-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UL6x99riqjmJPfHJ6mxAYJA/Fvppes4zbsyrMeFqQSpTjEJ0jWtn6OhXayk4QpR/ ONVVK7S3qzLqwrtT9KROCg== 0001047469-08-006687.txt : 20080515 0001047469-08-006687.hdr.sgml : 20080515 20080515153313 ACCESSION NUMBER: 0001047469-08-006687 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080515 EFFECTIVENESS DATE: 20080515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TANNENBAUM STEVEN CENTRAL INDEX KEY: 0001121942 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13106 FILM NUMBER: 08837197 BUSINESS ADDRESS: BUSINESS PHONE: 6179645636 MAIL ADDRESS: STREET 1: 125 COUNTRY CLUB ROAD CITY: NEWTON STATE: MA ZIP: 02459 13F-HR 1 a2185545z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Steven Tannenbaum ------------------------------- Address: 420 Boylston St. 5th Floor ------------------------------- Boston, MA 02116 ------------------------------- Form 13F File Number: 28-12943 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Tannenbaum ------------------------------- Title: President ------------------------------- Phone: (617)-236-4240 ------------------------------- Signature, Place, and Date of Signing: /s/ Steven Tannenbaum Boston, MA 4/23/08 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in] this list, omit this section.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 46 -------------------- Form 13F Information Table Value Total: $ 102,318 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
TOTAL VALUE SHARES/ INVSTMNT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT SH/PRN PUT/CALL DSCRETIN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Acergy ADR Sponsored ADR 00443E104 $ 5,054 236,730 SH SOLE N/A 236,730 Acme United Corp. COM 004816104 $ 2,102 159,225 SH SOLE N/A 159,225 ADDvantage Technologies Group Inc COM 006743306 $ 605 174,727 SH SOLE N/A 174,727 Alesco Financial Inc COM 014485106 $ 1,027 356,500 SH SOLE N/A 356,500 Angelica Corp COM 034663104 $ 2,689 149,873 SH SOLE N/A 149,873 Bassett Furniture Industries Inc COM 070203104 $ 3,118 252,644 SH SOLE N/A 252,644 Boots & Coots Intl. Well, Inc COM 099469504 $ 6,598 3,685,900 SH SOLE N/A 3,685,900 Baldwin Technology Co Inc CL A 058264102 $ 929 361,522 SH SOLE N/A 361,522 CCA Industries Inc COM 124867102 $ 996 109,650 SH SOLE N/A 109,650 Charming Shoppers Ord Shs COM 161133103 $ 2,133 441,516 SH SOLE N/A 441,516 Concord Camera Corp. COM 206156200 $ 1,080 287,900 SH SOLE N/A 287,900 Cycle Country Accessories Corp. COM 232984104 $ 584 328,280 SH SOLE N/A 328,280 DSW Inc CL A 23334L102 $ 1,295 100,000 SH SOLE N/A 100,000 Dawson Geophysical Co COM 239359102 $ 115 1,700 SH SOLE N/A 1,700 DG FastChannel Inc COM 23326R109 $ 4,092 213,352 SH SOLE N/A 213,352 Diamond Management & Technology Consultants Inc COM 25269L106 $ 1,839 285,099 SH SOLE N/A 285,099 Dress Barn Inc COM 261570105 $ 3,700 285,900 SH SOLE N/A 285,900 HearUSA Inc. COM 422360305 $ 1,017 794,502 SH SOLE N/A 794,502 Edac Technologies Corp COM 279284100 $ 2,424 378,698 SH SOLE N/A 378,698 Electro Scientific Industries Inc COM 285229100 $ 3,550 215,441 SH SOLE N/A 215,441 Escalade Inc COM 296056104 $ 292 32,500 SH SOLE N/A 32,500 Foot Locker COM 344849104 $ 3,154 268,000 SH SOLE N/A 268,000 Global-Tech Appliances Inc ORD G39320109 $ 650 213,235 SH SOLE N/A 213,235 GenVec Inc. COM 37246C109 $ 829 471,241 SH SOLE N/A 471,241 Hawk Corp CL A 420089104 $ 1,505 85,900 SH SOLE N/A 85,900 Innovative Solutions and Support Inc COM 45769N105 $ 3,451 326,499 SH SOLE N/A 326,499 Ion Geophysical Corp COM 462044108 $ 3,109 225,293 SH SOLE N/A 225,293 John B San Filippo & Son COM 800422107 $ 1,664 186,792 SH SOLE N/A 186,792 Learning Tree International Inc COM 522015106 $ 4,597 327,894 SH SOLE N/A 327,894 Mitchum Industries COM 606501104 $ 6,187 347,173 SH SOLE N/A 347,173 Nashua Corporation COM 631226107 $ 1,668 152,971 SH SOLE N/A 152,971 Point 360 COM 730507100 $ 671 399,225 SH SOLE N/A 399,225
NewMarket Corporation COM 651587107 $ 1,660 22,000 SH SOLE N/A 22,000 Ocwen Financial Corp COM 675746309 $ 6,204 1,397,300 SH SOLE N/A 1,397,300 Orange 21 Inc COM 685317109 $ 1,543 349,030 SH SOLE N/A 349,030 PDI Inc. COM 69329V100 $ 2,903 344,778 SH SOLE N/A 344,778 Phoenix Footwear Group Inc COM 71903M100 $ 661 355,200 SH SOLE N/A 355,200 Price Smart Inc. COM 741511109 $ 3,268 117,919 SH SOLE N/A 117,919 Quanex Corp COM 747620102 $ 2,318 44,800 SH SOLE N/A 44,800 Quanta Capital Hldgs Ord Shs SHS G7313F106 $ 1,264 730,860 SH SOLE N/A 730,860 Redhook Ale Brewery Inc COM 757473103 $ 1,271 263,099 SH SOLE N/A 263,099 SM&A COM 78465D105 $ 2,971 689,303 SH SOLE N/A 689,303 Steak n Shake Company COM 857873103 $ 1,554 197,500 SH SOLE N/A 197,500 TechTeam Global Inc COM 878311109 $ 2,331 256,959 SH SOLE N/A 256,959 Technology Solutions Co COM 87872T207 $ 261 89,723 SH SOLE N/A 89,723 United Capital Corp COM 909912107 $ 1,388 63,800 SH SOLE N/A 63,800 Total $ 102,318
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