-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WJiEBKqKKovY7XwTu2Km6gMyY8Hme2LLeQCOCjdDk32tvO2thavvfe2HHdInp0KT QrLLcCmEsXE5vmyxQVJCWA== 0001140361-08-023656.txt : 20081023 0001140361-08-023656.hdr.sgml : 20081023 20081023150451 ACCESSION NUMBER: 0001140361-08-023656 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081023 DATE AS OF CHANGE: 20081023 EFFECTIVENESS DATE: 20081023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FAMILY CAPITAL TRUST CO., NA CENTRAL INDEX KEY: 0001123320 IRS NUMBER: 043581018 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06719 FILM NUMBER: 081137236 BUSINESS ADDRESS: STREET 1: 33 BROAD STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 7818963656 MAIL ADDRESS: STREET 1: 33 BROAD STREET CITY: BOSTON STATE: MA ZIP: 002109 FORMER COMPANY: FORMER CONFORMED NAME: FAMILY CAPITAL FIDUCIARY LLC DATE OF NAME CHANGE: 20000905 13F-HR 1 form13f-hr.txt FAMILY CAPITAL TRUST 13F-HR 9-30-2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Family Capital Trust Company ----------------------------------------------------- Address: 33 Broad St. Boston, MA 02109 ----------------------------------------------------- Form 13F File Number: 28-06719 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ Carolyn B. Bergen ------------------------- Title: CCO ------------------------- Phone: 617-896-3638 ------------------------- Signature, Place, and Date of Signing: /s/ Carolyn B. Bergen Boston, MA 10/17/2006 - --------------------- ---------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 124 ----------- Form 13F Information Table Value Total: $162,656 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ---- ------ ---- AFLAC INCORPORATED 001055102 11 195 SH SOLE 195 0 0 0 A T & T INC 00206R102 44 1590 SH SOLE 1590 0 0 0 ABBOTT LABS COM 002824100 3061 53163 SH SOLE 52738 0 0 425 ADOBE SYS INC COM 00724F101 63209 1601452 SH SOLE 1601452 0 0 0 AMERICAN EXPRESS CO COM 025816109 1186 33475 SH SOLE 32675 0 0 800 AMERIPRISE FINANCIAL COM 03076C106 141 3680 SH SOLE 3680 0 0 0 AMERIGAS PARTNERS LP COM 030975106 114 3750 SH SOLE 3750 0 0 0 ANADARKO PETE INC COM 032511107 146 3000 SH SOLE 3000 0 0 0 APPLE INCORPORATED COM 037833100 14 126 SH SOLE 126 0 0 0 ARGAN, INC COM 04010E109 489 31580 SH SOLE 31580 0 0 0 AUTOMATIC DATA PROCESSING COM 053015103 107 2500 SH SOLE 2500 0 0 0 BP AMOCO P L C SPONSORED ADR 055622104 418 8325 SH SOLE 8325 0 0 0 BP PRUDHOE BAY ROYALTY TR 055630107 418 4500 SH SOLE 4500 0 0 0 BANK OF AMERICA CORP 060505104 70 2000 SH SOLE 2000 0 0 0 IPATH DJ AIG AGRI ETN 06739H206 2788 57895 SH SOLE 57445 0 0 450 BHP BILLITON LIMITED 088606108 153 2950 SH SOLE 2950 0 0 0 BIOMED REALTY TRUST INC 09063H107 79 3000 SH SOLE 3000 0 0 0 BLACKROCK MUNIVEST FUND 09253R105 121 17700 SOLE 17700 0 0 0 BRIDGELINE SOFTWARE 10807Q205 467 367397 SH SOLE 367397 0 0 0 BUCKEYE PARTNERS 118230101 281 7570 SH SOLE 7570 0 0 0 CVS/CAREMARK 126650100 2573 76450 SH SOLE 75900 0 0 550 CADBURY PLC ADR 12721E102 1952 47690 SH SOLE 47690 0 0 0 CATERPILLAR INC 