-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WV+LjkVlREGNUhiI0yORSnsHCrlKIMK8yhWpVLbl1WxfgBJIFjMY4rdQVyC1YmLE 5N7Kak169q7Na5tZic/o0w== 0001140361-10-042567.txt : 20101028 0001140361-10-042567.hdr.sgml : 20101028 20101028172033 ACCESSION NUMBER: 0001140361-10-042567 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101028 DATE AS OF CHANGE: 20101028 EFFECTIVENESS DATE: 20101028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Capital Trust Co CENTRAL INDEX KEY: 0001123320 IRS NUMBER: 043581018 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06719 FILM NUMBER: 101149040 BUSINESS ADDRESS: STREET 1: 33 BROAD STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 7818963656 MAIL ADDRESS: STREET 1: 33 BROAD STREET CITY: BOSTON STATE: MA ZIP: 002109 FORMER COMPANY: FORMER CONFORMED NAME: FAMILY CAPITAL TRUST CO., NA DATE OF NAME CHANGE: 20050211 FORMER COMPANY: FORMER CONFORMED NAME: FAMILY CAPITAL FIDUCIARY LLC DATE OF NAME CHANGE: 20000905 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Family Capital Trust Company Address: 33 Broad St. Boston, MA 02109 Form 13F File Number: 28-06719 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Carolyn B. Bergen Title: CCO Phone: 617-896-3638 Signature, Place, and Date of Signing: /s/ Carolyn B. Bergen Boston, MA 8/3/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: $ 148,052 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- AGL RESOURCES INC COM 001204106 75 1950 SH SOLE 1950 0 0 A T & T INC COM 00206R102 8 293 SH SOLE 293 0 0 ABBOTT LABS COM 002824100 3086 59072 SH SOLE 58647 0 425 ADOBE SYS INC COM 00724F101 32884 1257985 SH SOLE 1257985 0 0 AMERICAN EXPRESS CO COM 025816109 773 18404 SH SOLE 18404 0 0 AMERIGAS PARTNERS LP 030975106 772 17225 SH SOLE 17225 0 0 AMGEN INC COM 031162100 6 100 SH SOLE 100 0 0 ANADARKO PETE INC COM 032511107 171 3000 SH SOLE 3000 0 0 ANALOG DEVICES INC COM 032654105 1753 55875 SH SOLE 55325 0 550 APPLE INCORPORATED COM 037833100 3270 11525 SH SOLE 11400 0 125 ARGAN, INC COM 04010E109 313 33480 SH SOLE 33480 0 0 AUTOMATIC DATA PROCESSING 053015103 305 7250 SH SOLE 7250 0 0 BP PRUDHOE BAY ROYALTY TR 055630107 413 4000 SH SOLE 4000 0 0 BANK OF AMERICA CORP COM 060505104 1030 78625 SH SOLE 77525 0 1100 BAXTER INTL INC COM 071813109 1733 36325 SH SOLE 36025 0 300 BHP BILLITON LIMITED 088606108 149 1950 SH SOLE 1950 0 0 BLACKROCK MUNIVEST FUND 09253R105 47 4550 SH SOLE 4550 0 0 BRIDGELINE DIGITAL, INC COM 10807Q205 470 388497 SH SOLE 388497 0 0 BUCKEYE PARTNERS LP 118230101 206 3249 SH SOLE 3249 0 0 CVS/CAREMARK COM 126650100 1247 39625 SH SOLE 39350 0 275 CELGENE CORPORATION COM 151020104 1116 19375 SH SOLE 19375 0 0 CISCO SYS INC COM 17275R102 970 44300 SH SOLE 44300 0 0 COCA COLA CO COM 191216100 320 5475 SH SOLE 5475 0 0 COLGATE PALMOLIVE CO COM 194162103 16 210 SH SOLE 210 0 0 CONOCOPHILLIPS COM 20825C104 353 6150 SH SOLE 6150 0 0 CONSOLIDATED EDISON INC COM 209115104 121 2500 SH SOLE 2500 0 0 CUMMINS INC COM 231021106 3392 37450 SH SOLE 37350 0 100 DOMINION RES INC VA NEW COM 25746U109 347 7950 SH SOLE 7950 0 0 DUKE ENERGY HLDG CORP COM 26441C105 12 700 SH SOLE 700 0 0 EBAY INC COM 278642103 1002 41100 SH SOLE 41100 0 0 EMERSON ELEC CO COM 291011104 13 250 SH SOLE 250 0 0 ENERGY TRANSFER EQUITY, LP 29273V100 3525 94975 SH SOLE 94175 0 800 ENTERPRISE PRODUCTS LP 293792107 4150 104649 SH SOLE 103600 0 1049 EXELON CORP COM 30161N101 383 9000 SH SOLE 9000 0 0 EXPEDITORS INTL OF WASH 302130109 1696 36700 SH SOLE 36300 0 400 EXXON MOBIL CORP COM 30231G102 2277 36848 SH SOLE 36048 0 800 FORD MOTOR CREDIT COMPANY COM 345370860 2219 181300 SH SOLE 179500 0 1800 GASTAR EXPLORATION LTD 367299203 2 600 SH SOLE 600 0 0 GENERAL ELEC CO COM 369604103 1052 64768 SH SOLE 64768 0 0 GENERAL MLS INC COM 370334104 102 2800 SH SOLE 2800 0 0 GOLDCORP INC COM 