0001209191-12-053807.txt : 20121119
0001209191-12-053807.hdr.sgml : 20121119
20121119170420
ACCESSION NUMBER: 0001209191-12-053807
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121116
FILED AS OF DATE: 20121119
DATE AS OF CHANGE: 20121119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crowley Michael T Jr
CENTRAL INDEX KEY: 0001290818
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31207
FILM NUMBER: 121215433
MAIL ADDRESS:
STREET 1: 4949 WEST BROWN DEER ROAD
CITY: MILWAUKEE
STATE: WI
ZIP: 53223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANK MUTUAL CORP
CENTRAL INDEX KEY: 0001123270
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 392004336
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4949 W. BROWN DEER RD
CITY: BROWN DEER
STATE: WI
ZIP: 53223
BUSINESS PHONE: 4143626113
MAIL ADDRESS:
STREET 1: 4949 W. BROWN DEER RD
CITY: BROWN DEER
STATE: WI
ZIP: 53223
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-11-16
0
0001123270
BANK MUTUAL CORP
BKMU
0001290818
Crowley Michael T Jr
4949 WEST BROWN DEER RD.
MILWAUKEE
WI
53223
1
1
0
0
Chairman and CEO
Common Stock
2012-11-16
4
P
0
3000
3.9436
A
1338246
D
Common Stock
129368
I
By spouse
Common Stock
2012-11-16
4
P
0
2000
3.9436
A
121326
I
By Trust
Common Stock
40000
I
By ESOP
Common Stock
133726
I
By 401(k) Plan
Common Stock
146905
I
Held in Benefit Restoration Plan
Option to buy
10.673
2014-05-03
Common Stock
700000
700000
D
Option to buy
5.05
2021-01-18
Common Stock
15000
15000
D
Option to buy
3.39
2022-01-17
Common Stock
20000
20000
D
As trustee of the family trust.
Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2011.
Held in the Bank Mutual Corporation 401(k) Plan. The information presented is based on the Plan statement dated 12-31-2011.
Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on the Plan statement dated 12-31-2011.
Employee Stock Option. The option is fully vested.
Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
Stock option granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
/s/Michael T. Crowley, Jr.
2012-11-19