0001206774-13-004238.txt : 20131126 0001206774-13-004238.hdr.sgml : 20131126 20131126172904 ACCESSION NUMBER: 0001206774-13-004238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131122 FILED AS OF DATE: 20131126 DATE AS OF CHANGE: 20131126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE FIBER OPTIC PRODUCTS INC CENTRAL INDEX KEY: 0001122342 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770554122 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 275 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087366900 MAIL ADDRESS: STREET 1: 275 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE FIBER OPTICS PRODUCTS INC DATE OF NAME CHANGE: 20000822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YEH JAMES CENTRAL INDEX KEY: 0001135030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31857 FILM NUMBER: 131245107 MAIL ADDRESS: STREET 1: 735 N. PASTORIA AVE. CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 yeh_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2013-11-22 0 0001122342 ALLIANCE FIBER OPTIC PRODUCTS INC AFOP 0001135030 YEH JAMES C/O ALLIANCE FIBER OPTIC PRODUCTS, INC. 275 GIBRALTAR DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2013-11-22 4 S 0 300 15.2110 D 2700 D Common Stock 2013-11-22 4 S 0 2200 15.2120 D 500 D Common Stock 2013-11-22 4 S 0 500 15.2200 D 0 D Stock Option (Right to buy) 4.80 2013-11-22 4 M 0 3000 4.80 A 2012-11-19 2022-10-19 Common 3000 3000 D The total 3,000 shares of common stock were granted on October 19, 2012. The option vests as to one thirty-sixth of the shares on November 19, 2012 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter. Share amount and exercise price reflect the 2-for-1 split of Common Stock in the form of a stock dividend effected on August 30, 2013 /s/ Anita Ho, Attorney-in-Fact 2013-11-26