0001140361-11-038050.txt : 20110726 0001140361-11-038050.hdr.sgml : 20110726 20110726171746 ACCESSION NUMBER: 0001140361-11-038050 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110726 DATE AS OF CHANGE: 20110726 EFFECTIVENESS DATE: 20110726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Capital Trust Co CENTRAL INDEX KEY: 0001123320 IRS NUMBER: 043581018 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06719 FILM NUMBER: 11988049 BUSINESS ADDRESS: STREET 1: 33 BROAD STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 7818963656 MAIL ADDRESS: STREET 1: 33 BROAD STREET CITY: BOSTON STATE: MA ZIP: 002109 FORMER COMPANY: FORMER CONFORMED NAME: FAMILY CAPITAL TRUST CO., NA DATE OF NAME CHANGE: 20050211 FORMER COMPANY: FORMER CONFORMED NAME: FAMILY CAPITAL FIDUCIARY LLC DATE OF NAME CHANGE: 20000905 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Family Capital Trust Company Address: 3 Centennial Drive Peabody, MA 01960 Form 13F File Number: 28-06719 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Carolyn B. Bergen Title: CCO Phone: 978-278-9305 Signature, Place, and Date of Signing: /s/ Carolyn B. Bergen Boston, MA 7/26/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 132 Form 13F Information Table Value Total: $ 164,477 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- INVESCO LTD G491BT108 1247 53305 SH SOLE 52755 0 0 550 NAVIOS MARITIME PARTNERS L P Y62267102 18 1000 SH SOLE 1000 0 0 0 AGL RESOURCES INC COM 001204106 79 1950 SH SOLE 1950 0 0 0 A T & T INC COM 00206R102 15 485 SH SOLE 485 0 0 0 ABBOTT LABS COM 002824100 3116 59237 SH SOLE 58812 0 0 425 ADOBE SYS INC COM 00724F101 36208 1151289 SH SOLE 1151289 0 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 124 1300 SH SOLE 1300 0 0 0 ALTRIA GROUP INC COM 02209S103 15 580 SH SOLE 580 0 0 0 AMERICAN EXPRESS CO COM 025816109 951 18404 SH SOLE 18404 0 0 0 AMERIGAS PARTNERS LP 030975106 741 16450 SH SOLE 16450 0 0 0 ANADARKO PETE INC COM 032511107 230 3000 SH SOLE 3000 0 0 0 ANALOG DEVICES INC COM 032654105 2040 52125 SH SOLE 52125 0 0 0 APPLE INCORPORATED COM 037833100 2785 8296 SH SOLE 8206 0 0 90 ARGAN, INC COM 04010E109 339 33480 SH SOLE 33480 0 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 716 13585 SH SOLE 13585 0 0 0 BP PRUDHOE BAY ROYALTY TRUST 055630107 447 4000 SH SOLE 4000 0 0 0 BANK OF AMERICA CORP COM 060505104 872 79550 SH SOLE 78450 0 0 1100 BANK OF AMER WARRANT 13.30 060505146 40 7260 SH SOLE 7260 0 0 0 BAXTER INTL INC COM 071813109 2335 39130 SH SOLE 38830 0 0 300 BERKSHIRE HATHAWAY INC CLB 084670702 182 2350 SH SOLE 2350 0 0 0 BHP BILLITON LIMITED 088606108 185 1950 SH SOLE 1950 0 0 0 BLACKROCK MUNIVEST FUND 09253R105 43 4550 SOLE 4550 0 0 0 BRIDGELINE DIGITAL, INC COM 10807Q205 366 385385 SH SOLE 385385 0 0 0 BUCKEYE PARTNERS LP 118230101 210 3249 SH SOLE 3249 0 0 0 CPFL ENERGIA S A ADR 126153105 17 190 SH SOLE 190 0 0 0 CANADIAN NATIONAL RAILWAY CO COM 136375102 58 730 SH SOLE 730 0 0 0 CELGENE CORPORATION COM 151020104 139 2300 SH SOLE 2300 0 0 0 CHEVRON CORP COM 166764100 175 1700 SH SOLE 1700 0 0 0 CHIMERA INVT CORP COM 16934Q109 12 3520 SH SOLE 3520 0 0 0 CHUBB