0001544509-14-000013.txt : 20140310 0001544509-14-000013.hdr.sgml : 20140310 20140310164327 ACCESSION NUMBER: 0001544509-14-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140306 FILED AS OF DATE: 20140310 DATE AS OF CHANGE: 20140310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Crystal Rock Holdings, Inc. CENTRAL INDEX KEY: 0001123316 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 030366218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 44 KRUPP DRIVE STREET 2: PO BOX 536 CITY: WILLISTON STATE: VT ZIP: 05495 BUSINESS PHONE: 8028601126 MAIL ADDRESS: STREET 1: 44 KRUPP DRIVE STREET 2: PO BOX 536 CITY: WILLISTON STATE: VT ZIP: 05495 FORMER COMPANY: FORMER CONFORMED NAME: VERMONT PURE HOLDINGS LTD/DE DATE OF NAME CHANGE: 20001016 FORMER COMPANY: FORMER CONFORMED NAME: VP MERGER PARENT INC DATE OF NAME CHANGE: 20000905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AB Value Management LLC CENTRAL INDEX KEY: 0001544509 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31797 FILM NUMBER: 14681480 BUSINESS ADDRESS: STREET 1: 84 ELM STREET CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 7327017008 MAIL ADDRESS: STREET 1: 84 ELM STREET CITY: WESTFIELD STATE: NJ ZIP: 07090 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-03-06 0 0001123316 Crystal Rock Holdings, Inc. CRVP 0001544509 AB Value Management LLC 84 ELM STREET WESTFIELD NJ 07090 0 0 1 0 Common Stock, par value $0.001 per share 2014-03-06 4 S 0 45886 1.4807 D 2234553 I See Footnote Common Stock, par value $0.001 per share 1 D Represents 15,863 Shares of Common Stock sold directly by AB Value Partners, LP and 30,023 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly sell. The price reported in Column 4 is a weighted average price. Represents 768,687 Shares of Common Stock owned directly by AB Value Partners, LP, 1,455,140 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly. This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. Represents 1 Share of Common Stock owned by Andrew Berger directly. By: AB Value Partners, LP By: AB Value Management LLC, General Partner By: /s/ Andrew Berger, Manager 2014-03-10 By: AB Value Management LLC By: /s/ Andrew Berger, Manager 2014-03-10 By: Hamilton Partners By: /s/ Andrew Berger 2014-03-10 By: /s/ Andrew Berger 2014-03-10