-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IkRqvvRsv3UK9hcw8lhb+VGR+SGZDUkWU6VtjIjLVnL2X0205zsh2ajee6kz+r6e cyypU+Uvj68G0DU4gMr5QQ== 0001144204-10-005333.txt : 20100204 0001144204-10-005333.hdr.sgml : 20100204 20100204120125 ACCESSION NUMBER: 0001144204-10-005333 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100204 DATE AS OF CHANGE: 20100204 EFFECTIVENESS DATE: 20100204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INDEPENDENT INVESTORS INC CENTRAL INDEX KEY: 0001121908 IRS NUMBER: 112646031 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05873 FILM NUMBER: 10573199 BUSINESS ADDRESS: STREET 1: 181 SMITHTOWN BLVD. CITY: NESCONSET STATE: NY ZIP: 11767 BUSINESS PHONE: 6319792142 13F-HR 1 v173177_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 --------------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Independent Investors Inc. ---------------------------------------------------------------------- Address: 181 Smithtown Blvd. ---------------------------------------------------------------------- Nesconset, New York 11767 ---------------------------------------------------------------------- Form 13F File Number: 28-05873 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patrick Moloney ---------------------------------------------------------------------- Title: President ---------------------------------------------------------------------- Phone: 631-979-2142 ---------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Patrick Moloney Nesconset, New York 02-04-2010 - ---------------------------------- ------------------------------- ---------- [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) [ ] 13F COMBINATION REPORT. (Check here is a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 92 ------------------- Form 13F Information Table Value Total: $149,941 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Independent Investors, Inc. FORM 13F INFORMATION TABLE
FAIR MKT. SHARES/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT DSCRETN MANAGERS SOLE SHARED NONE - -------------- -------------- ----- ----- ------- ------- -------- ---- ------ ---- 3M Common Stock 88579Y101 2719000 32890 SOLE X ABBOTT LABORATORIES Common Stock 002824100 3517000 65150 SOLE X ADOBE SYSTEMS, INC. Common Stock 00724F101 1313000 35700 SOLE X AGILENT TECHNOLOGIES Common Stock 00846U101 295000 9500 SOLE X AIR PRODUCTS & CHEMICALS Common Stock 009158106 563000 6950 SOLE X ALTRIA GROUP INC. Common Stock 02209S103 276000 14100 SOLE X AMERICAN EXPRESS CO. Common Stock 025816109 786000 19400 SOLE X AMGEN INC. Common Stock 031162100 1830000 32350 SOLE X APPLE COMPUTER Common Stock 037833100 12588000 59735 SOLE X AQUA AMERICA Common Stock 03836W103 1031000 58932 SOLE X AVON PRODUCTS Common Stock 054303102 677000 21500 SOLE X BB&T CORPORATION Common Stock 054937107 583000 23000 SOLE X BP plc (ADR) Common Stock 055622104 1744000 30100 SOLE X BAKER HUGHES, INC. Common Stock 057224107 809000 20000 SOLE X BANK OF NY MELLON CORP Common Stock 064058100 607000 21721 SOLE X BANK OF AMERICA CORP Common Stock 060505104 533000 35408 SOLE x BAXTER INTERNATIONAL Common Stock 071813109 2957000 50400 SOLE X BERKSHIRE HATHAWAY INC. CL. "B" Common Stock 084670207 509000 155 SOLE X BOEING CORPORATION Common Stock 097023105 1806000 33375 SOLE X BRISTOL-MYERS SQUIBB Common Stock 110122108 666000 26400 SOLE X CHEVRON TEXACO Common Stock 166764100 519000 6750 SOLE X CISCO SYSTEMS Common Stock 17275R102 2747000 114775 SOLE X CITIGROUP Common Stock 172967101 85000 25934 SOLE X COCA COLA Common Stock 191216100 2966000 52048 SOLE X COLGATE-PALMOLIVE COMPANY Common Stock 194162103 2000000 24350 SOLE X CONOCO PHILLIPS Common Stock 20825c104 449000 8800 SOLE X CORNING INC. Common Stock 219350105 729000 37800 SOLE X CYTEC INDUSTRIES Common Stock 232820100 586000 16100 SOLE X DEVON ENERGY CORP. Common Stock 25179M103 1668000 22700 