0001181431-12-019712.txt : 20120327 0001181431-12-019712.hdr.sgml : 20120327 20120327154859 ACCESSION NUMBER: 0001181431-12-019712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120326 FILED AS OF DATE: 20120327 DATE AS OF CHANGE: 20120327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS JOHN CENTRAL INDEX KEY: 0001240163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 12717178 MAIL ADDRESS: STREET 1: 1801 K STREET, N.W. CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ OMX GROUP, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 rrd339903.xml FORM 4 - JOHN JACOBS - 3/26/2012 X0305 4 2012-03-26 0 0001120193 NASDAQ OMX GROUP, INC. NDAQ 0001240163 JACOBS JOHN ONE LIBERTY PLAZA NEW YORK NY 10006 0 1 0 0 Executive Vice President Common Stock, par value $0.01 per share 2012-03-26 4 S 0 31620 27 D 159569 D Employee Stock Option (Right to Buy) 7.35 2014-11-15 Common Stock 200000 200000 D Employee Stock Option (Right to Buy) 9.15 2014-02-18 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 19.75 2020-03-04 Common Stock 22059 22059 D Employee Stock Option (Right to Buy) 25.07 2018-12-17 Common Stock 45528 45528 D Employee Stock Option (Right to Buy) 25.28 2021-03-28 Common Stock 22663 22663 D Employee Stock Option (Right to Buy) 35.92 2016-12-13 Common Stock 32558 32558 D Employee Stock Option (Right to Buy) 45.38 2017-12-12 Common Stock 22564 22564 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2011. Represents (i) 50,000 shares or units of restricted stock, of which 15,000 are vested, (ii) 92,840 shares underlying PSUs, of which 13,823 shares are vested and (iii) 16,729 shares purchased under the Employee Stock Purchase Plan. Options exercisable as to 100%. Options exercisable as to 100%. Options exercisable on March 4, 2014. Options exercisable on December 17, 2012. Options exercisable on March 28, 2014. Options exercisable as to 100%. Options exercisable as to 100%. /s/ Edward S. Knight, by power of attorney 2012-03-27