0000098246-14-000110.txt : 20140408 0000098246-14-000110.hdr.sgml : 20140408 20140408163602 ACCESSION NUMBER: 0000098246-14-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140404 FILED AS OF DATE: 20140408 DATE AS OF CHANGE: 20140408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122305321 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAGGIAR CAROLINE D CENTRAL INDEX KEY: 0001123781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 14751453 MAIL ADDRESS: STREET 1: C/O TIFFANY & CO LEGAL DEPT STREET 2: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_139698935108235.xml FORM 4 X0306 4 2014-04-04 0 0000098246 TIFFANY & CO TIF 0001123781 NAGGIAR CAROLINE D TIFFANY & CO. 727 FIFTH AVENUE NEW YORK NY 10022 0 1 0 0 SENIOR VICE PRESIDENT Common Stock $.01 Par 2014-04-04 4 M 0 5250 0 A 32575 D Common Stock $.01 Par 2014-04-04 4 F 0 2930 87.905 D 29645 D Common Stock $.01 Par 49 I By ESOP Performance-based Restricted Stock Unit 0.0 2014-04-04 4 M 0 5250 0 D Common Stock 5250.0 0 D Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2014 and publication of issuer's financial statements for the fiscal year-ended on that date. 14,000 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16(b)-3. 8,750 performance-based restricted stock units not eligible for conversion at the end of the performance period were canceled. /s/ Patrick B. Dorsey, Attorney-in-Fact 2014-04-08