-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RHf/UclmWm3wcNJB3FVU4J+j+s0VGUaDdA0UDhsmbOndz/wVWGNTBCInGfZ/a6mI duzVAzjMVvABvTLNaaMjNg== 0000909518-08-000447.txt : 20080515 0000909518-08-000447.hdr.sgml : 20080515 20080515144900 ACCESSION NUMBER: 0000909518-08-000447 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080515 EFFECTIVENESS DATE: 20080515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SC FUNDAMENTAL LLC CENTRAL INDEX KEY: 0001122345 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10393 FILM NUMBER: 08836594 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128889100 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 mm05-1408_scfun13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 -------------- Check here if Amendment [_]; Amendment Number: _____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SC Fundamental LLC Address: 747 Third Avenue 27th Floor New York, NY 10017 Form 13F File Number: 028-10393 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neil H. Koffler Title: Member Phone: (212)888-9100 Signature, Place, and Date of Signing: /s/ Neil H. Koffler New York, NY May , 2007 - ------------------------ ------------------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this re- port, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 45 ------------------ Form 13F Information Table Value Total: $37,022 ------------------ (thousands) List of Other Included Managers: NONE SC FUNDAMENTAL LLC FORM 13F FOR QUARTER ENDED March 31, 2008
ITEM 6: INVESTMENT DISCRETION (b) ITEM 8: Shares VOTING ITEM 4: ITEM 5: as ITEM 7: AUTHORITY SHARES ITEM 2: ITEM 3: Fair Shares or Define (c) Managers ITEM 1: Title of Cusip Market Principal (a) in Shared See (a) (b) (c) Name of Issuer Class Number Value Amount Sole Instr.V Other Instr.V Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Abitibiowater Inc Common 003687100 291,766 22,600 SH 22,600 -- -- -- 22,600 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Ambase Corp. Common 023164106 75,352 203,653 SH 203,653 -- -- -- 203,653 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Berkeley Tech Inc. Sponsored ADR 08437M107 125,186 250,372 SH 250,372 -- -- -- 250,372 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Bimini Capital Mgt Common 090319104 34,819 112,684 SH 112,684 -- -- -- 112,684 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Capital Southwest Corporation Common 140501107 3,063,678 24,763 SH 24,763 -- -- -- 24,763 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Captial Gold Corp Common 14018Y106 1,496,616 2,064,298 SH 2,064,298 -- -- -- 2,064,298 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Capital Gold Corp Common 14018Y106 82,079 250,000 War- rants 250,000 -- -- -- 250,000 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Centerline Holding Co. Common 15188T108 1,288,530 317,372 SH 317,372 -- -- -- 317,372 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ CGX Energy Inc Common 125405100 521,864 191,498 SH 191,498 -- -- -- 191,498 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Chaus Bernard Common 162510200 94,513 185,320 SH 185,320 -- -- -- 185,320 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Chief Consolidated Mining Co. Common 168628105 79,854 266,180 SH 266,180 -- -- -- 266,180 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Coalcorp Mining Inc Common 190135103 238,439 99,063 SH 99,063 -- -- -- 99,063 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Coalcorp Mining Inc Common 190135103 2,065 41,429 War- rants 41,429 -- -- -- 41,429 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Colombia Goldfields Common 195305107 407 452 SH 452 -- -- -- 452 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Defiant Resources Corp Common 24477C107 557,507 307,588 SH 307,588 -- -- -- 307,588 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Delphi Financial Group Inc. Common 247131105 16,006,523 547,606 SH 547,606 -- -- -- 547,606 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Dundee Precious Metals Inc Common 265269209 742,175 113,000 SH 113,000 -- -- -- 113,000 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Excapsa Software Inc Common 30066E107 647,730 3,263,125 SH 3,263,125 -- -- -- 3,263,125 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Gold Hawk Res Inc Common 38060Q109 90,294 226,000 SH 226,000 -- -- -- 226,000 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Handelman co. Common 410252100 21,946 91,440 SH 91,440 -- -- -- 91,440 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Heico Corp Common - Class A 422806208 2,237,365 57,032 SH 57,032 -- -- -- 57,032 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Hollinger Inc Common 43556C606 13,828 94,604 SH 94,604 -- -- -- 94,604 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Isle Capri Casinos Inc. Common 464592104 555,555 77,700 SH 77,700 -- -- -- 77,700 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Jura Energy Common 480272105 6,183 16,270 SH 16,270 -- -- -- 16,270 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Liberty Homes Inc. Common - Class A 530582204 47,731 19,888 SH 19,888 -- -- -- 19,888 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Liberty Homes Inc. Common - Class B 530582303 35,979 9,040 SH 9,040 -- -- -- 9,040 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Limoneira Co Common 532746104 99,440 452 SH 452 -- -- -- 452 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Loon Energy Inc Common 543921100 712,317 1,179,000 SH 1,179,000 -- -- -- 1,179,000 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Mcrae Industries Common 582757209 150,200 8,994 SH 8,994 -- -- -- 8,994 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ MDU Communication Int'l Inc Common 582828109 570,307 1,267,348 SH 1,267,348 -- -- -- 1,267,348 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Medoro Resources Ltd Common 58503R209 70,144 158,202 SH 158,202 -- -- -- 158,202 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ National Atlantic Holdings Common 63253Y107 1,381,068 232,503 SH 232,503 -- -- -- 232,503 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Nevsun Resources Ltd Common 64156L101 738,891 428,390 SH 428,390 -- -- -- 428,390 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Next Inc. Common 65336T104 11,752 90,400 SH 90,400 -- -- -- 90,400 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Oakwood Homes Common 674098207 46 23,142 SH 23,142 -- -- -- 23,142 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Petrofalcon Corp Common 716474101 732,265 791,000 SH 791,000 -- -- -- 791,000 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Quanta Capital Holdings Common B0147K9 US 2,571,043 1,486,152 SH 1,486,152 -- -- -- 1,486,152 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Rusoro Mining Common 782227102 198,210 135,602 SH 135,602 -- -- -- 135,602 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Shermen WSC Common 824197115 6,581 50,624 War- Acquisition rants 50,624 -- -- -- 50,624 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Sielox Common 82620E107 154,584 618,336 SH 618,336 -- -- -- 618,336 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Silk Road Resources Common 827101106 55,132 83,200 SH 83,200 -- -- -- 83,200 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Simon Worldwide Inc. Common 828815100 38,870 90,396 SH 90,396 -- -- -- 90,396 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Sunridge Gold Corp Common 86769Q102 354,567 316,397 SH 316,397 -- -- -- 316,397 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Transworld Corp Common 89336R207 817,432 212,320 SH 212,320 -- -- -- 212,320 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ Truestar Petroleum Corp Common 897867107 1,854 95,138 SH 95,138 -- -- -- 95,138 -- -- - ------------------------------------------------------------------------------------------------------------------------------------ 37,022,689 - ------------------------------------------------------------------------------------------------------------------------------------
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