0001206774-13-004238.txt : 20131126
0001206774-13-004238.hdr.sgml : 20131126
20131126172904
ACCESSION NUMBER: 0001206774-13-004238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131122
FILED AS OF DATE: 20131126
DATE AS OF CHANGE: 20131126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCE FIBER OPTIC PRODUCTS INC
CENTRAL INDEX KEY: 0001122342
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770554122
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 275 GIBRALTAR DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4087366900
MAIL ADDRESS:
STREET 1: 275 GIBRALTAR DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE FIBER OPTICS PRODUCTS INC
DATE OF NAME CHANGE: 20000822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YEH JAMES
CENTRAL INDEX KEY: 0001135030
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31857
FILM NUMBER: 131245107
MAIL ADDRESS:
STREET 1: 735 N. PASTORIA AVE.
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
4
1
yeh_form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2013-11-22
0
0001122342
ALLIANCE FIBER OPTIC PRODUCTS INC
AFOP
0001135030
YEH JAMES
C/O ALLIANCE FIBER OPTIC PRODUCTS, INC.
275 GIBRALTAR DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2013-11-22
4
S
0
300
15.2110
D
2700
D
Common Stock
2013-11-22
4
S
0
2200
15.2120
D
500
D
Common Stock
2013-11-22
4
S
0
500
15.2200
D
0
D
Stock Option (Right to buy)
4.80
2013-11-22
4
M
0
3000
4.80
A
2012-11-19
2022-10-19
Common
3000
3000
D
The total 3,000 shares of common stock were granted on October 19, 2012. The option vests as to one thirty-sixth of the shares on November 19, 2012 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter.
Share amount and exercise price reflect the 2-for-1 split of Common Stock in the form of a stock dividend effected on August 30, 2013
/s/ Anita Ho, Attorney-in-Fact
2013-11-26