0001209191-14-028878.txt : 20140423 0001209191-14-028878.hdr.sgml : 20140423 20140423164750 ACCESSION NUMBER: 0001209191-14-028878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140423 FILED AS OF DATE: 20140423 DATE AS OF CHANGE: 20140423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK MUTUAL CORP CENTRAL INDEX KEY: 0001123270 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 392004336 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 BUSINESS PHONE: 4143626113 MAIL ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN RICHARD ALLEN CENTRAL INDEX KEY: 0001432240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31207 FILM NUMBER: 14779220 MAIL ADDRESS: STREET 1: 4949 WEST BROWN DEER RD CITY: MILWAUKEE STATE: WI ZIP: 53223 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-04-23 0 0001123270 BANK MUTUAL CORP BKMU 0001432240 BROWN RICHARD ALLEN 4949 WEST BROWN DEER RD MILWAUKEE WI 53223 1 0 0 0 Common Stock 2014-04-23 4 P 0 500 6.27 A 18800 D Options to buy 11.16 2018-05-06 Common Stock 16000 16000 D Options to buy 5.05 2021-01-18 Common Stock 15000 15000 D Options to buy 3.39 2022-01-17 Common Stock 15000 15000 D Options to buy 4.82 2023-01-22 Common Stock 11000 11000 D Options to buy 7.17 2024-01-21 Common Stock 7500 7500 D Directors Stock Options. The options are fully vested. Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012. Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013. Stock options granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014. Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015. /s/Michael W. Dosland POA for Richard A. Brown 2014-04-23