CORPORATION COM 171232101 32 505 SH SOLE 505 0 0 0 CISCO SYS INC COM 17275R102 47 3000 SH SOLE 3000 0 0 0 COCA COLA CO COM 191216100 288 4275 SH SOLE 4275 0 0 0 COLGATE PALMOLIVE CO COM 194162103 18 210 SH SOLE 210 0 0 0 CONOCOPHILLIPS 20825C104 429 5700 SH SOLE 5700 0 0 0 CREE INC COM 225447101 307 9140 SH SOLE 9040 0 0 100 CUMMINS INC COM 231021106 2195 21209 SH SOLE 21144 0 0 65 DANAHER CORPORATION COM 235851102 1682 31740 SH SOLE 31740 0 0 0 DISNEY (WALT) COMPANY COM 254687106 1734 44405 SH SOLE 43905 0 0 500 DOMINION RES INC VA NEW COM 25746U109 384 7950 SH SOLE 7950 0 0 0 DUKE ENERGY HLDG CORP 26441C105 34 1833 SH SOLE 1833 0 0 0 E M C CORP MASS COM 268648102 25 900 SH SOLE 900 0 0 0 EBAY INC COM 278642103 1326 41100 SH SOLE 41100 0 0 0 EMERSON ELEC CO COM 291011104 71 1265 SH SOLE 1265 0 0 0 ENERGY TRANSFER EQUITY, LP 29273V100 3925 87325 SH SOLE 86525 0 0 800 ENTERPRISE PRODUCTS LP 293792107 4546 105230 SH SOLE 104181 0 0 1049 EXELON CORP COM 30161N101 460 10730 SH SOLE 10730 0 0 0 EXPEDITORS INTL OF WASH 302130109 1649 32225 SH SOLE 31825 0 0 400 EXXON MOBIL CORP COM 30231G102 2701 33185 SH SOLE 32785 0 0 400 FORD MOTOR CREDIT COMPANY 345370860 1716 124420 SH SOLE 123170 0 0 1250 GASTAR EXPLORATION LTD 367299203 2 600 SH SOLE 600 0 0 0 GENERAL ELEC CO COM 369604103 1296 68743 SH SOLE 68743 0 0 0 GENERAL MLS INC COM 370334104 74 2000 SH SOLE 2000 0 0 0 GILEAD SCIENCES INC COM 375558103 8 200 SH SOLE 200 0 0 0 GOLDCORP INC COM 380956409 169 3500 SH SOLE 3500 0 0 0 GOOGLE INC COM 38259P508 2026 4002 SH SOLE 3962 0 0 40 H J HEINZ CO COM 423074103 160 3000 SH SOLE 3000 0 0 0 HEWLETT PACKARD CO COM 428236103 109 3000 SH SOLE 3000 0 0 0 INERGY LP 456615103 31 865 SH SOLE 865 0 0 0 INTEL CORP COM 458140100 594 26819 SH SOLE 26819 0 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 5056 29471 SH SOLE 29096 0 0 375
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- INTUITIVE SURGICAL INC COM 46120E602 558 1500 SH SOLE 1500 0 0 0 ISHARES MSCI SINGAPORE INDEX 464286673 223 16250 SH SOLE 16250 0 0 0 ISHARES MSCI TAIWAN INDEX 464286731 345 22700 SH SOLE 22700 0 0 0 ISHARES S&P 500 INDEX FUND 464287200 104 785 SH SOLE 785 0 0 0 ISHARES EMERGING MKTS 464287234 2386 50145 SH SOLE 50145 0 0 0 ISHARES S&P GLOBAL HEALTHCAR 464287325 215 3707 SH SOLE 3707 0 0 0 ISHARES LATIN AMERICA 464287390 123 2375 SH SOLE 2375 0 0 0 ISHARES NASDAQ BIOTECHNOLOGY 464287556 64 600 SH SOLE 600 0 0 0 ISHARES 1-3 YR CREDIT BOND FUND 464288646 20275 193189 SH SOLE 192014 0 0 1175 JPMORGAN CHASE & CO COM 46625H100 2814 68755 SH SOLE 68205 0 0 550 JP MORGAN ALERIAN MLP INDEX FUND 46625H365 10 275 SH SOLE 275 0 0 0 J P MORGAN WARRANTS 10282018 46634E114 38 2800 SH SOLE 2800 0 0 0 JOHNSON & JOHNSON COM 478160104 835 12550 SH SOLE 11850 0 0 700 JUNIPER NETWORKS 48203R104 1405 44595 SH SOLE 44145 0 0 450 KINDERMORGAN ENERGY LP 494550106 109 1500 SH SOLE 1500 0 0 0 LEVEL 3 COMMUNICATIONS 52729N100 28 11489 SH SOLE 11489 0 0 0 LILLY ELI & CO COM 532457108 15 400 SH SOLE 400 0 0 0 LINN ENERGY LLC 536020100 145 3700 SH SOLE 3700 0 0 0 LOCKHEED MARTIN CORP COM 539830109 28 350 SH SOLE 350 0 0 0 LORILLARD, INC COM 