0001209191-12-053807.txt : 20121119 0001209191-12-053807.hdr.sgml : 20121119 20121119170420 ACCESSION NUMBER: 0001209191-12-053807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121116 FILED AS OF DATE: 20121119 DATE AS OF CHANGE: 20121119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crowley Michael T Jr CENTRAL INDEX KEY: 0001290818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31207 FILM NUMBER: 121215433 MAIL ADDRESS: STREET 1: 4949 WEST BROWN DEER ROAD CITY: MILWAUKEE STATE: WI ZIP: 53223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK MUTUAL CORP CENTRAL INDEX KEY: 0001123270 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 392004336 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 BUSINESS PHONE: 4143626113 MAIL ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-11-16 0 0001123270 BANK MUTUAL CORP BKMU 0001290818 Crowley Michael T Jr 4949 WEST BROWN DEER RD. MILWAUKEE WI 53223 1 1 0 0 Chairman and CEO Common Stock 2012-11-16 4 P 0 3000 3.9436 A 1338246 D Common Stock 129368 I By spouse Common Stock 2012-11-16 4 P 0 2000 3.9436 A 121326 I By Trust Common Stock 40000 I By ESOP Common Stock 133726 I By 401(k) Plan Common Stock 146905 I Held in Benefit Restoration Plan Option to buy 10.673 2014-05-03 Common Stock 700000 700000 D Option to buy 5.05 2021-01-18 Common Stock 15000 15000 D Option to buy 3.39 2022-01-17 Common Stock 20000 20000 D As trustee of the family trust. Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2011. Held in the Bank Mutual Corporation 401(k) Plan. The information presented is based on the Plan statement dated 12-31-2011. Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on the Plan statement dated 12-31-2011. Employee Stock Option. The option is fully vested. Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012. Stock option granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013. /s/Michael T. Crowley, Jr. 2012-11-19