0001513901-14-000007.txt : 20140423 0001513901-14-000007.hdr.sgml : 20140423 20140423181355 ACCESSION NUMBER: 0001513901-14-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140422 FILED AS OF DATE: 20140423 DATE AS OF CHANGE: 20140423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4155 HOPYARD ROAD, SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4155 HOPYARD ROAD, SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Elisa CENTRAL INDEX KEY: 0001513901 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 14779704 MAIL ADDRESS: STREET 1: ELLIE MAE, INC. STREET 2: 4155 HOPYARD ROAD, SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-04-22 0 0001122388 ELLIE MAE INC ELLI 0001513901 Lee Elisa C/O ELLIE MAE, INC. 4155 HOPYARD ROAD, SUITE 200 PLEASANTON CA 94588 0 1 0 0 Exec VP, General Counsel & Sct Common Stock 2014-04-22 4 S 0 2200.0 25.0086 D 72600 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Reflects shares of common stock issued and sold in connection with the Compensation Committee of the Board of Directors certification on March 20, 2014 of the achievement of performance goals under the 2013 performance share awards. 25% of the total shares awarded were issued as fully vested shares on or about April 21, 2014. An additional 25% of the total shares awarded will vest on each of March 20, 2015, March 20, 2016, and March 20, 2017, subject to continuous service through such dates. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $24.94 to $25.19, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. /s/ Elisa Lee 2014-04-23