149123101 36 600 SH SOLE 600 0 0 0 CHESAPEAKE ENERGY CORP 165167107 1052 29350 SH SOLE 29050 0 0 300 CHEVRON CORP 166764100 330 4000 SH SOLE 4000 0 0 0 CISCO SYS INC COM 17275R102 820 36350 SH SOLE 36350 0 0 0 COCA COLA CO COM 191216100 104 1959 SH SOLE 1959 0 0 0 COLGATE PALMOLIVE CO COM 194162103 16 210 SH SOLE 210 0 0 0 COMPANHIA VALE DO RIO DOC E 204412209 30 1550 SH SOLE 1550 0 0 0 CONAGRA FOODS, INC 205887102 68 3500 SH SOLE 3500 0 0 0 CONOCOPHILLIPS 20825C104 1704 23260 SH SOLE 23260 0 0 0 CUMMINS INC 231021106 1265 28925 SH SOLE 28625 0 0 300 CURRENCY SHARES CHF ETF 23129V109 4771 53500 SH SOLE 52925 0 0 575 DPL INC 233293109 12 500 SH SOLE 500 0 0 0 DREYFUS STRATEGIC MUNS IN C COM 261932107 115 17000 SOLE 17000 0 0 0 E M C CORP MASS 268648102 41 3450 SH SOLE 3450 0 0 0 EBAY INC COM 278642103 919 41100 SH SOLE 41100 0 0 0 EMERSON ELEC CO COM 291011104 82 2000 SH SOLE 2000 0 0 0 ENTERPRISE PRODUCTS LP 293792107 180 7000 SH SOLE 7000 0 0 0 EXELON CORP 30161N101 1757 28060 SH SOLE 28060 0 0 0 EXXON MOBIL CORP COM 30231G102 4603 59277 SH SOLE 58041 0 0 1236 FISERV INC WISCONSIN 337738108 2088 44130 SH SOLE 44130 0 0 0 GENERAL ELEC CO COM 369604103 3532 138522 SH SOLE 138522 0 0 0 GENERAL MLS INC COM 370334104 103 1500 SH SOLE 1500 0 0 0 GENZYME CORP COM 372917104 8 100 SH SOLE 100 0 0 0 GOLDCORP INC 380956409 16 500 SH SOLE 500 0 0 0 GOLDMAN SACHS 38141G104 64 500 SH SOLE 500 0 0 0 GOOGLE INC 38259P508 1550 3838 SH SOLE 3838 0 0 0 HCP INC 40414L109 401 9996 SH SOLE 9996 0 0 0 HEALTH CARE INDUSTRIES REIT 42217K106 24 450 SH SOLE 450 0 0 0 HEWLETT PACKARD CO COM 428236103 347 7500 SH SOLE 7500 0 0 0 HIGHWOODS PROPERTIES 431284108 36 1000 SH SOLE 1000 0 0 0 HUGOTON ROYALTY TRUST 444717102 123 4599 SH SOLE 4599 0 0 0 INTEL CORP COM 458140100 2306 123177 SH SOLE 122277 0 0 900 INTERNATIONAL BUSINESS MACHINE 459200101 3277 28022 SH SOLE 27612 0 0 410 IRON MTN INC PA 462846106 53 2175 SH SOLE 2175 0 0 0 ISHARES MSCI SINGAPORE INDEX 464286673 1766 181335 SH SOLE 179685 0 0 1650 ISHARES MSCI TAIWAN INDEX 464286731 1446 133905 SH SOLE 132505 0 0 1400 ISHARES S&P 500 INDEX FUND 464287200 782 6690 SH SOLE 6690 0 0 0 ISHARES S&P GLOBAL TELECOM 464287275 4 75 SH SOLE 75 0 0 0 ISHARES S&P GLOBAL HEALTH CARE 464287325 1104 21893 SH SOLE 21893 0 0 0 ISHARES LATIN AMERICA ETF 464287390 1405 36265 SH SOLE 36265 0 0 0 ISHARES TRUST 1-3 YR TREAS 464287457 11492 137526 SH SOLE 135676 0 0 1850 LEHMAN S & P NORTH AMERICAN TECH 464287549 7 150 SH SOLE 150 0 0 0 ISHARES NASDAQ BIOTECHNOLOGY 464287556 626 7700 SH SOLE 7700 0 0 0 ISHARES RUSSELL 2000 464287655 14 200 SH SOLE 200 0 0 0 ISHARES DOW JONES 464287812 46 800 SH SOLE 800 0 0 0 JPMORGAN CHASE & CO 46625H100 745 15950 SH SOLE 15950 0 0 0 JOHNSON & JOHNSON COM 478160104 1523 21982 SH SOLE 21282 0 0 700 KAYNE ANDERSON MLP INVEST 486606106 25 1100 SH SOLE 1100 0 0 0 KINDERMORGAN ENERGY LP 494550106 352 6766 SH SOLE 6766 0 0 0 LILLY ELI & CO COM 532457108 18 400 SH SOLE 400 0 0 0 LOWES COMPANIES 548661107 81 3400 SH SOLE 3400 0 0 0 MANULIFE FINANCIAL