0001513963-15-000003.txt : 20150219
0001513963-15-000003.hdr.sgml : 20150219
20150219195319
ACCESSION NUMBER: 0001513963-15-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150218
FILED AS OF DATE: 20150219
DATE AS OF CHANGE: 20150219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIE MAE INC
CENTRAL INDEX KEY: 0001122388
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4155 HOPYARD ROAD, SUITE 200
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-227-2082
MAIL ADDRESS:
STREET 1: 4155 HOPYARD ROAD, SUITE 200
CITY: PLEASANTON
STATE: CA
ZIP: 94588
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schultz Frank
CENTRAL INDEX KEY: 0001513963
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35140
FILM NUMBER: 15633394
MAIL ADDRESS:
STREET 1: ELLIE MAE, INC.
STREET 2: 4155 HOPYARD ROAD, SUITE 200
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-02-18
0
0001122388
ELLIE MAE INC
ELLI
0001513963
Schultz Frank
C/O ELLIE MAE, INC.
4155 HOPYARD ROAD, SUITE 200
PLEASANTON
CA
94588
1
0
0
0
Common Stock
2015-02-18
4
M
0
8000.0
26.69
A
8000
D
Common Stock
2015-02-18
4
S
0
8000.0
50.8713
D
0
D
Common Stock
2015-02-18
4
M
0
7550.0
22.2
A
7550
D
Common Stock
2015-02-18
4
S
0
7550.0
50.8713
D
0
D
Non-Qualified Stock Option (right to buy)
22.2
2015-02-18
4
M
0
7550.0
D
2023-05-29
Common Stock
7550
0
D
Non-Qualified Stock Option (right to buy)
26.69
2015-02-18
4
M
0
8000.0
D
2024-05-21
Common Stock
8000
4000
D
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $50.25 to $51.20, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
100% of the shares subject to the option are fully vested and exercisable.
/s/ Frank J. Schultz
2015-02-19
EX-24
2
fspoa.txt
EDGAR SUPPORTING DOCUMENT
The undersigned, as a Section 16 reporting person of Ellie Mae,
Inc. (the "Company"), hereby constitutes and appoints each of
Sigmund Anderman, Jonathan Corr, Edgar Luce, LeeAnn Linck, Brian
Brown and Matthew LaVay signing singly, with full power of
substitution, the undersigned's true and lawful
attorneys-in-fact to:
(1) prepare, execute in the undersigned's name and on the
undersigned's behalf, and submit to the U.S. Securities and
Exchange Commission (the "SEC") a Form ID, including amendments
thereto, and any other documents necessary or appropriate to
obtain codes and passwords enabling the undersigned to make
electronic filings with the SEC of reports required by
Section 16(a) of the Securities Exchange Act of 1934 or any
rule or regulation of the SEC;
(2) execute for and on behalf of the undersigned, in the
undersigned's capacity as an officer and/or director of the
Company, and/or 10% holder of the Company's capital stock,
Forms 3, 4, and 5 and any amendments thereto in accordance
with Section 16(a) of the Securities Exchange Act of 1934
(as amended) and the rules thereunder;
(3) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete
and execute any such Form 3, 4, or 5, complete and execute
any amendment or amendments thereto, and timely file such form
with the SEC and any stock exchange or similar authority; and
(4) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-in-fact,
may be of benefit to, in the best interest of, or legally required
by, the undersigned, it being understood that the documents executed
by such attorney-in-fact on behalf of the undersigned pursuant to
this Power of Attorney shall be in such form and shall contain
such terms and conditions as such attorney-in-fact may approve
in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact
full power and authority to do and perform any and every act
and thing whatsoever requisite, necessary, or proper to be done
in the exercise of any of the rights and powers herein granted,
as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution
or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or
substitutes, shall lawfully do or cause to be done by virtue of
this power of attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorneys-in-fact,
in serving in such capacity at the request of the undersigned, is
not assuming, nor is the Company assuming, any of the undersigned's
responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934 (as amended).
This Power of Attorney shall remain in full force and effect until
the undersigned is no longer required to file Forms 3, 4 and 5 with
respect to the undersigned's holdings of and transactions in
securities issued by the Company, unless earlier revoked by the
undersigned in a signed writing delivered to the Company and
the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 11th day of February, 2015.
Signature: /s/ Frank Schultz
Printed Name: Frank Schultz