544147101 163 1500 SH SOLE 1500 0 0 0 LOWES COMPANIES COM 548661107 36 1550 SH SOLE 1550 0 0 0 MARKET VECTORS GOLD 57060U100 55 1000 SH SOLE 1000 0 0 0 MARKET VECTORS BRAZIL ETF 57060U613 970 17092 SH SOLE 16942 0 0 150 MCDONALDS CORP COM 580135101 230 2730 SH SOLE 2730 0 0 0 MEDCO HEALTH SOLUTIONS 58405U102 436 7708 SH SOLE 7708 0 0 0 MERCK & CO NEW 58933Y105 1678 47557 SH SOLE 47557 0 0 0 METHANEX CORP COM 59151K108 3 100 SH SOLE 100 0 0 0 MICROSOFT CORP COM 594918104 67 2572 SH SOLE 2572 0 0 0 MICROCHIP TECH INC COM 595017104 34 900 SH SOLE 900 0 0 0 NEXTERA ENERGY INC COM 65339F101 265 4610 SH SOLE 4610 0 0 0 NOVARTIS A G 66987V109 70 1150 SH SOLE 1150 0 0 0 NOVO NORDISK 670100205 2843 22695 SH SOLE 22520 0 0 175 NU SKIN ENTERPRISES 67018T105 34 900 SH SOLE 900 0 0 0 OCCIDENTAL PETROLEUM CORP 674599105 3764 36175 SH SOLE 36175 0 0 0 ORACLE CORP COM 68389X105 84 2550 SH SOLE 2550 0 0 0 PARTNER COMMUNICATIONS LTD 70211M109 4 300 SH SOLE 300 0 0 0 PEPSICO INC COM 713448108 450 6395 SH SOLE 6395 0 0 0 PETROCHINA CO LTD 71646E100 117 800 SH SOLE 800 0 0 0 PFIZER INC COM 717081103 626 30383 SH SOLE 30383 0 0 0 POTASH CORP SASK 73755L107 31 540 SH SOLE 540 0 0 0 POWERSHARES QQQQ TRUST 73935A104 735 12889 SH SOLE 12889 0 0 0 POWERSHARES INDIA 73935L100 371 15800 SH SOLE 15800 0 0 0 POWERSHARES DB USD FUND 73936D206 201 7000 SH SOLE 7000 0 0 0 PROCTER & GAMBLE CO COM 742718109 235 3700 SH SOLE 3700 0 0 0 QUALCOMM INC COM 747525103 2716 47825 SH SOLE 47250 0 0 575 QUICKSILVER RESOURCES 74837R104 1 100 SH SOLE 100 0 0 0 RIOTINTO PLC SPNSD ADR 767204100 78 1080 SH SOLE 1080 0 0 0 ROYAL DUTCH SHELL ADR 780259107 2149 29955 SH SOLE 29605 0 0 350 SPDR S & P DEPOSIT RCPTS 78462F103 2931 22213 SH SOLE 22213 0 0 0 SPDR GOLD TRUST 78463V107 6232 42687 SH SOLE 42412 0 0 275 SPDR INDEX SH S&P BRIC 40 78463X798 1357 48795 SH SOLE 48795 0 0 0 SPDR S&P 500 DIV ETF 78464A763 442 8171 SH SOLE 8171 0 0 0 SPDR S&P MIDCAP 400 ETF TR 78467Y107 642 3620 SH SOLE 3620 0 0 0 SAPIENT CORP 803062108 10 675 SH SOLE 675 0 0 0 SCHLUMBERGER LTD COM 806857108 3185 36858 SH SOLE 36508 0 0 350 SELECT SPDR ENERGY 81369Y506 493 6549 SH SOLE 6549 0 0 0 SOUTHERN CO 842587107 698 17285 SH SOLE 17285 0 0 0 SUNCOR ENERGY INC 867224107 27 700 SH SOLE 700 0 0 0 SYSCO CORP COM 871829107 689 22100 SH SOLE 22100 0 0 0 TEVA PHARMACEUTICAL IND 881624209 2174 45080 SH SOLE 44705 0 0 375
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- 3M CO 88579Y101 114 1200 SH SOLE 1200 0 0 0 ULTRA PETROLEUM 903914109 1514 33075 SH SOLE 32775 0 0 300 UNITED TECHNOLOGIES CORP COM 913017109 2057 23240 SH SOLE 23240 0 0 0 VANGUARD CONSUMER STAPLES ETF 92204A207 104 1300 SH SOLE 1300 0 0 0 VENTAS INC 92276F100 79 1500 SH SOLE 1500 0 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 129 2480 SH SOLE 2480 0 0 0 VISA INC 92826C839 3735 44330 SH SOLE 43910 0 0 420 VODAFONE GROUP PLC ADR 92857W209 2306 86338 SH SOLE 85613 0 0 725 WAL MART STORES INC COM 931142103 12 232 SH SOLE 232 0 0 0 WALGREEN CO COM 931422109 102 2400 SH SOLE 2400 0 0 0 WESTERN GAS PARTNERS LP 958254104 477 13420 SH SOLE 13420 0 0 0 WILLIAMS CO INC 969457100 3 100 SH SOLE 100 0 0 0