0001140361-11-023523.txt : 20110428 0001140361-11-023523.hdr.sgml : 20110428 20110427205524 ACCESSION NUMBER: 0001140361-11-023523 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110427 EFFECTIVENESS DATE: 20110428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Capital Trust Co CENTRAL INDEX KEY: 0001123320 IRS NUMBER: 043581018 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06719 FILM NUMBER: 11785201 BUSINESS ADDRESS: STREET 1: 33 BROAD STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 7818963656 MAIL ADDRESS: STREET 1: 33 BROAD STREET CITY: BOSTON STATE: MA ZIP: 002109 FORMER COMPANY: FORMER CONFORMED NAME: FAMILY CAPITAL TRUST CO., NA DATE OF NAME CHANGE: 20050211 FORMER COMPANY: FORMER CONFORMED NAME: FAMILY CAPITAL FIDUCIARY LLC DATE OF NAME CHANGE: 20000905 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Family Capital Trust Company Address: 3 Centennial Drive Peabody, MA 01960 Form 13F File Number: 28-06719 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Carolyn B. Bergen Title: CCO Phone: 978-278-9305 Signature, Place, and Date of Signing: /s/ Carolyn B. Bergen Boston, MA 4/26/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 107 Form 13F Information Table Value Total: $ 170,214 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- INVESCO LTD G491BT108 1328 51975 SH SOLE 51425 0 550 AGL RESOURCES INC COM 001204106 78 1950 SH SOLE 1950 0 0 ABBOTT LABS COM 002824100 2829 57697 SH SOLE 57272 0 425 ADOBE SYS INC COM 00724F101 39402 1188594 SH SOLE 1188594 0 0 AMERICAN EXPRESS CO COM 025816109 832 18404 SH SOLE 18404 0 0 AMERIGAS PARTNERS LP 030975106 771 16050 SH SOLE 16050 0 0 ANADARKO PETE INC COM 032511107 246 3000 SH SOLE 3000 0 0 ANALOG DEVICES INC COM 032654105 2053 52125 SH SOLE 52125 0 0 APPLE INCORPORATED 037833100 2913 8360 SH SOLE 8270 0 90 ARGAN, INC COM 04010E109 287 33480 SH SOLE 33480 0 0 AUTOMATIC DATA PROCESSING COM 053015103 549 10700 SH SOLE 10700 0 0 BP PRUDHOE BAY ROYALTY TR 055630107 479 4000 SH SOLE 4000 0 0 BANK OF AMERICA CORP COM 060505104 1022 76675 SH SOLE 75575 0 1100 BAXTER INTL INC 071813109 2007 37325 SH SOLE 37025 0 300 BHP BILLITON LIMITED 088606108 187 1950 SH SOLE 1950 0 0 BLACKROCK MUNIVEST FUND 09253R105 42 4550 SH SOLE 4550 0 0 BRIDGELINE DIGITAL, INC COM 10807Q205 420 385385 SH SOLE 385385 0 0 BUCKEYE PARTNERS LP 118230101 206 3249 SH SOLE 3249 0 0 CELGENE CORPORATION COM 151020104 1038 18025 SH SOLE 18025 0 0 CITIGROUP INC COM 172967101 1768 400000 SH SOLE 395700 0 4300 COCA COLA CO COM 191216100 350 5275 SH SOLE 5275 0 0 COLGATE PALMOLIVE CO COM 194162103 17 210 SH SOLE 210 0 0 CONOCOPHILLIPS 20825C104 491 6150 SH SOLE 6150 0 0 CONSOLIDATED EDISON INC COM 209115104 127 2500 SH SOLE 2500 0 0 CREE INC 225447101 407 8820 SH SOLE 8720 0 100 CUMMINS INC COM 231021106 2221 20259 SH SOLE 20194 0 65 DANAHER CORPORATION COM 235851102 1567 30200 SH SOLE 30200 0 0 DISNEY (WALT) COMPANY COM 254687106 1859 43150 SH SOLE 42650 0 500 DOMINION RES INC VA NEW COM 25746U109 355 7950 SH SOLE 7950 0 0 EBAY INC COM 278642103 1276 41100 SH SOLE 41100 0 0 EMERSON ELEC CO COM 291011104 15 250 SH SOLE 250 0 0 ENERGY TRANSFER EQUITY, L 29273V100 4032 89600 SH SOLE 88800 0 800 ENTERPRISE PRODUCTS LP 293792107 4396 102080 SH SOLE 101031 0 1049 EXELON CORP COM 30161N101 383 9300 SH SOLE 9300 0 0 EXPEDITORS INTL OF WASH 302130109 1664 33175 SH SOLE 32775 0 400 EXXON MOBIL CORP COM 30231G102 2758 32785 SH SOLE 32385 0 400 FORD MOTOR CREDIT COMPANY COM 345370860 1780 119400 SH SOLE 118150 0 1250 GASTAR EXPLORATION LTD 367299203 3 600 SH SOLE 600 0 0 GENERAL ELEC CO COM 369604103 1298 64768 SH SOLE 64768 0 0 GENERAL MLS INC COM 370334104 102 2800 SH SOLE 2800 0 0 GOLDCORP INC COM 380956409 174 3500 SH SOLE 3500 0 0 GOOGLE INC COM 38259P508 1528 2605 SH SOLE 2565 0 40 H J HEINZ CO COM 423074103 146 3000 SH SOLE 3000 0 0 HEWLETT PACKARD CO COM 428236103 123 3000 SH SOLE 3000 0 0 INERGY LP 456615103 17 425 SH SOLE 425 0 0 INTEL CORP COM 458140100 508 25152 SH SOLE 25152 0 0 INTERNATIONAL BUSINESS MA COM 459200101 4594 28171 SH SOLE 27796 0 375 INTUITIVE SURGICAL INC COM 46120E602 500 1500 SH SOLE 1500 0 0 ISHARES MSCI SINGAPORE IN 464286673 222 16250 SH SOLE 16250 0 0 ISHARES MSCI TAIWAN INDEX 464286731 337 22700 SH SOLE 22700 0 0 ISHARES S&P 500 INDEX FUN 464287200 104 785 SH SOLE 785 0 0 ISHARES EMERGING MKTS 464287234 2409 49517 SH SOLE 49517 0 0 ISHARES S&P GLOBAL HEALTH 464287325 201 3707 SH SOLE 3707 0 0 ISHARES LATIN AMERICA 464287390 128 2375 SH SOLE 2375 0 0 ISHARES NASDAQ BIOTECHNOL 464287556 60 600 SH SOLE 600 0 0 ISHARES 1-3 YR CREDIT BON 464288646 24253 232219 SH SOLE 230494 0 1725 JPMORGAN CHASE & CO 46625H100 3059 66380 SH SOLE 65830 0 550 JP MORGAN ALERIAN MLP IND 46625H365 4 100 SH SOLE 100 0 0 JOHNSON & JOHNSON COM 478160104 924 15600 SH SOLE 14900 0 700 JUNIPER NETWORKS 48203R104 1922 45675 SH SOLE 45225 0 450
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- KINDERMORGAN ENERGY LP 494550106 148 2000 SH SOLE 2000 0 0 LEVEL 3 COMMUNICATIONS 52729N100 477 324300 SH SOLE 324300 0 0 LINN ENERGY LLC 536020100 144 3700 SH SOLE 3700 0 0 LORILLARD, INC 544147101 143 1500 SH SOLE 1500 0 0 MARKET VECTORS GOLD 57060U100 60 1000 SH SOLE 1000 0 0 MARKET VECTORS BRAZIL ETF 57060U613 828 14605 SH SOLE 14455 0 150 MEDCO HEALTH SOLUTIONS 58405U102 1251 22278 SH SOLE 22103 0 175 MERCK & CO NEW 58933Y105 1402 42487 SH SOLE 42487 0 0 METHANEX CORP 59151K108 3 100 SH SOLE 100 0 0 MICROCHIP TECH INC COM 595017104 15 400 SH SOLE 400 0 0 NEXTERA ENERGY INC COM 65339F101 138 2500 SH SOLE 2500 0 0 NOVO NORDISK ADR 670100205 2743 21900 SH SOLE 21725 0 175 NU SKIN ENTERPRISES 67018T105 26 900 SH SOLE 900 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 3566 34125 SH SOLE 34125 0 0 PPG INDS INC COM 693506107 38 400 SH SOLE 400 0 0 PEPSICO INC COM 713448108 322 5000 SH SOLE 5000 0 0 PETROCHINA CO LTD 71646E100 122 800 SH SOLE 800 0 0 PFIZER INC COM 717081103 564 27790 SH SOLE 27790 0 0 POWERSHARES QQQQ TRUST 73935A104 615 10716 SH SOLE 10716 0 0 POWERSHARES INDIA 73935L100 379 15800 SH SOLE 15800 0 0 POWERSHARES DB USD FUND 73936D206 197 7000 SH SOLE 7000 0 0 PROCTER & GAMBLE CO COM 742718109 185 3000 SH SOLE 3000 0 0 QUALCOMM INC COM 747525103 2662 48550 SH SOLE 47975 0 575 QUICKSILVER RESOURCES 74837R104 1 100 SH SOLE 100 0 0 ROYAL DUTCH SHELL ADR 780259107 1885 25735 SH SOLE 25385 0 350 SPDR S & P DEPOSIT RCPTS 78462F103 2563 19334 SH SOLE 19334 0 0 SPDR GOLD TRUST 78463V107 5981 42763 SH SOLE 42488 0 275 SPDR INDEX SH S&P BRIC 40 78463X798 2209 74890 SH SOLE 74890 0 0 SPDR S&P 500 DIV ETF 78464A763 364 6717 SH SOLE 6717 0 0 SPDR S&P MIDCAP 400 ETF T 78467Y107 516 2874 SH SOLE 2874 0 0 SCHLUMBERGER LTD COM 806857108 3392 36373 SH SOLE 36023 0 350 SELECT SPDR ENERGY 81369Y506 446 5588 SH SOLE 5588 0 0 SOUTHERN CO COM 842587107 636 16700 SH SOLE 16700 0 0 SYSCO CORP COM 871829107 510 18400 SH SOLE 18400 0 0 TEVA PHARMACEUTICAL IND 881624209 1594 31785 SH SOLE 31510 0 275 3M CO 88579Y101 94 1000 SH SOLE 1000 0 0 TRAVELERS GROUP INC 89417E109 10 175 SH SOLE 175 0 0 ULTRA PETROLEUM 903914109 1511 30675 SH SOLE 30375 0 300 UNITED TECHNOLOGIES CORP COM 913017109 1636 19325 SH SOLE 19325 0 0 VANGUARD CONSUMER STAPLES 92204A207 98 1300 SH SOLE 1300 0 0 VENTAS INC 92276F100 122 2250 SH SOLE 2250 0 0 VISA INC 92826C839 3176 43140 SH SOLE 42720 0 420 VODAFONE GROUP PLC ADR 92857W209 2293 79758 SH SOLE 79033 0 725 WAL MART STORES INC COM 931142103 12 232 SH SOLE 232 0 0 WESTERN GAS PARTNERS LP 958254104 333 9525 SH SOLE 9525 0 0 WEYERHAEUSER CO COM 962166104 30 1221 SH SOLE 1221 0 0 WILLIAMS CO INC 969457100 3 100 SH SOLE 100 0 0