-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Izja5CBDoDLPbJI1MPJPc7XI3F0LLWSuI50LxeRI0LTcIYr74CEXI/AENG/GOfiF F+MVBsuHY8PwZfgv278apQ== 0001181431-10-005192.txt : 20100128 0001181431-10-005192.hdr.sgml : 20100128 20100128165703 ACCESSION NUMBER: 0001181431-10-005192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100126 FILED AS OF DATE: 20100128 DATE AS OF CHANGE: 20100128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Double-Take Software, Inc. CENTRAL INDEX KEY: 0001370314 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200230046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 257 TURNPIKE ROAD, SUITE 210 CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 BUSINESS PHONE: 508-229-8810 MAIL ADDRESS: STREET 1: 257 TURNPIKE ROAD, SUITE 210 CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV LP CENTRAL INDEX KEY: 0001119967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33184 FILM NUMBER: 10554646 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV A LP CENTRAL INDEX KEY: 0001126337 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33184 FILM NUMBER: 10554645 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV SPECIAL OFFSHORE LP CENTRAL INDEX KEY: 0001207736 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33184 FILM NUMBER: 10554643 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV OFFSHORE LP CENTRAL INDEX KEY: 0001207737 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33184 FILM NUMBER: 10554644 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 rrd264202.xml ABSCPIV DBTK FORM 4_012810 X0303 4 2010-01-26 0 0001370314 Double-Take Software, Inc. DBTK 0001119967 ABS CAPITAL PARTNERS IV LP 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 0001126337 ABS CAPITAL PARTNERS IV A LP 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 0001207737 ABS CAPITAL PARTNERS IV OFFSHORE LP 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 0001207736 ABS CAPITAL PARTNERS IV SPECIAL OFFSHORE LP 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 Common Stock, par value $.001 2010-01-26 4 S 0 18318 9.8577 D 1096925 D Common Stock, par value $.001 2010-01-26 4 S 0 613 9.8577 D 36728 I By ABS Capital Partners IV-A, L.P. Common Stock, par value $.001 2010-01-26 4 S 0 1052 9.8577 D 63000 I By ABS Capital Partners IV Offshore, L.P. Common Stock, par value $.001 2010-01-26 4 S 0 717 9.8577 D 42955 I By ABS Capital Partners IV Special Offshore, L.P. Common Stock, par value $.001 2010-01-27 4 S 0 41581 10.2294 D 1055344 D Common Stock, par value $.001 2010-01-27 4 S 0 1392 10.2294 D 35336 I By ABS Capital Partners IV-A, L.P. Common Stock, par value $.001 2010-01-27 4 S 0 2388 10.2294 D 60612 I By ABS Capital Partners IV Offshore, L.P. Common Stock, par value $.001 2010-01-27 4 S 0 1628 10.2294 D 41327 I By ABS Capital Partners IV Special Offshore, L.P. Common Stock, par value $.001 2010-01-28 4 S 0 12056 10.2697 D 1043288 D Common Stock, par value $.001 2010-01-28 4 S 0 404 10.2697 D 34932 I By ABS Capital Partners IV-A, L.P. Common Stock, par value $.001 2010-01-28 4 S 0 692 10.2697 D 59920 I By ABS Capital Partners IV Offshore, L.P. Common Stock, par value $.001 2010-01-28 4 S 0 472 10.2697 D 40855 I By ABS Capital Partners IV Special Offshore, L.P. The price of $9.8577 per share represents a weighted average of sales prices ranging from $9.77 to $10.04 per share. The reporting persons undertake to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. ABS Partners IV, LLC (the "General Partner") is the general partner of ABS Capital Partners IV, LP, ABS Capital Partners IV-A, LP, ABS Capital Partners IV Offshore, LP, and ABS Capital Partners IV Special Offshore, LP (collectively, the "Funds"), and Ashoke Goswami is a managing member of the General Partner ("Manager"). The General Partner and the Manager disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. The General Partner of the Funds has voting and dispositive power over these shares. The price of $10.2294 per share represents a weighted average of sales prices ranging from $9.69 to $10.50 per share. The reporting persons undertake to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. The price of $10.2697 per share represents a weighted average of sales prices ranging from $10.14 to $10.40 per share. The reporting persons undertake to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. The Funds may each be deemed a director by deputization as a result of the Manager serving on the board of directors of Double-Take Software, Inc. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2008 and modified on November 11, 2009. By Donald B. Hebb, Jr., managing member of ABS Partners IV, LLC, the General Partners of ABS Capital Partners IV, L.P. 2010-01-28 By Donald B. Hebb, Jr., managing member of ABS Partners IV, LLC, the General Partner of ABS Capital Partners IV-A, L.P. 2010-01-28 By Donald B. Hebb, Jr., managing member of ABS Partners IV, LLC, the General Partner of ABS Capital Partners IV Offshore, L.P. 2010-01-28 By Donald B. Hebb, Jr., managing member of ABS Partners IV, LLC, the General Partner of ABS Capital Partners IV Special Offshore, L.P. 2010-01-28 -----END PRIVACY-ENHANCED MESSAGE-----