0001193125-12-425943.txt : 20121017
0001193125-12-425943.hdr.sgml : 20121017
20121017160823
ACCESSION NUMBER: 0001193125-12-425943
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121017
DATE AS OF CHANGE: 20121017
EFFECTIVENESS DATE: 20121017
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNERSTONE CAPITAL MANAGEMENT INC //MN
CENTRAL INDEX KEY: 0001123570
IRS NUMBER: 411763532
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05923
FILM NUMBER: 121148499
BUSINESS ADDRESS:
STREET 1: 3600 MINNESOTA DRIVE
STREET 2: SUITE 70
CITY: EDINA
STATE: MN
ZIP: 55345
BUSINESS PHONE: 9522298101
MAIL ADDRESS:
STREET 1: 3600 MINNESOTA DRIVE
STREET 2: SUITE 70
CITY: EDINA
STATE: MN
ZIP: 55345
13F-HR
1
d425425d13fhr.txt
FORM 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [_]; Amendment Number:
---------
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Cornerstone Capital Management, Inc.
Address: 3600 Minnesota Drive
Suite 70
Edina, MN 55435
Form 13F File Number: 28-05923
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Loren Kix
Title: Senior Vice President, Chief Compliance Officer
Phone: (952) 229-8120
Signature, Place, and Date of Signing:
/s/ Loren Kix Edina, Minnesota October 16, 2012
-------------------- --------------------- --------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F File Number Name
28-01190 Frank Russell Company
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 60
Form 13F Information Table Value Total: $1,557,045
-----------
(thousands)
List of Other Included Managers:
None.
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
2
Cornerstone Capital Management, Inc.
FORM 13F
30-Sep-12
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
-------- -------- -------- -------- -------- -------- -------- --------
VALUE SHRS OR SH/ PUT/ OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL INV DISC. MGR SOLE SHARED NONE
------------------------------ --------------- --------- -------- ------- ------- ---- ---------- -------- ------- ------ -------
Acme Packet Inc COM 004764106 21798 1274727 SH Sole 579460 695267
Amazon Com Inc COM 023135106 25999 102228 SH Sole 46429 55799
American Rlty Cap TR Inc COM 02917L101 2186 186215 SH Sole 5400 180815
Anadarko Pete Corp COM 032511107 23915 342040 SH Sole 155453 186587
Apollo Group Inc CL A 037604105 39681 1365957 SH Sole 612520 753437
Apple Inc COM 037833100 108070 161999 SH Sole 73428 88571
Baidu Inc SPON ADR REP A 056752108 56232 481066 SH Sole 221596 259470
Beam Inc COM 073730103 1826 31739 SH Sole 1705 30034
Berkshire Hathaway Inc Del CL B NEW 084670702 233 2644 SH Sole 2644
British Amern Tob PLC SPONSORED ADR 110448107 41276 402133 SH Sole 195222 206911
Camden PPTY TR SH BEN INT 133131102 20131 312148 SH Sole 138639 173509
Capital One Finl Corp COM 14040H105 30716 538782 SH Sole 246092 292690
CBS Corp New CL B 124857202 16730 460487 SH Sole 208394 252093
Celgene Corp COM 151020104 29211 382354 SH Sole 174010 208344
Citrix Sys Inc COM 177376100 30620 400111 SH Sole 182463 217648
Cobalt Intl Energy Inc COM 19075F106 43043 1932765 SH Sole 869163 1063602
Coca Cola Co COM 191216100 35847 945092 SH Sole 443019 502073
CSX Corp COM 126408103 32562 1569255 SH Sole 716508 852747
Diageo P L C SPON ADR NEW 25243Q205 47408 420541 SH Sole 186008 234533
Dicks Sporting Goods Inc COM 253393102 15430 297591 SH Sole 133367 164224
Disney Walt Co COM DISNEY 254687106 22019 421183 SH Sole 191096 230087
Dollar Gen Corp New COM 256677105 51559 1000351 SH Sole 436326 564025
Ebay Inc COM 278642103 25098 518861 SH Sole 236477 282384
Fluor Corp New COM 343412102 41648 740021 SH Sole 330001 410020
Freeport-Mcmoran Copper & Go COM 35671D857 31001 783244 SH Sole 346652 436592
Gilead Sciences Inc COM 375558103 17766 267853 SH Sole 123133 144720
Google Inc CL A 38259P508 52873 70076 SH Sole 32124 37952
Halliburton Co COM 406216101 3614 107277 SH Sole 107277
HCP Inc COM 40414L109 868 19522 SH Sole 19522
Health Care Reit Inc COM 42217K106 742 12845 SH Sole 12845
Hess Corp COM 42809H107 23863 444213 SH Sole 201661 242552
Hologic Inc COM 436440101 24371 1205284 SH Sole 546024 659260
Illumina Inc COM 452327109 16582 344094 SH Sole 158463 185631
iShares Tr BARCLYS 1-3 YR 464287457 628 5940 SH Sole 570 5370
iShares Tr IBOXX INV CPBD 464287242 636 5223 SH Sole 830 4393
iShares Tr BARCLYS TIPS BD 464287176 2804 23033 SH Sole 850 22183
Johnson Ctls Inc COM 478366107 47402 1730023 SH Sole 778283 951740
Joy Global Inc COM 481165108 30833 549997 SH Sole 247977 302020
Lazard Ltd SHS A G54050102 284 9713 SH Sole 5067 4646
Mastercard Inc CL A 57636Q104 4068 9010 SH Sole 9010
Monster Beverage Corp COM 611740101 17252 319129 SH Sole 144799 174330
Mosaic Co New COM 61945C103 34932 606355 SH Sole 274988 331367
Netapp Inc COM 64110D104 9482 288382 SH Sole 132723 155659
Nuvasive Inc COM 670704105 5003 218402 SH Sole 106853 111549
Opentable Inc COM 68372A104 22158 532641 SH Sole 250364 282277
Philip Morris Intl Inc COM 718172109 2766 30759 SH Sole 4369 26390
Qualcomm Inc COM 747525103 77276 1237023 SH Sole 555213 681810
Rockwell Automation Inc COM 773903109 37401 537762 SH Sole 238915 298847
Schlumberger Ltd COM 806857108 31342 433332 SH Sole 203779 229553
Sherwin Williams Co COM 824348106 22331 149967 SH Sole 68422 81545
SPDR Gold Trust GOLD SHS 78463V107 264 1535 SH Sole 1535
Teva Pharmaceutical Inds Ltd ADR 881624209 46218 1116124 SH Sole 505915 610209
Textron Inc COM 883203101 15617 596763 SH Sole 248609 348154
Tiffany & Co New COM 886547108 8039 129916 SH Sole 58499 71417
V F Corp COM 918204108 54106 339523 SH Sole 152201 187322
Visa Inc COM CL A 92826C839 33626 250414 SH Sole 129130 121284
Weatherford International LT REG SHS H27013103 16907 1333370 SH Sole 665163 668207
Wellpoint Inc COM 94973V107 59262 1021591 SH Sole 457422 564169
Western Un Co COM 959802109 41483 2276790 SH Sole 1009624 1267166
XRS Corp COM 983845108 7 12017 SH Sole 12017