0001193125-13-040499.txt : 20130206 0001193125-13-040499.hdr.sgml : 20130206 20130206122933 ACCESSION NUMBER: 0001193125-13-040499 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130206 DATE AS OF CHANGE: 20130206 EFFECTIVENESS DATE: 20130206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001123570 IRS NUMBER: 411763532 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05923 FILM NUMBER: 13576920 BUSINESS ADDRESS: STREET 1: 3600 MINNESOTA DRIVE STREET 2: SUITE 70 CITY: EDINA STATE: MN ZIP: 55345 BUSINESS PHONE: 9522298101 MAIL ADDRESS: STREET 1: 3600 MINNESOTA DRIVE STREET 2: SUITE 70 CITY: EDINA STATE: MN ZIP: 55345 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE CAPITAL MANAGEMENT INC //MN DATE OF NAME CHANGE: 20000912 13F-HR 1 d481611d13fhr.txt FORM 13F COMBINATION REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [_]; Amendment Number: _________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cornerstone Capital Management LLC Address: 3600 Minnesota Drive Suite 70 Edina, MN 55435 Form 13F File Number: 28-05923 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Loren Kix Title: Senior Vice President, Chief Compliance Officer Phone: (952) 229-8120 Signature, Place, and Date of Signing: /s/ Loren Kix Edina, Minnesota February 5, 2013 ------------------------ ---------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [_]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F File Number Name 28-01190 Frank Russell Company 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 50 ----------- Form 13F Information Table Value Total: $ 1,684,212 ----------- (thousands) List of Other Included Managers: None. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. 2 Cornerstone Capital Management, Inc. FORM 13F 13f excluding Russell accounts 31-Dec-12
Voting Authority ---------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Manager Sole Shared None -------------- -------------- --------- -------- ------- --- ---- ------- ------- ------- ------ ------- ACME PACKET INC COM 004764106 31051 1403762 SH Sole 731303 672459 AMAZON COM INC COM 023135106 22928 91394 SH Sole 47866 43528 AMERICAN RLTY CAP TR INC COM 02917L101 2087 180819 SH Sole 180819 ANADARKO PETE CORP COM 032511107 28423 382489 SH Sole 200543 181946 APOLLO GROUP INC CL A 037604105 47971 2293072 SH Sole 1194410 1098662 APPLE INC COM 037833100 158051 296992 SH Sole 152363 144629 BAIDU INC SPON ADR REP A 056752108 54366 542089 SH Sole 284807 257282 BEAM INC COM 073730103 789 12913 SH Sole 1705 11208 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 237 2644 SH Sole 2644 CAMDEN PPTY TR SH BEN INT 133131102 35591 521779 SH Sole 269485 252294 CAPITAL ONE FINL CORP COM 14040H105 44622 770277 SH Sole 401392 368885 CBS CORP NEW CL B 124857202 9576 251676 SH Sole 130906 120770 CELGENE CORP COM 151020104 22300 284186 SH Sole 149056 135130 CITRIX SYS INC COM 177376100 29349 447261 SH Sole 234420 212841 COBALT INTL ENERGY INC COM 19075F106 52486 2137072 SH Sole 1109004 1028068 COCA COLA CO COM 191216100 39274 1083416 SH Sole 592389 491027 COSTCO WHSL CORP NEW COM 22160K105 22819 231121 SH Sole 117289 113832 CSX CORP COM 126408103 41819 2119558 SH Sole 1090907 1028651 DIAGEO P L C SPON ADR NEW 25243Q205 47232 405149 SH Sole 206893 198256 DICKS SPORTING GOODS INC COM 253393102 25058 550840 SH Sole 280944 269896 DISNEY WALT CO COM DISNEY 254687106 26112 524437 SH Sole 557645 546654 DOLLAR GEN CORP NEW COM 256677105 48689 1104299 SH Sole 213984 193980 EBAY INC COM 278642103 20805 407964 SH Sole 345294 314348 EXPRESS SCRIPTS HLDG CO COM 30219G108 35621 659642 SH Sole 449651 419741 FLUOR CORP NEW COM 343412102 51068 869392 SH Sole 446639 407049 FREEPORT-MCMORAN COPPER & GO COM 35671D857 29196 853688 SH Sole 20337 17848 GOOGLE INC CL A 38259P508 27011 38185 SH Sole 18847 HALLIBURTON CO COM 406216101 3180 91676 SH Sole 91676 HCP INC COM 40414L109 851 18847 SH Sole 12415 HEALTH CARE REIT INC COM 42217K106 761 12415 SH Sole 957118 868795 HOLOGIC INC COM 436440101 36537 1825913 SH Sole 997282 923632 JOHNSON CTLS INC COM 478366107 58914 1920914 SH Sole 322478 295566 JOY GLOBAL INC COM 481165108 39419 618044 SH Sole 8501 MASTERCARD INC CL A 57636Q104 4176 8501 SH Sole 429650 405110 MOSAIC CO NEW COM 61945C103 47272 834760 SH Sole 307619 264129 NETAPP INC COM 64110D104 19182 571748 SH Sole 373396 338602 NIKE INC CL B 654106103 36739 711998 SH Sole 263369 228887 PHILIP MORRIS INTL INC COM 718172109 41172 492256 SH Sole 716213 663349 QUALCOMM INC COM 747525103 85339 1379562 SH Sole 164048 148496 ROCKWELL AUTOMATION INC COM 773903109 26251 312544 SH Sole 304117 259498 SCHLUMBERGER LTD COM 806857108 39058 563615 SH Sole 89725 80064 SHERWIN WILLIAMS CO COM 824348106 26117 169789 SH Sole 552146 496925 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 39172 1049071 SH Sole 315497 340715 TEXTRON INC COM 883203101 16267 656212 SH Sole 67762 62099 V F CORP COM 918204108 19605 129861 SH Sole 167236 121082 VISA INC COM CL A 92826C839 43703 288318 SH Sole 273727 250710 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 21320 1905265 SH Sole 1076600 828665 WELLPOINT INC COM 94973V107 69104 1134345 SH Sole 586205 548140 WESTERN UN CO COM 959802109 55535 4080470 SH Sole 2126103 1954367 XRS CORP COM 983845108 7 12017 SH Sole 12017