-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CPwjl5HnNqdFcSnqaFAeEaCYhvHsnHviG8IjDED9SaMy/1bwisXAzv3B6s278FQk mhi0b26suqT9uFiugemS+Q== 0000909518-08-000667.txt : 20080814 0000909518-08-000667.hdr.sgml : 20080814 20080814155251 ACCESSION NUMBER: 0000909518-08-000667 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SC FUNDAMENTAL LLC CENTRAL INDEX KEY: 0001122345 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10393 FILM NUMBER: 081018803 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128889100 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 mm08-1308_scfun13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 ------------- Check here if Amendment [_]; Amendment Number: _____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SC Fundamental LLC ------------------------------- Address: 747 Third Avenue ------------------------------- 27th Floor ------------------------------- New York, NY 10017 ------------------------------- Form 13F File Number: 028-10393 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neil H. Koffler ------------------------------- Title: Member ------------------------------- Phone: (212)888-9100 ------------------------------- Signature, Place, and Date of Signing: /s/ Neil H. Koffler New York, NY August 14, 2008 - ------------------------ ------------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this re- port, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 52 ------------------ Form 13F Information Table Value Total: $34,262 ------------------ (thousands) List of Other Included Managers: NONE SC FUNDAMENTAL LLC FORM 13F FOR QUARTER ENDED June 30, 2008
ITEM 6: INVESTMENT DISCRETION (b) ITEM 8: Shares VOTING ITEM 4: ITEM 5: as ITEM 7: AUTHORITY SHARES ITEM 2: ITEM 3: Fair Shares or Define (c) Managers ITEM 1: Title of Cusip Market Principal (a) in Shared See (a) (b) (c) Name of Issuer Class Number Value Amount Sole Instr.V Other Instr.V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Ambase Corp. Common 023164106 81,461 203,653 SH 203,653 -- -- -- 203,653 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Anglogold Ashanti Ltd. Sponsored ADR 035128206 191,761 5,650 SH 5,650 -- -- -- 5,650 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Berkeley Tech Inc. Sponsored ADR 08437M107 237,853 250,372 SH 250,372 -- -- -- 250,372 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ BFC Financial Corp Common - Class A 055384200 54,182 72,242 SH 72,242 -- -- -- 72,242 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Bimini Capital Mgt Common 090319104 30,425 112,684 SH 112,684 -- -- -- 112,684 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Capital Southwest Corporation Common 140501107 2,581,047 24,763 SH 24,763 -- -- -- 24,763 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Captial Gold Corp Common 14018Y106 1,359,422 2,091,418 SH 2,091,418 -- -- -- 2,091,418 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Captial Gold Corp Common 14018Y106 62,657 250,000 Warr- ants 250,000 -- -- -- 250,000 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Centerline Holding Co. Common 15188T108 348,165 208,482 SH 208,482 -- -- -- 208,482 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ CGX Energy Inc Common 125405100 445,137 225,398 SH 225,398 -- -- -- 225,398 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Chaus Bernard Common 162510200 55,596 185,320 SH 185,320 -- -- -- 185,320 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Chief Consolidated Mining Co. Common 168628105 53,236 266,180 SH 266,180 -- -- -- 266,180 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Coalcorp Mining Inc Common 190135103 144,422 82,858 SH 82,858 -- -- -- 82,858 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Coalcorp Mining Inc Common 190135103 - 41,429 Warr- ants 41,429 -- -- -- 41,429 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Colombia Goldfields Common 195305107 339 452 SH 452 -- -- -- 452 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Crystellex Intl Common 22942F101 221,480 197,750 SH 197,750 -- -- -- 197,750 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Delphi Finanicail Group Inc Common 247131105 12,671,603 547,606 SH 547,606 -- -- -- 547,606 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Dundee Precious Metals Inc Common 265269209 704,314 107,350 SH 107,350 -- -- -- 107,350 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Eplus Inc Common 294268107 119,876 8,860 SH 8,860 -- -- -- 8,860 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Excapsa