0001193125-11-196030.txt : 20110725 0001193125-11-196030.hdr.sgml : 20110725 20110725161530 ACCESSION NUMBER: 0001193125-11-196030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110725 DATE AS OF CHANGE: 20110725 EFFECTIVENESS DATE: 20110725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE CAPITAL MANAGEMENT INC //MN CENTRAL INDEX KEY: 0001123570 IRS NUMBER: 411763532 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05923 FILM NUMBER: 11984831 BUSINESS ADDRESS: STREET 1: 7101 W. 78TH STREET, SUITE 201 CITY: MINNEAPOLIS STATE: MN ZIP: 55439 BUSINESS PHONE: 9522298101 MAIL ADDRESS: STREET 1: 7101 W. 78TH STREET, SUITE 201 CITY: MINNEAPOLIS STATE: MN ZIP: 55439 13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cornerstone Capital Management, Inc. Address: 7101 W. 78th Street Suite 201 Minneapolis, MN 55439 Form 13F File Number: 28-05923 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Loren Kix Title: Chief Compliance Officer Phone: (952) 229-8120 Signature, Place, and Date of Signing: /S/ Loren Kix Minneapolis, Minnesota July 25, 2011 ------------------------- ------------------------ ------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F File Number Name 28-01190 Frank Russell Company Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: $824,564 ----------- (thousands) List of Other Included Managers: None. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. 2 Cornerstone Capital Management, Inc. FORM 13F 30-Jun-11
Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other -------------------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ -------- --------- -------- --------- --- ---- ------- -------- -------- -------- -------- Acme Packet Inc COM 004764106 11714 167037 SH Sole 54595 112442 Acme Packet Inc COM 004764106 6677 95211 SH Sole 95211 Amazon Com Inc COM 023135106 8870 43378 SH Sole 13956 29422 Amazon Com Inc COM 023135106 5053 24710 SH Sole 24710 Anadarko Pete Corp COM 032511107 12618 164388 SH Sole 52927 111461 Anadarko Pete Corp COM 032511107 7414 96587 SH Sole 96587 Apollo Group Inc COM 037604105 10199 233492 SH Sole 74279 159213 Apollo Group Inc COM 037604105 5879 134587 SH Sole 134587 Apple Inc COM 037833100 38163 113693 SH Sole 35668 78025 Apple Inc COM 037833100 21294 63437 SH Sole 63437 Baidu Inc COM 056752108 18477 131858 SH Sole 41506 90352 Baidu Inc COM 056752108 10607 75696 SH Sole 75696 British Amern TOB PLC COM 110448107 12644 143682 SH Sole 41699 101983 British Amern TOB PLC COM 110448107 7046 80068 SH Sole 80068 Broadcom Corp COM 111320107 17774 528362 SH Sole 165396 362966 Broadcom Corp COM 111320107 9369 278493 SH Sole 278493 Burberry Group Plc Adr F Spons COM 12082w204 11719 251712 SH Sole 79654 172058 Burberry Group Plc Adr F Spons COM 12082w204 6602 141812 SH Sole 141812 Celgene Corp COM 151020104 16608 275329 SH Sole 90758 184571 Celgene Corp COM 151020104 9522 157857 SH Sole 157857 Cobalt Intl Energy Inc COM 19075F106 5017 368100 SH Sole 118707 249393 Cobalt Intl Energy Inc COM 19075F106 2810 206163 SH Sole 206163 Coca Cola Co. COM 191216100 1321 19628 SH Sole 7756 11872 Continental Resources Inc. COM 212015101 535 8239 SH Sole 4448 3791 Costco Whsl Corp New COM 22160k105 7777 95731 SH Sole 31437 64294 Costco Whsl Corp New COM 22160k105 4415 54344 SH Sole 54344 Diageo Plc COM 25243Q205 9087 110999 SH Sole 34098 76901 Diageo Plc COM 25243Q205 5655 69067 SH Sole 69067 Dicks Sporting Goods Inc COM 253393102 11726 304966 SH Sole 95181 209785 Dicks Sporting Goods Inc COM 253393102 6385 166049 SH Sole 166049 Discovery Communicatns New COM 25470F104 2434 59415 SH Sole 19978 39437 Discovery Communicatns New COM 25470F104 1233 30107 SH Sole 30107 Discovery Communicatns New COM 25470F302 4663 127576 SH Sole 39779 87797 Discovery Communicatns New COM 25470F302 2762 75580 SH Sole 75580 Dow Chemical Co COM 260543103 8913 247595 SH Sole 80118 167477 Dow Chemical Co COM 260543103 5217 144916 SH Sole 144916 Lauder Estee Cos Inc COM 518439104 7737 73557 SH Sole 23286 50271 Lauder Estee Cos Inc COM 518439104 4475 42538 SH Sole 42538 Fluor Corp New COM 343412102 9608 148597 SH Sole 47948 100649 Fluor Corp New COM 343412102 5511 85235 SH Sole 85235 Freeport-McMoran Cooper & Go COM 35671d857 13521 255604 SH Sole 78650 176954 Freeport-McMoran Cooper & Go COM 35671d857 7244 136941 SH Sole 136941 General Dynamics Corp COM 369550108 18328 245942 SH Sole 77607 168335 General Dynamics Corp COM 369550108 10332 138653 SH Sole 138653
Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other -------------------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ -------- --------- -------- --------- --- ---- ------- -------- -------- -------- -------- Gilead Sciences Inc COM 375558103 17739 428379 SH Sole 132353 296026 Gilead Sciences Inc COM 375558103 9598 231774 SH Sole 231774 Goldman Sachs Group Inc COM 38141g104 11918 89545 SH Sole 26398 63147 Goldman Sachs Group Inc COM 38141g104 6483 48711 SH Sole 48711 Goodrich Corp COM 382388106 7898 82703 SH Sole 27250 55453 Goodrich Corp COM 382388106 4479 46905 SH Sole 46905 Guess Inc COM 401617105 4219 100317 SH Sole 32298 68019 Guess Inc COM 401617105 2370 56337 SH Sole 56337 HCP Inc COM 40414l109 464 12645 SH Sole 12645 Halliburton Co COM 406216101 573 11233 SH Sole 11233 Health Care Reit Inc COM 42217k106 414 7892 SH Sole 7892 Imaginon Inc New COM 45246K203 0 14999 SH Sole 14999 Johnson Ctls Inc. COM 478366107 14337 344132 SH Sole 105998 238134 Johnson Ctls Inc. COM 478366107 7786 186901 SH Sole 186901 Lazard Ltd COM G54050102 287 7737 SH Sole 7737 MGIC Invt Corp WIS COM 552848103 6222 1045742 SH Sole 332761 712981 MGIC Invt Corp WIS COM 552848103 3726 626217 SH Sole 626217 Mastercard Inc. COM 57636q104 1015 3368 SH Sole 3368 Media 100 Incorporate^xx Bankr COM 58440w105 0 10000 SH Sole 10000 Mosaic Co New COM 61945c103 12329 182029 SH Sole 55236 126793 Mosaic Co New COM 61945c103 6602 97480 SH Sole 97480 Myriad Genetics Inc COM 62855j104 7394 325600 SH Sole 106145 219455 Myriad Genetics Inc COM 62855j104 4267 187869 SH Sole 187869 Nuvasive Inc COM 670704105 5050 153575 SH Sole 50854 102721 Nuvasive Inc COM 670704105 2893 87979 SH Sole 87979 Opentable Inc COM 68372a104 5395 64909 SH Sole 21393 43516 Opentable Inc COM 68372a104 3127 37625 SH Sole 37625 Oracle Corp COM 68389x105 17793 540671 SH Sole 168155 372516 Oracle Corp COM 68389x105 9792 297540 SH Sole 297540 Pentair Inc COM 709631105 9428 233598 SH Sole 75947 157651 Pentair Inc COM 709631105 5372 133096 SH Sole 133096 Petrohawk Energy Corp COM 716495106 16255 658910 SH Sole 206683 452227 Petrohawk Energy Corp COM 716495106 8933 362103 SH Sole 362103 Philip Morris Intl Inc COM 718172109 249 3735 SH Sole 1680 2055 Polycom Inc COM 73172k104 1312 20406 SH Sole 6647 13759 Polycom Inc COM 73172k104 734 11419 SH Sole 11419 Qualcomm Inc COM 747525103 21208 373448.5 SH Sole 121339 252109.5 Qualcomm Inc COM 747525103 12062 212399 SH Sole 212399 Robert Half Intl Inc COM 770323103 10481 387736 SH Sole 125692 262044 Robert Half Intl Inc COM 770323103 5966 220707 SH Sole 220707 Rockwell Automation Inc COM 773903109 8483 97781 SH Sole 31594 66187 Rockwell Automation Inc COM 773903109 4888 56338 SH Sole 56338 Scivanta Medical Corp COM 809120108 1 52100 SH Sole 52100 Textron Inc COM 883203101 9531 403680 SH Sole 130181 273499 Textron Inc COM 883203101 5386 228124 SH Sole 228124 Tiffany & Co New COM 886547108 4896 62353 SH Sole 20469 41884 Tiffany & Co New COM 886547108 2766 35225 SH Sole 35225 TJX Cos Inc New COM 872540109 12325 234631 SH Sole 71893 162738 TJX Cos Inc New COM 872540109 6617 125964 SH Sole 125964 Visa Inc COM 92826c839 15991 189783 SH Sole 65562 124221 Visa Inc COM 92826c839 9675 114820 SH Sole 114820 Disney Walt Co COM 254687106 10636 272443 SH Sole 81380 191063 Disney Walt Co COM 254687106 5796 148472 SH Sole 148472 Weatherford International LT COM h27013103 17609 939134 SH Sole 301753 637381
Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other -------------------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ -------- --------- -------- --------- --- ---- ------- -------- -------- -------- -------- Weatherford International LT COM h27013103 9914 528768 SH Sole 528768 Wellpoint Inc COM 94973v107 8252 104756 SH Sole 33291 71465 Wellpoint Inc COM 94973v107 4827 61280 SH Sole 61280 Western Un Co COM 959802109 10352 516844.1 SH Sole 155142 361702.1 Western Un Co COM 959802109 5471 273120 SH Sole 273120 Xata Corp COM 983882309 23 12017 SH Sole 12017