CORP 56501R106 116 3164 SH SOLE 3164 0 0 0 MEDCO HEALTH SOLUTIONS 58405U102 220 4878 SH SOLE 4878 0 0 0 MEDTRONIC INC COM 585055106 1127 22490 SH SOLE 22490 0 0 0 MERCK & CO INC COM 589331107 965 30594 SH SOLE 30594 0 0 0 MICROSOFT CORP COM 594918104 2282 85550 SH SOLE 84800 0 0 750 MICROCHIP TECH INC 595017104 5 185 SH SOLE 185 0 0 0 MILLIPORE CORP 601073109 1847 26854 SH SOLE 26654 0 0 200 MONSANTO CORP 61166W101 62 630 SH SOLE 630 0 0 0 NATIONAL OILWELL VARCO IN 637071101 33 650 SH SOLE 650 0 0 0 NOKIA CORP ADR-S SHS SPON 654902204 50 2700 SH SOLE 2700 0 0 0 NOVO NORDISK ADR 670100205 20 400 SH SOLE 400 0 0 0 OCCIDENTAL PETROLEUM CORP 674599105 1365 19375 SH SOLE 19375 0 0 0 OMEGA HEALTHCARE INVS 681936100 25 1250 SH SOLE 1250 0 0 0 PPG INDS INC COM 693506107 52 900 SH SOLE 900 0 0 0 PAYCHEX INC 704326107 95 2875 SH SOLE 2875 0 0 0 PEPSICO INC COM 713448108 1373 19259 SH SOLE 19259 0 0 0 PETROCHINA CO LTD 71646E100 82 800 SH SOLE 800 0 0 0 PETROLIO BRASILEIRO ADR 71654V408 1552 35305 SH SOLE 35305 0 0 0 PFIZER INC COM 717081103 1068 57927 SH SOLE 56757 0 0 1170 PLAINS ALL AMERICAN PIPELINE 726503105 43 1078 SH SOLE 1078 0 0 0 LP POWERSHARES DYNAMIC ENERG Y 73935X658 8 400 SH SOLE 400 0 0 0 POWERSHARES INTERNATIONAL 73935X716 5 300 SH SOLE 300 0 0 0 POWERSHARES DYNAMIC BIOTE CH 73935X856 18 1000 SH SOLE 1000 0 0 0 PROCTER & GAMBLE CO COM 742718109 2519 36139 SH SOLE 36139 0 0 0 SPDR GOLD TRUST 78463V107 670 7875 SH SOLE 7875 0 0 0 SPDR INDEX SH S&P BRIC 40 78463X798 1075 52590 SH SOLE 52090 0 0 500 SAN JUAN BASIN ROYALTY TR 798241105 2214 58225 SH SOLE 57725 0 0 500 SCHLUMBERGER LTD COM 806857108 2329 29828 SH SOLE 29778 0 0 50 SPDRFUND INDUSTRIAL 81369Y704 92 3000 SH SOLE 3000 0 0 0 SMITH INTERNATIONAL INC 832110100 59 1000 SH SOLE 1000 0 0 0 SOUTHERN CO 842587107 45 1200 SH SOLE 1200 0 0 0 STAPLES INC COM 855030102 178 7920 SH SOLE 7920 0 0 0 STERICYCLE INC 858912108 100 1700 SH SOLE 1700 0 0 0 STRYKER CORP 863667101 561 9000 SH SOLE 9000 0 0 0 SYSCO CORP COM 871829107 736 23867 SH SOLE 23867 0 0 0 TEVA PHARMACEUTICAL IND 881624209 8 180 SH SOLE 180 0 0 0 3M CO 88579Y101 173 2535 SH SOLE 2535 0 0 0 TRAVELERS GROUP INC 89417E109 8 175 SH SOLE 175 0 0 0 US BANCORP DEL 902973304 2674 74225 SH SOLE 73525 0 0 700 ULTRA PETROLEUM 903914109 1337 24165 SH SOLE 24165 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1179 19625 SH SOLE 19625 0 0 0 UNITEDHEALTH GROUP INC CO M 91324P102 203 8000 SH SOLE 8000 0 0 0 VANGUARD CONSUMER STAPLES ETF 92204A207 82 1210 SH SOLE 1210 0 0 0 VANGUARD INFO TECHNOLOGY ETF 92204A702 65 1400 SH SOLE 1400 0 0 0 VENTAS INC 92276F100 111 2250 SH SOLE 2250 0 0 0 VORNADO REALTY TRUST 929042109 64 700 SH SOLE 700 0 0 0 WAL MART STORES INC COM 931142103 965 16114 SH SOLE 16114 0 0 0 WELLS FARGO & CO NEW COM 949746101 150 4000 SH SOLE 4000 0 0 0 WEYERHAEUSER CO COM 962166104 212 3500 SH SOLE 3500 0 0 0 WYETH 983024100 352 9533 SH SOLE 9533 0 0 0 XTO ENERGY INC 98385X106 971 20873 SH SOLE 20873 0 0 0
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