SOLE X DIEBOLD Common Stock 253651103 369000 13000 SOLE X DISNEY (WALT) CO. Common Stock 254687106 1785000 55375 SOLE X DOVER CORP Common Stock 260003108 1219000 29300 SOLE X DUPONT DE NEMOURS Common Stock 263534109 651000 19359 SOLE X EMERSON CO. Common Stock 291011104 3058000 71800 SOLE X EXXON MOBIL Common Stock 30231G102 8240000 120840 SOLE X FEDEX CORP Common Stock 31428X106 500000 6000 SOLE X FLUOR CORP Common Stock 343412102 662000 14700 SOLE X GENERAL ELECTRIC Common Stock 369604103 2711000 179217 SOLE X GENTEX CORPORATION Common Stock 371901109 714000 40000 SOLE X GOLDMAN SACHS Common Stock 38141G104 1528000 9050 SOLE X GOOGLE, INC. Common Stock 38259P508 1081000 1745 SOLE X HALLIBURTON COMPANY Common Stock 406216101 1044000 34700 SOLE X HOME DEPOT Common Stock 437076102 1232000 42600 SOLE X HONEYWELL INTL Common Stock 438516106 2152000 54900 SOLE X IBM CORPORATION Common Stock 459200101 3494000 26699 SOLE X ISHARES MSCI EMERGING MKTS Common Stock 464287234 290000 7000 SOLE X ITT INDUSTRIES Common Stock 450911102 885000 17800 SOLE X INGERSOLL-RAND COMPANY LTD Common Stock G4776G101 843000 23600 SOLE X INTEL CORP. Common Stock 458140100 1315000 64500 SOLE X JP MORGAN CHASE & CO. Common Stock 46625H100 3668000 88048 SOLE X JACOBS ENGINEERING GROUP Common Stock 469814107 1677000 44610 SOLE X JOHNSON & JOHNSON Common Stock 478160104 7537000 117022 SOLE X KIMBERLY CLARK Common Stock 494368103 802000 12600 SOLE X KRAFT FOODS INC Common Stock 50075N104 505000 18600 SOLE X L-3 COMMUNICATIONS Common Stock 502424104 1099000 12650 SOLE X LILLY (ELI) & CO. Common Stock 532457108 928000 26000 SOLE X LOCKHEED MARTIN CORP Common Stock 539830109 1620000 21500 SOLE X MARTIN MARIETTA MATERIALS, INC. Common Stock 573284106 1010000 11300 SOLE X MC DONALD'S CORPORATION Common Stock 580135101 2073000 33200 SOLE X MEDTRONIC Common Stock 585055106 365000 83000 SOLE X MICROSOFT CORPORATION Common Stock 594918104 2602000 85390 SOLE X MONSANTO Common Stock 61166W101 662000 8100 SOLE X MORGAN STANLEY Common Stock 617446448 588000 19875 SOLE X NESTLE S A SPONSORED ADR Common Stock 641069406 241000 5000 SOLE X NIKE INC. Common Stock 654106103 1255000 19000 SOLE X NORFOLK SOUTHERN CORP. Common Stock 655844108 1294000 24700 SOLE X NOVARTIS ADR Common Stock 66987V109 811000 14900 SOLE X ORACLE CORPORATION Common Stock 68389X105 2023000 82500 SOLE X PALL CORPORATION Common Stock 696429307 1194000 33000 SOLE X PEABODY ENERGY CORP Common Stock 704549104 678000 15000 SOLE X PEPSICO Common Stock 713448108 1399000 23025 SOLE X PFIZER Common Stock 717081103 982000 54010 SOLE X PHILIP MORRIS INTERNATIONAL Common Stock 718172109 679000 14100 SOLE X PRECISION CASTPARTS Common Stock 740189105 1445000 13100 SOLE X PROCTER & GAMBLE Common Stock 742718109 7322000 120770 SOLE X QUALCOMM Common Stock 747525103 2507000 54200 SOLE X RESEARCH IN MOTION, LTD. Common Stock 760975102 1492000 22100 SOLE X SPDR GOLD SHARES Common Stock 780259206 429000 4000 SOLE X SARA LEE CORP Common Stock 803111103 243000 20000 SOLE X SCHLUMBERGER LIMITED Common Stock 806857108 3575000 54925 SOLE X STRYKER CORPORATION Common Stock 863667101 1724000 34230 SOLE X TENARIS S.A. Common Stock 88031M109 341000 8000 SOLE X TEREX CORP Common Stock 880779103 198000 10000 SOLE X TETRA TECH INC. Common Stock 88162G103 1176000 43300 SOLE X THOMAS & BETTS CORP. Common Stock 884315102 429000 12000 SOLE X TIME WARNER Common Stock 887317105 236000 8116 SOLE X UNITED PARCEL SERVICE Common Stock 911312106 3533000 61600 SOLE X VANGUARD EMERGING MARKETS ETF Common Stock 922042858 389000 9500 SOLE X WATERS CORP Common Stock 941848103 4758000 76800 SOLE X WATTS WATER TECHNOLOGIES Common Stock 942749102 1700000 55000 SOLE X WELLS FARGO Common Stock 30226D106 1138000 42200 SOLE X ZIMMER HOLDINGS Common Stock 98956P102 283000 4800 SOLE X TOTAL VALUE 149,941,000
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