Software Inc Common 30066E107 647,730 3,263,125 SH 3,263,125 -- -- -- 3,263,125 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Gold Hawk Res Inc Common 38060Q109 29,877 226,000 SH 226,000 -- -- -- 226,000 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Gold Reserve Common 38068N108 111,870 62,150 SH 62,150 -- -- -- 62,150 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Goldfield Common 38059T106 142,945 11,300 SH 11,300 -- -- -- 11,300 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Handelman Co. Common 410252100 164,592 91,440 SH 91,440 -- -- -- 91,440 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Heico Corp Common - Class A 422806208 1,515,911 57,032 SH 57,032 -- -- -- 57,032 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Hollinger Inc Common 43556C606 2,779 94,604 SH 94,604 -- -- -- 94,604 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Isle Capri Casinos Inc. Common 464592104 372,183 77,700 SH 77,700 -- -- -- 77,700 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Jura Energy Common 480272105 1,660 3,390 SH 3,390 -- -- -- 3,390 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Liberty Homes Inc. Common - Class A 530582204 47,731 19,888 SH 19,888 -- -- -- 19,888 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Liberty Homes Inc. Common - Class B 530582303 21,696 9,040 SH 9,040 -- -- -- 9,040 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Limoneira Co Common 532746104 124,300 452 SH 452 -- -- -- 452 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ LL&E Royalty Trust Common 502003106 589,050 264,148 SH 264,148 -- -- -- 264,148 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Loon Energy Inc Common 543921100 745,828 1,269,400 SH 1,269,400 -- -- -- 1,269,400 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Mcrae Industries Common 582757209 161,892 8,994 SH 8,994 -- -- -- 8,994 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ MDU Communication Int'l Inc Common 582828109 505,672 1,267,348 SH 1,267,348 -- -- -- 1,267,348 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Medoro Resources Ltd Common 58503R209 43,687 212,442 SH 212,442 -- -- -- 212,442 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ National Atlantic Holdings Common 63253Y107 1,406,643 232,503 SH 232,503 -- -- -- 232,503 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Nevsun Resources Ltd Common 64156L101 471,387 226,000 SH 226,000 -- -- -- 226,000 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Next Inc. Common 65336T104 10,848 90,400 SH 90,400 -- -- -- 90,400 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Oakwood Homes Common 674098207 93 23,142 SH 23,142 -- -- -- 23,142 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Orca Exploration Group Inc Common B02QFX32 CA 418,273 50,850 SH 50,850 -- -- -- 50,850 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Petrofalcon Corp Common 716474101 1,291,730 775,950 SH 775,950 -- -- -- 775,950 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Profound Energy Inc Common 74318R102 664,505 141,373 SH 141,373 -- -- -- 141,373 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Quanta Capital Holdings Common B0147K9 US 3,923,433 1,486,149 SH 1,486,149 -- -- -- 1,486,149 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Security Cap Assurance Ltd. Common B0147K9 US 242,399 835,860 SH 835,860 -- -- -- 835,860 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Shermen WSC Acquisition Common 824197115 7,087 50,624 Warr- ants 50,624 -- -- -- 50,624 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Sielox Common 82620E107 118,343 622,856 SH 622,856 -- -- -- 622,856 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Silk Road Resources Common 827101106 40,736 83,200 SH 83,200 -- -- -- 83,200 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Simon Worldwide Inc. Common 828815100 36,158 90,396 SH 90,396 -- -- -- 90,396 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Sunridge Gold Corp Common 86769Q102 296,821 340,577 SH 340,577 -- -- -- 340,577 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Transworld Corp Common 89336R207 738,874 212,320 SH 212,320 -- -- -- 212,320 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Truestar Petroleum Corp Common 897867107 2,329 95,138 SH 95,138 -- -- -- 95,138 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ 34,262,037 - ------------------------------------------------------------------------------------------------------------------------------------
-----END PRIVACY-ENHANCED MESSAGE-----