0001209191-13-004349.txt : 20130124 0001209191-13-004349.hdr.sgml : 20130124 20130124192453 ACCESSION NUMBER: 0001209191-13-004349 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130122 FILED AS OF DATE: 20130124 DATE AS OF CHANGE: 20130124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN RICHARD ALLEN CENTRAL INDEX KEY: 0001432240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31207 FILM NUMBER: 13546774 MAIL ADDRESS: STREET 1: 4949 WEST BROWN DEER RD CITY: MILWAUKEE STATE: WI ZIP: 53223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK MUTUAL CORP CENTRAL INDEX KEY: 0001123270 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 392004336 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 BUSINESS PHONE: 4143626113 MAIL ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-01-22 0 0001123270 BANK MUTUAL CORP BKMU 0001432240 BROWN RICHARD ALLEN 4949 WEST BROWN DEER RD MILWAUKEE WI 53223 1 0 0 0 Common Stock 2013-01-22 4 P 0 200 4.78 A 17400 D Options to buy 11.16 2018-05-06 Common Stock 16000 16000 D Options to buy 5.05 2021-01-18 Common Stock 15000 15000 D Options to buy 3.39 2022-01-17 Common Stock 15000 15000 D Options to buy 4.82 2013-01-22 4 A 0 11000 4.82 A 2023-01-22 Common Stock 11000 11000 D Stock option granted under the 2004 Stock Incentive Plan. The options (16,000 in the original grant) vest in annual installments of 20% each beginning May 6, 2009. Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012. Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013. Stock option granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014. /s/Michael T. Crowley, Jr. POA for Richard A. Brown 2013-01-24