FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/01/2015 |
3. Issuer Name and Ticker or Trading Symbol
OIL STATES INTERNATIONAL, INC [ OIS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 32,941(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Option (right to purchase) | 02/19/2014(2) | 02/19/2016 | Common Stock | 8,579 | $21.96 | D | |
Common Stock Option (right to purchase) | 02/17/2015(3) | 02/17/2021 | Common Stock | 5,147 | $43.95 | D | |
Common Stock Option (right to purchase) | 02/16/2016(4) | 02/16/2022 | Common Stock | 5,147 | $49.33 | D | |
Common Stock Option (right to purchase) | 02/19/2017(5) | 02/19/2023 | Common Stock | 5,147 | $46.78 | D | |
Common Stock Option (right to purchase) | 02/19/2018(6) | 02/19/2024 | Common Stock | 4,461 | $58.54 | D | |
Common Stock Option (right to purchase) | 02/18/2019(7) | 02/18/2025 | Common Stock | 11,135 | $42.29 | D |
Explanation of Responses: |
1. Includes 506 fully vested shares awarded on 2/16/2007, 2,667 fully vested shares awarded on 2/18/2008, 1,838 fully vested shares awarded on 2/19/2009, 909 fully vested shares awarded on 2/19/2010, 552 fully vested shares awarded on 2/17/2011, 2,099 shares awarded on 2/16/2012 (598 fully vested shares and 1,501 shares vesting on 2/16/2016), 13,414 shares awarded on 2/19/2013 (545 fully vested shares and 11,582 shares vesting on 2/19/2016 and 1,287 shares vesting on 2/19/2017), 3,861 shares awarded on 2/19/2014 (1,287 shares vesting on 2/19/2016, 1,287 shares vesting on 2/19/2017 and 1,287 shares vesting on 2/19/2018) and 7,095 shares awarded on 2/18/2015 that vest 25% per year beginning 2/18/2016. |
2. Option award of 2/19/2010 fully vested on 2/19/2014. |
3. Option award of 2/17/2011 fully vested on 2/17/2015. |
4. Option award of 2/16/2012 with remaining 1,286 options vesting on 2/16/2016. |
5. Option award of 2/19/2013 with remaining options vesting on 2/19/2016 (1,287 options) and 2/19/2017 (1,286 options). |
6. Option award of 2/19/2014 with remaining options vesting on 2/19/2016 (1,115 options), 2/19/2017 (1,115 options) and 2/19/2018 (1,115 options). |
7. Option award of 2/18/2015 which vests in four equal annual installments beginning 2/18/2016. |
/s/ Lloyd A. Hajdik, pursuant to power of attorney | 07/08/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |