-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QEAXntwI6p2Mf4X0gCwhHvE3x5Eyvqpz3BfI07UBORx3EU9/h/t9Ml5bhoestMcP E8Qf6YC6GMNw9v5nxoXNhg== 0001085146-09-002964.txt : 20090724 0001085146-09-002964.hdr.sgml : 20090724 20090723203032 ACCESSION NUMBER: 0001085146-09-002964 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090724 DATE AS OF CHANGE: 20090723 EFFECTIVENESS DATE: 20090724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DG CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001123798 IRS NUMBER: 043324465 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06035 FILM NUMBER: 09960463 BUSINESS ADDRESS: STREET 1: 101 ARCH STREET STREET 2: SUITE 650 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6178961500 MAIL ADDRESS: STREET 1: 101 ARCH STREET STREET 2: SUITE 650 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 dgcm2q09.txt DG CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DG Capital Management Address: 260 Franklin Street, Suite 1600 Boston, MA 02110 13F File Number: 28-06035 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly Voss Title: Chief Compliance Officer Phone: 617-896-1500 Signature, Place, and Date of Signing: /s/ Kimberly Voss Boston, MA July 23, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 54 Form13F Information Table Value Total: $1,342,754 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABB LTD SPONSORED ADR 000375204 35339 2239500 SH SOLE 2239500 0 0 ABBOTT LABS COM 002824100 24635 523700 SH SOLE 523700 0 0 ACE LTD SHS H0023R105 40426 914002 SH SOLE 914002 0 0 ACTIVISION BLIZZARD INC COM 00507V109 8684 687600 SH SOLE 687600 0 0 AETNA INC NEW COM 00817Y108 22204 886400 SH SOLE 886400 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 544 20700 SH SOLE 20700 0 0 AMGEN INC COM 031162100 50161 947500 SH SOLE 947500 0 0 ANADARKO PETE CORP COM 032511107 67880 1495486 SH SOLE 1495486 0 0 ANNALY CAP MGMT INC COM 035710409 17717 1170204 SH SOLE 1170204 0 0 APPLE INC COM 037833100 36691 257610 SH SOLE 257610 0 0 BANK OF AMERICA CORPORATION COM 060505104 33022 2501700 SH SOLE 2501700 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 26166 9036 SH SOLE 9036 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 21766 397700 SH SOLE 397700 0 0 BIOGEN IDEC INC COM 09062X103 28163 623776 SH SOLE 623776 0 0 BUNGE LIMITED COM G16962105 32979 547362 SH SOLE 547362 0 0 CISCO SYS INC COM 17275R102 16046 860400 SH SOLE 860400 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 28211 1152900 SH SOLE 1152900 0 0 DELL INC COM 24702r101 31586 2300500 SH SOLE 2300500 0 0 DIRECTV GROUP INC COM 25459L106 18486 748100 SH SOLE 748100 0 0 FIFTH THIRD BANCORP COM 316773100 8561 1205842 SH SOLE 1205842 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 16769 2762685 SH SOLE 2762685 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 37410 746561 SH SOLE 746561 0 0 GILEAD SCIENCES INC COM 375558103 19617 418800 SH SOLE 418800 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 32738 222040 SH SOLE 222040 0 0 GOOGLE INC CL A 38259P508 41065 97406 SH SOLE 97406 0 0 HESS CORP COM 42809H107 40909 761096 SH SOLE 761096 0 0 KROGER CO COM 501044101 16568 751400 SH SOLE 751400 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 13267 1062200 SH SOLE 1062200 0 0 MARSH & MCLENNAN COS INC COM 571748102 330 16400 SH SOLE 16400 0 0 MASSEY ENERGY CORP COM 576206106 24283 1242754 SH SOLE 1242754 0 0 MCKESSON CORP COM 58155Q103 28604 650100 SH SOLE 650100 0 0 MEAD JOHNSON NUTRITION CO COM CL A 582839106 18509 582583 SH SOLE 582583 0 0 MEDTRONIC INC COM 585055106 33173 950800 SH SOLE 950800 0 0 MEMC ELECTR MATLS INC COM 552715104 9190 516010 SH SOLE 516010 0 0 MONSANTO CO NEW COM 61166W101 23914 321679 SH SOLE 321679 0 0 MORGAN STANLEY COM NEW 617446448 28966 1016000 SH SOLE 1016000 0 0 MOSAIC CO COM 61945A107 16464 371651 SH SOLE 371651 0 0 NEWMONT MINING CORP COM 651639106 14762 361200 SH SOLE 361200 0 0 NOKIA CORP SPONSORED ADR 654902204 20577 1411300 SH SOLE 1411300 0 0 NUCOR CORP COM 670346105 32287 726700 SH SOLE 726700 0 0 ORACLE CORP COM 68389X105 21908 1022800 SH SOLE 1022800 0 0 POTASH CORP SASK INC COM 73755L107 31778 341512 SH SOLE 341512 0 0 PRAXAIR INC COM 74005P104 28954 407400 SH SOLE 407400 0 0 PROTECTIVE LIFE CORP COM 743674103 6611 577900 SH SOLE 577900 0 0 QUALCOMM INC COM 747525103 33163 733700 SH SOLE 733700 0 0 RESEARCH IN MOTION LTD COM 760975102 28669 403280 SH SOLE 403280 0 0 SPDR TR UNIT SER 1 78462F103 5683 61800 SH SOLE 61800 0 0 SUNCOR ENERGY INC COM 867229106 40897 1347960 SH SOLE 1347960 0 0 SUNTRUST BKS INC COM 867914103 31844 1935825 SH SOLE 1935825 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 464 9400 SH SOLE 9400 0 0 TOTAL S A SPONSORED ADR 89151E109 33135 611005 SH SOLE 611005 0 0 UNITED STATES STL CORP NEW COM 912909108 15065 421519 SH SOLE 421519 0 0 WILLIS GROUP HOLDINGS LTD SHS G96655108 16117 626397 SH SOLE 626397 0 0 XTO ENERGY INC COM 98385X106 29797 781243 SH SOLE 781243 0 0
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