0001209191-15-053730.txt : 20150616
0001209191-15-053730.hdr.sgml : 20150616
20150616160300
ACCESSION NUMBER: 0001209191-15-053730
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150615
FILED AS OF DATE: 20150616
DATE AS OF CHANGE: 20150616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ OMX GROUP, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 2124018700
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ewing Anna M
CENTRAL INDEX KEY: 0001347221
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32651
FILM NUMBER: 15934407
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-15
0
0001120193
NASDAQ OMX GROUP, INC.
NDAQ
0001347221
Ewing Anna M
ONE LIBERTY PLAZA
NEW YORK
NY
10006
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2015-06-15
4
S
0
15000
50.17
D
34541
D
The sales reported were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.44, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Represents (i) 3,061 vested shares of restricted stock, (ii) 23,614 vested shares underlying performance share units, and (iii) 7,866 shares purchased under the Employee Stock Purchase Plan.
/s/ Edward S. Knight, by power of attorney
2015-06-16