0001047469-12-010592.txt : 20121115 0001047469-12-010592.hdr.sgml : 20121115 20121114184825 ACCESSION NUMBER: 0001047469-12-010592 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121115 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENWOOD INVESTMENTS, INC. CENTRAL INDEX KEY: 0001121943 IRS NUMBER: 223147811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12943 FILM NUMBER: 121206116 BUSINESS ADDRESS: STREET 1: 222 BERKELEY ST STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6172364240 MAIL ADDRESS: STREET 1: 222 BERKELEY ST STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: GREENWOOD INVESTMENTS INC DATE OF NAME CHANGE: 20000815 13F-HR 1 a2211860z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Greenwood Investments, Inc. ------------------------------- Address: 200 Clarendon St., 25th Floor ------------------------------- Boston, MA 02116 ------------------------------- Form 13F File Number: 28-12943 ----------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Tannenbaum ------------------------------- Title: President of General Partner ------------------------------- Phone: (617)-236-4240 ------------------------------- Signature, Place, and Date of Signing: /s/ Steven Tannenbaum Boston, MA 11/13/12 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 21 -------------------- Form 13F Information Table Value Total: 111,733 -------------------- (thousands) List of Other Included Managers: NONE
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ---------------------------- ---------- --------- -------- ---------------------------- ---------- -------- --------------------- Title Type Voting Authority of Value SHRS OR SH / PUT/ of Investment Other --------------------- Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL Security Discretion Managers Sole Shared None --------------------------------------------------------------------------------------------------------------------------------- ASCENA RETAIL GROUP INC COM 04351G101 13,951 650,400 SH SOLE 650,400 BOLT TECHNOLOGY CORP COM 097698104 6,897 479,649 SH SOLE 479,649 BRT REALTY TRUST SH BEN INT 055645303 5,663 871,245 SH SOLE 871,245 CACHE INC COM 127150308 1,712 536,727 SH SOLE 536,727 CASUAL MALE RETAIL GROUP INC COM 148711302 4,256 919,284 SH SOLE 919,284 DELTA APPAREL INC COM 247368103 3,755 272,685 SH SOLE 272,685 DESTINATION MATERNITY CORP COM 25065D100 5,398 288,651 SH SOLE 288,651 DREW INDUSTRIES INC COM 26168L205 5,698 188,600 SH SOLE 188,600 EDAC TECHNOLOGIES CORP COM 279285100 5,699 403,320 SH SOLE 403,320 INFUSYSTEM HOLDINGS INC COM 45685K102 3,683 2,092,758 SH SOLE 2,092,758 LEARNING TREE INTERNATIONAL COM 522015106 3,139 616,741 SH SOLE 616,741 MATERIAL SCIENCES CORP COM 576674105 5,713 625,045 SH SOLE 625,045 MAXYGEN INC COM 577776107 1,327 502,642 SH SOLE 502,642 MFC INDUSTRIAL LTD COM 55278T105 1,670 200,000 SH SOLE 200,000 MITCHAM INDUSTRIES INC COM 606501104 5,229 328,029 SH SOLE 328,029 NEWCASTLE INVESTMENT CORP COM 65105M108 1,751 232,600 SH SOLE 232,600 OVERHILL FARMS INC COM 690212105 4,156 907,500 SH SOLE 907,500 QLT INC COM 746927102 8,650 1,110,444 SH SOLE 1,110,444 RUBY TUESDAY INC COM 781182100 4,184 577,159 SH SOLE 577,159 SKECHERS USA INC-CL A CL A 830566105 10,653 522,224 SH SOLE 522,224 WET SEAL INC/THE-CLASS A CL A 961840105 8,549 2,713,860 SH SOLE 2,713,860 Total 111,733