0001171520-16-000717.txt : 20160120 0001171520-16-000717.hdr.sgml : 20160120 20160120130957 ACCESSION NUMBER: 0001171520-16-000717 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160120 DATE AS OF CHANGE: 20160120 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Crystal Rock Holdings, Inc. CENTRAL INDEX KEY: 0001123316 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 030366218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59729 FILM NUMBER: 161350413 BUSINESS ADDRESS: STREET 1: 44 KRUPP DRIVE STREET 2: PO BOX 536 CITY: WILLISTON STATE: VT ZIP: 05495 BUSINESS PHONE: 8028601126 MAIL ADDRESS: STREET 1: 44 KRUPP DRIVE STREET 2: PO BOX 536 CITY: WILLISTON STATE: VT ZIP: 05495 FORMER COMPANY: FORMER CONFORMED NAME: VERMONT PURE HOLDINGS LTD/DE DATE OF NAME CHANGE: 20001016 FORMER COMPANY: FORMER CONFORMED NAME: VP MERGER PARENT INC DATE OF NAME CHANGE: 20000905 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAMIN PETER H CENTRAL INDEX KEY: 0000937541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: ONE AVERY STREET STREET 2: 17 B CITY: BOSTON STATE: MA ZIP: 02111 SC 13D/A 1 eps6615.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1 )

 

 

Crystal Rock Holdings, Inc.
(Name of Issuer)

 

 

Common Stock, $.001 Par Value Per Share
(Title of Class of Securities)

 

 

22940F103
(CUSIP Number)

 

 

Peter H. Kamin
One Avery Street
Boston, MA 02111
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

January 20, 2016
(Date of Event Which Requires Filing of this Statement)

 

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ]

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

CUSIP No. ______22940F103______

 

  1.   Name of Reporting Persons: Peter H. Kamin  
     
     
  2.   Check the Appropriate Box If a Member of a Group a. [ ]
    b. [ ]
     
  3.   SEC Use Only  
     
     
  4.   Source of Funds:  working capital  
     
     
  5.   Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ]
     
     
  6.   Citizenship or Place of Organization:  US  
     
     
  Number of Shares Beneficially Owned by Each Reporting Person With  
     
  7.   Sole Voting Power:  1,483,287  
     
  8.   Shared Voting Power  
     
  9.   Sole Dispositive Power  
     
  10.  Shared Dispositive Power  
     
11.  Aggregate Amount Beneficially Owned by Each Reporting Person:   1,483,287  
   
   
12.  Check If the Aggregate Amount in Row 11 Excludes Certain Shares [ ]
   
   
13.  Percent of Class Represented by Amount in Row 11:  6.9%  
   
   
14.  Type of Reporting Person:  
   
   
       

 

 

 

Item 1. Security and Issuer

 

This statement relates to shares of the Common Stock, $0.001 par value per share (the “Shares”), of Crystal Rock Holdings, Inc., a Delaware corporation (the “Issuer”).   The address of the principal executive offices of the Issuer is 1050 Buckingham Street, Watertown, Connecticut 06795. 

 

Item 2. Identity and Background

 

(a)This statement is filed by the Peter H. Kamin.
(b)The principal business address of the Reporting Person is One Avery Street, Boston, MA 02111.
(c)Peter H. Kamin manages investments on behalf of himself and his family.
(d)The Reporting Person, during the last five years, has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e)The Reporting Person has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

Item 3. Source and Amount of Funds or Other Consideration

 

The source of funds used in purchasing the Common Stock was working capital. The total cost for purchasing the Common Stock was $1,295,000.

 

Item 4. Purpose of Transaction

 

The Reporting Person acquired the Common Stock reported on this Schedule 13D for investment purposes. The Reporting Person may in the future acquire additional shares of Common Stock or dispose of some or all of the shares of Common Stock held by them in open-market transactions or privately negotiated transactions, on such terms and at such times as the Reporting Person may deem advisable.

 

Item 5. Interest in Securities of the Issuer

 

(a)The Reporting Person beneficially owns 1,483,287shares of Common Stock, which represents approximately 6.9% of the Company’s outstanding shares of Common Stock.

The percentage ownership of shares of Common Stock set forth in this Schedule 13D is based on the 21,358,411 shares of Common Stock reported to be outstanding as of September 14, 2015 by the Company in its Form 10-Q as filed with Securities and Exchange Commission.

(b)Peter H. Kamin has sole voting power and sole dispositive power with respect to all of the shares of Common Stock held by the Reporting Person.
(c)Not Applicable
(d)Not applicable.
(e)Not applicable.

 

Item 6. Contract, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

None

 

Item 7. Material to be Filed as Exhibits

 

Appendix 1 Reflects Transactions in the Shares of the Issuer in the last 60 days

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

 

 

Date: January 20, 2016

PETER H. KAMIN

By: /s/        Peter H. Kamin                

Authorized Person

 

   

 

 

 

Appendix 1

Date Shares Purchased Price Total Value
11/30/15 1,000 0.55 550
12/1/15 1,500 0.55 825
12/2/15 1,000 0.55 550
12/3/15 800 0.54 425
12/7/15 35,100 0.54 19,000
12/8/15 12,200 0.55 6,700
12/9/15 2,200 0.55 1,200
12/10/15 40,400 0.54 21,800
12/11/15 4,000 0.54 2,150
12/16/15 3,600 0.55 1,980
12/17/15 33,276 0.57 18,967
12/18/15 1,923 0.57 1,096
12/22/15 13,834 0.57 7,885
12/23/15 3,100 0.57 1,767
12/24/15 3,100 0.58 1,798
12/28/15 4,339 0.58 2,516
12/30/15 1,300 0.57 741
12/31/15 4,500 0.57 2,565
1/4/16 4,400 0.56 2,446
1/5/16 1,300 0.58 754
1/6/16 11,200 0.58 6,496
1/8/16 194,000 0.53 102,820
1/11/16 13,885 0.56 7,776
1/13/16 10,100 0.54 5,454
1/14/16 838 0.57 477
1/15/16 2,800 0.59 1,652