-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KQ4G+zQvLa9Q8NtbNYPIIZmY0/Rk7tiVLz3xrCWXz5F8us21Osh5m3SnOzTAFWYS spoDHLQa9nFuovMJUDxTUg== 0000909518-08-000830.txt : 20081114 0000909518-08-000830.hdr.sgml : 20081114 20081114145428 ACCESSION NUMBER: 0000909518-08-000830 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SC FUNDAMENTAL LLC CENTRAL INDEX KEY: 0001122345 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10393 FILM NUMBER: 081190256 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128889100 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 mm11-1208_scfun13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended:September 30, 2008 ------------------ Check here if Amendment [_]; Amendment Number: _____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SC Fundamental LLC Address: 747 Third Avenue 27th Floor New York, NY10017 Form 13F File Number:028-10393 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neil H. Koffler Title: Member Phone: (212)888-9100 Signature, Place, and Date of Signing: /s/ Neil H. Koffler New York, NY November 14, 2008 - --------------------- ------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this re- port, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT.(Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 49 -------------------- Form 13F Information Table Value Total: $39,326 -------------------- (thousands) List of Other Included Managers: NONE
SC FUNDAMENTAL LLC FORM 13F FOR QUARTER ENDED SEPTEMBER 30, 2008 ITEM 6: INVESTMENT DISCRETION (b) ITEM 8: Shares VOTING ITEM 4: ITEM 5: as ITEM 7: AUTHORITY SHARES ITEM 2: ITEM 3: Fair Shares or Define (c) Managers ITEM 1: Title of Cusip Market Principal (a) in Shared See (a) (b) (c) Name of Issuer Class Number Value Amount Sole Instr.V Other Instr.V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Ambase Corp. Common 023164106 71,279 203,653 SH 203,653 -- -- -- 203,653 -- -- Anglogold Ashanti Ltd Common 035128206 391,545 16,950 SH 16,950 -- -- -- 16,950 -- -- Barrick Gold Common 067901108 415,162 11,300 SH 11,300 -- -- -- 11,300 -- -- Berkeley Tech Inc. Sponsored ADR 08437M107 55,082 250,372 SH 250,372 -- -- -- 250,372 -- -- BFC Financial Corp Common 055384200 800,554 1,455,552 SH 1,455,552 -- -- -- 1,455,552 -- -- Bimini Capital Mgt Common 090319104 18,593 112,684 SH 112,684 -- -- -- 112,684 -- -- Capital Southwest Corporation Common 140501107 3,256,212 22,923 SH 22,923 -- -- -- 22,923 -- -- Capital Gold Corp Common 14018Y106 1,150,785 2,397,468 SH 2,397,468 -- -- -- 2,397,468 -- -- Centerline Holding Co. Common 15188T108 414,879 208,482 SH 208,482 -- -- -- 208,482 -- -- CGX Energy Inc Common 125405100 242,724 225,398 SH 225,398 -- -- -- 225,398 -- -- Chaus Bernard Common 162510200 55,596 185,320 SH 185,320 -- -- -- 185,320 -- -- Chief Consolidated Mining Co. Common 168628105 47,912 266,180 SH 266,180 -- -- -- 266,180 -- -- Colombia Goldfields Common 195305107 90 452 SH 452 -- -- -- 452 -- -- Crystellex Intl Common 22942F101 183,052 225,990 SH 225,990 -- -- -- 225,990 -- -- Delphi Finanicail Group Inc Common 247131105 15,354,872 547,606 SH 547,606 -- -- -- 547,606 -- -- Eplus Inc Common 294268107 198,053 18,170 SH 18,170 -- -- -- 18,170 -- -- Excapsa Software Inc Common 30066E107 647,730 3,263,125 SH 3,263,125 -- -- -- 3,263,125 -- -- GoldCorp Inc. Common 380956409 357,419 11,300 SH 11,300 -- -- -- 11,300 -- -- Gold Hawk Res Inc Common 38060Q109 376 8,010 SH 8,010 -- -- -- 8,010 -- -- Gold Reserve Common 68068N108 248,611 226,010 SH 226,010 -- -- -- 226,010 -- -- Handelman Common 410252100 293,580 167,760 SH 167,760 -- -- -- 167,760 -- -- Harvest Natural Resources Common 41754V103 2,732 270 SH 270 -- -- -- 270 -- -- Heico Corp Common - Class A 422806208 1,435,886 51,172 SH 51,172 -- -- -- 51,172 -- -- Isle Capri Casinos Inc. Common 464592104 700,854 77,700 SH 77,700 -- -- -- 77,700 -- -- Jura Energy Common 480272105 19,265 60,350 SH 60,350 -- -- -- 60,350 -- -- Liberty Homes Inc. Common - Class A 530582204 39,776 19,888 SH 19,888 -- -- -- 19,888 -- -- Liberty Homes Inc. Common - Class B 530582303 18,080 9,040 SH 9,040 -- -- -- 9,040 -- -- Limoneira Co Common 532746104 108,480 452 SH 452 -- -- -- 452 -- -- LL&E Royalty Trust Common 502003106 682,318 392,137 SH 392,137 -- -- -- 392,137 -- -- Loon Energy Inc Common 543921100 627,734 1,337,200 SH 1,337,200 -- -- -- 1,337,200 -- -- Mcrae Industries Common 582757209 156,945 8,994 SH 8,994 -- -- -- 8,994 -- -- MDU Communication Int'l Inc Common 582828109 456,245 1,267,348 SH 1,267,348 -- -- -- 1,267,348 -- -- Medoro Resources Ltd Common 58503R209 19,946 212,442 SH 212,442 -- -- -- 212,442 -- -- MF Global Ltd Common G60642108 2,608,991 601,150 SH 601,150 -- -- -- 601,150 -- -- Nevsun Resources Ltd Common 64156L101 333,770 293,800 SH 293,800 -- -- -- 293,800 -- -- Newmont Mining Common 651639106 437,988 11,300 SH 11,300 -- -- -- 11,300 -- -- Next Inc. Common 65336T104 3,661 70,400 SH 70,400 -- -- -- 70,400 -- -- Petrofalcon Corp Common 716474101 509,966 775,950 SH 775,950 -- -- -- 775,950 -- -- Pomeroy Computer Resources Common 731822102 54,000 12,000 SH 12,000 -- -- -- 12,000 -- -- Profound Energy Inc. Common 74318R102 363,687 141,373 SH 141,373 -- -- -- 141,373 -- -- Quanta Capital Holdings Common B0147K9 US 4,021,897 1,457,209 SH 1,457,209 -- -- -- 1,457,209 -- -- Randgold Resources Ltd Sponsored ADR 752344309 463,639 11,300 SH 11,300 -- -- -- 11,300 -- -- Shermen WSC Acquisition Common 824197115 4,050 50,624 War- rants 50,624 -- -- -- 50,624 -- -- Sielox Common 82620E107 99,657 622,856 SH 622,856 -- -- -- 622,856 -- -- Silk Road Resources Common 827101106 35,152 83,200 SH 83,200 -- -- -- 83,200 -- -- Simon Worldwide Inc. Common 828815100 36,158 90,396 SH 90,396 -- -- -- 90,396 -- -- Transworld Corp Common 89336R207 796,200 212,320 SH 212,320 -- -- -- 212,320 -- -- Truestar Petroleum Corp Common 897867107 2,233 95,138 SH 95,138 -- -- -- 95,138 -- -- Yamana Gold Common 98462Y100 1,082,484 129,950 SH 129,950 -- -- -- 129,950 -- --
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