0001181431-12-019712.txt : 20120327
0001181431-12-019712.hdr.sgml : 20120327
20120327154859
ACCESSION NUMBER: 0001181431-12-019712
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120326
FILED AS OF DATE: 20120327
DATE AS OF CHANGE: 20120327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOBS JOHN
CENTRAL INDEX KEY: 0001240163
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32651
FILM NUMBER: 12717178
MAIL ADDRESS:
STREET 1: 1801 K STREET, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ OMX GROUP, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 2124018700
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
rrd339903.xml
FORM 4 - JOHN JACOBS - 3/26/2012
X0305
4
2012-03-26
0
0001120193
NASDAQ OMX GROUP, INC.
NDAQ
0001240163
JACOBS JOHN
ONE LIBERTY PLAZA
NEW YORK
NY
10006
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2012-03-26
4
S
0
31620
27
D
159569
D
Employee Stock Option (Right to Buy)
7.35
2014-11-15
Common Stock
200000
200000
D
Employee Stock Option (Right to Buy)
9.15
2014-02-18
Common Stock
100000
100000
D
Employee Stock Option (Right to Buy)
19.75
2020-03-04
Common Stock
22059
22059
D
Employee Stock Option (Right to Buy)
25.07
2018-12-17
Common Stock
45528
45528
D
Employee Stock Option (Right to Buy)
25.28
2021-03-28
Common Stock
22663
22663
D
Employee Stock Option (Right to Buy)
35.92
2016-12-13
Common Stock
32558
32558
D
Employee Stock Option (Right to Buy)
45.38
2017-12-12
Common Stock
22564
22564
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2011.
Represents (i) 50,000 shares or units of restricted stock, of which 15,000 are vested, (ii) 92,840 shares underlying PSUs, of which 13,823 shares are vested and (iii) 16,729 shares purchased under the Employee Stock Purchase Plan.
Options exercisable as to 100%.
Options exercisable as to 100%.
Options exercisable on March 4, 2014.
Options exercisable on December 17, 2012.
Options exercisable on March 28, 2014.
Options exercisable as to 100%.
Options exercisable as to 100%.
/s/ Edward S. Knight, by power of attorney
2012-03-27