380956409 152 3500 SH SOLE 3500 0 0 GOOGLE INC COM 38259P508 1409 2680 SH SOLE 2640 0 40 H J HEINZ CO COM 423074103 142 3000 SH SOLE 3000 0 0 HEWLETT PACKARD CO COM 428236103 126 3000 SH SOLE 3000 0 0 INTEL CORP COM 458140100 483 25152 SH SOLE 25152 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 3864 28803 SH SOLE 28428 0 375 INTUITIVE SURGICAL INC COM 46120E602 170 600 SH SOLE 600 0 0 ISHARES MSCI SINGAPORE INDEX 464286673 892 67485 SH SOLE 66985 0 500 ISHARES MSCI TAIWAN INDEX 464286731 308 22700 SH SOLE 22700 0 0 ISHARES S&P 500 INDEX FUND 464287200 96 835 SH SOLE 835 0 0 ISHARES EMERGING MKTS 464287234 2051 45818 SH SOLE 45668 0 150 ISHARES IBOXX GRADE CORP BOND 464287242 208 1837 SH SOLE 1837 0 0 ISHARES S&P GLOBAL HEALTH 464287325 269 5302 SH SOLE 5302 0 0 ISHARES LATIN AMERICA 464287390 120 2375 SH SOLE 2375 0 0 ISHARES NASDAQ BIOTECHNOL 464287556 951 11025 SH SOLE 11025 0 0 ISHARES 1-3 YR CREDIT BOND FUND 464288646 19011 180992 SH SOLE 180429 0 563 JPMORGAN CHASE & CO 46625H100 2616 68745 SH SOLE 68195 0 550 JOHNSON & JOHNSON COM 478160104 1067 17225 SH SOLE 16525 0 700 JUNIPER NETWORKS COM 48203R104 2557 84275 SH SOLE 83475 0 800 KINDERMORGAN ENERGY LP 494550106 137 2000 SH SOLE 2000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- LINN ENERGY LLC 536020100 118 3700 SH SOLE 3700 0 0 LORILLARD, INC COM 544147101 120 1500 SH SOLE 1500 0 0 MARKET VECTORS GOLD 57060U100 148 2650 SH SOLE 2650 0 0 MARKET VECTORS BRAZIL ETF 57060U613 772 13746 SH SOLE 13596 0 150 MEDCO HEALTH SOLUTIONS 58405U102 1195 22951 SH SOLE 22776 0 175 MERCK & CO NEW 58933Y105 1525 41421 SH SOLE 41421 0 0 METHANEX CORP COM 59151K108 2 100 SH SOLE 100 0 0 MICROSOFT CORP COM 594918104 31 1275 SH SOLE 1275 0 0 NEXTERA ENERGY INC COM 65339F101 136 2500 SH SOLE 2500 0 0 NOVO NORDISK ADR ADR 670100205 2264 23000 SH SOLE 22825 0 175 OCCIDENTAL PETROLEUM CORP COM 674599105 2648 33825 SH SOLE 33825 0 0 PPG INDS INC COM 693506107 29 400 SH SOLE 400 0 0 PEPSICO INC COM 713448108 153 2300 SH SOLE 2300 0 0 PETROCHINA CO LTD 71646E100 93 800 SH SOLE 800 0 0 PFIZER INC COM 717081103 494 28798 SH SOLE 28798 0 0 POWERSHARES INDIA 73935L100 401 15900 SH SOLE 15900 0 0 PROCTER & GAMBLE CO COM 742718109 300 5000 SH SOLE 5000 0 0 QUALCOMM INC COM 747525103 2278 50480 SH SOLE 49905 0 575 QUICKSILVER RESOURCES 74837R104 3 200 SH SOLE 200 0 0 ROYAL DUTCH SHELL ADR 780259107 1498 25485 SH SOLE 25135 0 350 SPDR S & P DEPOSIT RCPTS 78462F103 1593 13961 SH SOLE 13961 0 0 SPDR GOLD TRUST 78463V107 7530 58869 SH SOLE 58444 0 425 SPDR INDEX SH S&P BRIC 40 78463X798 2067 79990 SH SOLE 79190 0 800 SPDR S&P MIDCAP 400 EFT 78467Y107 313 2153 SH SOLE 2153 0 0 ST JUDE MED INC 790849103 43 1100 SH SOLE 1100 0 0 SCHLUMBERGER LTD COM 806857108 2346 38076 SH SOLE 37726 0 350 SELECT SPDR ENERGY 81369Y506 224 3997 SH SOLE 3997 0 0 SHERWIN WILLIAMS CO COM 824348106 113 1500 SH SOLE 1500 0 0 SOUTHERN CO COM 842587107 598 16050 SH SOLE 16050 0 0 SYSCO CORP COM 871829107 525 18400 SH SOLE 18400 0 0 TEVA PHARMACEUTICAL IND 881624209 1139 21585 SH SOLE 21585 0 0 3M CO COM 88579Y101 124 1425 SH SOLE 1425 0 0 TRAVELERS GROUP INC COM 89417E109 9 175 SH SOLE 175 0 0 ULTRA PETROLEUM COM 903914109 1327 31625 SH SOLE 31325 0 300 UNITED TECHNOLOGIES CORP COM 913017109 1140 16000 SH SOLE 16000 0 0 VANGUARD CONSUMER STAPLES ETF 92204A207 186 2635 SH SOLE 2635 0 0 VENTAS INC COM 92276F100 116 2250 SH SOLE 2250 0 0 VISA INC COM 92826C839 1086 14625 SH SOLE 14525 0 100 VODAFONE GROUP PLC ADR 92857W209 1970 79433 SH SOLE 78708 0 725 WAL MART STORES INC COM 931142103 2787 52082 SH SOLE 51707 0 375 WESTERN GAS PARTNERS LP 958254104 179 6600 SH SOLE 6600 0 0 WEYERHAEUSER CO COM 962166104 19 1221 SH SOLE 1221 0 0 WILLIAMS CO INC COM 969457100 2 100 SH SOLE 100 0 0
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