 49281 SH SOLE 49281 0 0 DENBURY RES INC COM NEW 247916208 32354 1325967 SH SOLE 1325967 0 0 DEVON ENERGY CORP NEW COM 25179m103 23224 253070 SH SOLE 253070 0 0 E M C CORP MASS COM 268648102 27232 1025300 SH SOLE 1025300 0 0 ENCANA CORP COM 292505104 4123 119400 SH SOLE 119400 0 0 ENSCO PLC SPONSORED ADR 29358q109 30677 530370 SH SOLE 530370 0 0 ETFS GOLD TR SHS 26922Y105 666 4670 SH SOLE 4670 0 0 EXPRESS SCRIPTS INC COM 302182100 7308 131420 SH SOLE 131420 0 0 FIFTH THIRD BANCORP COM 316773100 393 28300 SH SOLE 28300 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671d857 29461 530350 SH SOLE 530350 0 0 GENZYME CORP COM 372917104 952 12500 SH SOLE 12500 0 0 GOLDCORP INC NEW COM 380956409 448 9000 SH SOLE 9000 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 22386 141150 SH SOLE 141150 0 0 GOOGLE INC CL A 38259p508 33696 57428 SH SOLE 57428 0 0 HOME DEPOT INC COM 437076102 20298 547700 SH SOLE 547700 0 0 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 16264 784564 SH SOLE 784564 0 0 INTUIT COM 461202103 21379 402540 SH SOLE 402540 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 11454 549600 SH SOLE 549600 0 0 KEYCORP NEW COM 493267108 179 20200 SH SOLE 20200 0 0 KINROSS GOLD CORP COM NO PAR 496902404 8924 566600 SH SOLE 566600 0 0 LAS VEGAS SANDS CORP COM 517834107 30149 714088 SH SOLE 714088 0 0 MARSH & MCLENNAN COS INC COM 571748102 32228 1081100 SH SOLE 1081100 0 0 MCDERMOTT INTL INC COM 580037109 20951 825151 SH SOLE 825151 0 0 MCDONALDS CORP COM 580135101 23342 306770 SH SOLE 306770 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 41671 719330 SH SOLE 719330 0 0 METLIFE INC COM 59156R108 26269 587280 SH SOLE 587280 0 0 MONSANTO CO NEW COM 61166w101 33418 462470 SH SOLE 462470 0 0 MORGAN STANLEY COM NEW 617446448 7049 258000 SH SOLE 258000 0 0 MOSAIC CO COM 61945A107 28192 357990 SH SOLE 357990 0 0 NII HLDGS INC CL B NEW 62913f201 10017 240400 SH SOLE 240400 0 0 NIKE INC CL B 654106103 17012 224727 SH SOLE 224727 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 14444 316620 SH SOLE 316620 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 28226 270130 SH SOLE 270130 0 0 OMNICARE INC COM 681904108 24169 805900 SH SOLE 805900 0 0 PHILIP MORRIS INTL INC COM 718172109 11413 173900 SH SOLE 173900 0 0 POTASH CORP SASK INC COM 73755L107 21630 367050 SH SOLE 367050 0 0 PRUDENTIAL PLC ADR 74435K204 204 9000 SH SOLE 9000 0 0 QEP RES INC COM 74733V100 361 8910 SH SOLE 8910 0 0 QUALCOMM INC COM 747525103 5008 91330 SH SOLE 91330 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 6896 478560 SH SOLE 478560 0 0 RANGE RES CORP COM 75281A109 445 7610 SH SOLE 7610 0 0 SANDISK CORP COM 80004C101 14047 304778 SH SOLE 304778 0 0 SEMGROUP CORP CL A 81663A105 211 7500 SH SOLE 7500 0 0 SOUTHWESTERN ENERGY CO COM 845467109 13960 324870 SH SOLE 324870 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 1456 10980 SH SOLE 10980 0 0 SPREADTRUM COMMUNICATIONS IN ADR 849415203 210 11300 SH SOLE 11300 0 0 SPX CORP COM 784635104 24211 304967 SH SOLE 304967 0 0 SUNCOR ENERGY INC NEW COM 867224107 556 12400 SH SOLE 12400 0 0 SUNTRUST BKS INC COM 867914103 8569 297110 SH SOLE 297110 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 305 6076 SH SOLE 6076 0 0 TRANSOCEAN LTD REG SHS H8817H100 15819 202940 SH SOLE 202940 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 12040 932600 SH SOLE 932600 0 0 UBS AG SHS NEW H89231338 15765 873410 SH SOLE 873410 0 0 UNITED STATES STL CORP NEW COM 912909108 26144 484680 SH SOLE 484680 0 0 VERISK ANALYTICS INC CL A 92345y106 21554 657931 SH SOLE 657931 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 5142 227534 SH SOLE 227534 0 0