0001193125-13-040499.txt : 20130206
0001193125-13-040499.hdr.sgml : 20130206
20130206122933
ACCESSION NUMBER: 0001193125-13-040499
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130206
DATE AS OF CHANGE: 20130206
EFFECTIVENESS DATE: 20130206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNERSTONE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001123570
IRS NUMBER: 411763532
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05923
FILM NUMBER: 13576920
BUSINESS ADDRESS:
STREET 1: 3600 MINNESOTA DRIVE
STREET 2: SUITE 70
CITY: EDINA
STATE: MN
ZIP: 55345
BUSINESS PHONE: 9522298101
MAIL ADDRESS:
STREET 1: 3600 MINNESOTA DRIVE
STREET 2: SUITE 70
CITY: EDINA
STATE: MN
ZIP: 55345
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE CAPITAL MANAGEMENT INC //MN
DATE OF NAME CHANGE: 20000912
13F-HR
1
d481611d13fhr.txt
FORM 13F COMBINATION REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [_]; Amendment Number: _________
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Cornerstone Capital Management LLC
Address: 3600 Minnesota Drive
Suite 70
Edina, MN 55435
Form 13F File Number: 28-05923
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Loren Kix
Title: Senior Vice President, Chief Compliance Officer
Phone: (952) 229-8120
Signature, Place, and Date of Signing:
/s/ Loren Kix Edina, Minnesota February 5, 2013
------------------------ ---------------------- -----------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[_]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_]13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[X]13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F File Number Name
28-01190 Frank Russell Company
1
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 50
-----------
Form 13F Information Table Value Total: $ 1,684,212
-----------
(thousands)
List of Other Included Managers:
None.
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
2
Cornerstone Capital Management, Inc.
FORM 13F
13f excluding Russell accounts
31-Dec-12
Voting Authority
----------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Manager Sole Shared None
-------------- -------------- --------- -------- ------- --- ---- ------- ------- ------- ------ -------
ACME PACKET INC COM 004764106 31051 1403762 SH Sole 731303 672459
AMAZON COM INC COM 023135106 22928 91394 SH Sole 47866 43528
AMERICAN RLTY CAP TR INC COM 02917L101 2087 180819 SH Sole 180819
ANADARKO PETE CORP COM 032511107 28423 382489 SH Sole 200543 181946
APOLLO GROUP INC CL A 037604105 47971 2293072 SH Sole 1194410 1098662
APPLE INC COM 037833100 158051 296992 SH Sole 152363 144629
BAIDU INC SPON ADR REP A 056752108 54366 542089 SH Sole 284807 257282
BEAM INC COM 073730103 789 12913 SH Sole 1705 11208
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 237 2644 SH Sole 2644
CAMDEN PPTY TR SH BEN INT 133131102 35591 521779 SH Sole 269485 252294
CAPITAL ONE FINL CORP COM 14040H105 44622 770277 SH Sole 401392 368885
CBS CORP NEW CL B 124857202 9576 251676 SH Sole 130906 120770
CELGENE CORP COM 151020104 22300 284186 SH Sole 149056 135130
CITRIX SYS INC COM 177376100 29349 447261 SH Sole 234420 212841
COBALT INTL ENERGY INC COM 19075F106 52486 2137072 SH Sole 1109004 1028068
COCA COLA CO COM 191216100 39274 1083416 SH Sole 592389 491027
COSTCO WHSL CORP NEW COM 22160K105 22819 231121 SH Sole 117289 113832
CSX CORP COM 126408103 41819 2119558 SH Sole 1090907 1028651
DIAGEO P L C SPON ADR NEW 25243Q205 47232 405149 SH Sole 206893 198256
DICKS SPORTING GOODS INC COM 253393102 25058 550840 SH Sole 280944 269896
DISNEY WALT CO COM DISNEY 254687106 26112 524437 SH Sole 557645 546654
DOLLAR GEN CORP NEW COM 256677105 48689 1104299 SH Sole 213984 193980
EBAY INC COM 278642103 20805 407964 SH Sole 345294 314348
EXPRESS SCRIPTS HLDG CO COM 30219G108 35621 659642 SH Sole 449651 419741
FLUOR CORP NEW COM 343412102 51068 869392 SH Sole 446639 407049
FREEPORT-MCMORAN COPPER & GO COM 35671D857 29196 853688 SH Sole 20337 17848
GOOGLE INC CL A 38259P508 27011 38185 SH Sole 18847
HALLIBURTON CO COM 406216101 3180 91676 SH Sole 91676
HCP INC COM 40414L109 851 18847 SH Sole 12415
HEALTH CARE REIT INC COM 42217K106 761 12415 SH Sole 957118 868795
HOLOGIC INC COM 436440101 36537 1825913 SH Sole 997282 923632
JOHNSON CTLS INC COM 478366107 58914 1920914 SH Sole 322478 295566
JOY GLOBAL INC COM 481165108 39419 618044 SH Sole 8501
MASTERCARD INC CL A 57636Q104 4176 8501 SH Sole 429650 405110
MOSAIC CO NEW COM 61945C103 47272 834760 SH Sole 307619 264129
NETAPP INC COM 64110D104 19182 571748 SH Sole 373396 338602
NIKE INC CL B 654106103 36739 711998 SH Sole 263369 228887
PHILIP MORRIS INTL INC COM 718172109 41172 492256 SH Sole 716213 663349
QUALCOMM INC COM 747525103 85339 1379562 SH Sole 164048 148496
ROCKWELL AUTOMATION INC COM 773903109 26251 312544 SH Sole 304117 259498
SCHLUMBERGER LTD COM 806857108 39058 563615 SH Sole 89725 80064
SHERWIN WILLIAMS CO COM 824348106 26117 169789 SH Sole 552146 496925
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 39172 1049071 SH Sole 315497 340715
TEXTRON INC COM 883203101 16267 656212 SH Sole 67762 62099
V F CORP COM 918204108 19605 129861 SH Sole 167236 121082
VISA INC COM CL A 92826C839 43703 288318 SH Sole 273727 250710
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 21320 1905265 SH Sole 1076600 828665
WELLPOINT INC COM 94973V107 69104 1134345 SH Sole 586205 548140
WESTERN UN CO COM 959802109 55535 4080470 SH Sole 2126103 1954367
XRS CORP COM 983845108 7 12017 SH Sole 12017