-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C/Eak/FCv2D0OqpGJwYurf3oRfFI8TYJIrl+mCo2SsFr4lo71vJc91kh2eCNxzIS LO4WMY+KN6C+f2fk/LD6mA== 0000947871-02-000152.txt : 20020414 0000947871-02-000152.hdr.sgml : 20020414 ACCESSION NUMBER: 0000947871-02-000152 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020205 GROUP MEMBERS: PAUL TUDOR JONES, II GROUP MEMBERS: THE ALTAR ROCK FUND L.P. GROUP MEMBERS: THE RAPTOR GLOBAL PORTFOLIO LTD. GROUP MEMBERS: THE TUDOR BVI GLOBAL PORTFOLIO LTD. GROUP MEMBERS: TUDOR INVESTMENT CORPORATION GROUP MEMBERS: TUDOR PROPRIETARY TRADING, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEWPOWER HOLDINGS INC CENTRAL INDEX KEY: 0001119307 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 522208601 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59949 FILM NUMBER: 02527119 BUSINESS ADDRESS: STREET 1: NEWPOWER HOLDINGS, INC. STREET 2: ONE MANHATTANVILLE RD., 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577-2100 BUSINESS PHONE: 914-697-2444 MAIL ADDRESS: STREET 1: NEWPOWER HOLDINGS, INC. STREET 2: ONE MANHATTANVILLE RD., 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577-2100 FORMER COMPANY: FORMER CONFORMED NAME: TNPC INC DATE OF NAME CHANGE: 20000713 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 SC 13G/A 1 sc13ga_020102-newpower.txt AMENDMENT NO. 1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* NewPower Holdings Inc. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, par value $0.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 652463100 - -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 CUSIP No. 652463100 ------------------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Investment Corporation ------------------------------------------------------------------------ 22-2514825 ------------------------------------------------------------------------ - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------------- (b) X ------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware ------------------------------ - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares ------------------------ Beneficially ---------------------------------------------------- Owned by Each Reporting person (6) Shared Voting Power 0 With ------------------------ ---------------------------------------------------- (7) Sole Dispositive Power 0 ------------------------ ---------------------------------------------------- (8) Shared Dispositive Power 0 ------------------------ - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 0 -------- - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) --------------------------------------------------- - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0% -------------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO -------------------- - -------------------------------------------------------------------------------- Page 2 CUSIP No. 652463100 ------------------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Paul Tudor Jones, II ------------------------------------------------------------------------ ------------------------------------------------------------------------ - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------------- (b) X ------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only --------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA ------------------------------ - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares ------------------------ Beneficially ---------------------------------------------------- Owned by Each Reporting person (6) Shared Voting Power 0 With ------------------------ ---------------------------------------------------- (7) Sole Dispositive Power 0 ------------------------ ---------------------------------------------------- (8) Shared Dispositive Power 0 ------------------------ - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 0 -------- - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ---------------------------------------------------- - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0% -------------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN -------------------- - -------------------------------------------------------------------------------- Page 3 CUSIP No. 652463100 ------------------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Prorietary Trading, L.L.C. ------------------------------------------------------------------------ 13-3720063 ------------------------------------------------------------------------ - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------------- (b) X ------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware ------------------------------ - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares ------------------------ Beneficially ---------------------------------------------------- Owned by Each Reporting person (6) Shared Voting Power 0 With ------------------------ ---------------------------------------------------- (7) Sole Dispositive Power 0 ------------------------ ---------------------------------------------------- (8) Shared Dispositive Power 0 ------------------------ - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 0 -------- - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) --------------------------------------------------- - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0% -------------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO -------------------- - -------------------------------------------------------------------------------- Page 4 CUSIP No. 652463100 ------------------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Tudor BVI Global Portfolio Ltd. ------------------------------------------------------------------------ 98-0223576 ------------------------------------------------------------------------ - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------------- (b) X ------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Cayman Islands ------------------------------ - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares ------------------------ Beneficially ---------------------------------------------------- Owned by Each Reporting person (6) Shared Voting Power 0 With ------------------------ ---------------------------------------------------- (7) Sole Dispositive Power 0 ------------------------ ---------------------------------------------------- (8) Shared Dispositive Power 0 ------------------------ - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 0 -------- - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ---------------------------------------------- - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0% -------------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO -------------------- - -------------------------------------------------------------------------------- Page 5 CUSIP No. 652463100 ------------------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Altar Rock Fund L.P. ------------------------------------------------------------------------ 06-1558414 ------------------------------------------------------------------------ - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------------- (b) X ------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware ------------------------------ - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares ------------------------ Beneficially ---------------------------------------------------- Owned by Each Reporting person (6) Shared Voting Power 0 With ------------------------ ----------------------------------------------------- (7) Sole Dispositive Power 0 ------------------------ ---------------------------------------------------- (8) Shared Dispositive Power 0 ------------------------ - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 0 -------- - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ---------------------------------------------------- - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0% -------------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN -------------------- - -------------------------------------------------------------------------------- Page 6 CUSIP No. 652463100 ------------------- - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Raptor Global Portfolio Ltd. ------------------------------------------------------------------------ 98-0211544 ------------------------------------------------------------------------ - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------------- (b) X ------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Cayman Islands ------------------------------ - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares ------------------------ Beneficially ---------------------------------------------------- Owned by Each Reporting person (6) Shared Voting Power 0 With ------------------------ ---------------------------------------------------- (7) Sole Dispositive Power 0 ------------------------ ---------------------------------------------------- (8) Shared Dispositive Power 0 ------------------------ - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 0 -------- - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) --------------------------------------------------- - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0% -------------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO -------------------- - -------------------------------------------------------------------------------- Page 7 Item 1(a). Name of Issuer: NewPower Holdings Inc. Item 1(b). Address of Issuer's Principal Executive Offices: One Manhattanville Road Purchase, NY 10577 Item 2(a). Name of Person Filing: Tudor Investment Corporation ("TIC") Paul Tudor Jones, II Tudor Proprietary Trading, L.L.C. ("TPT") The Altar Rock Fund L.P. ("Altar Rock") The Raptor Global Portfolio Ltd. ("Raptor Portfolio") The Tudor BVI Global Portfolio Ltd. ("BVI Portfolio") Item 2(b). Address of Principal Business Office or, if none, Residence: The principal business office of each of TIC, TPT and Altar Rock is: 1275 King Street Greenwich, CT 06831 The principal business office of Mr. Jones is: c/o Tudor Investment Corporation 1275 King Street Greenwich, CT 06831 The principal business office of each of Raptor Portfolio and BVI Portfolio is: c/o CITCO Kaya Flamboyan 9 Curacao, Netherlands Antilles Item 2(c). Citizenship: Mr. Jones is a citizen of the United States TPT is a Delaware limited liability company Altar Rock is a Delaware limited partnership Each of Raptor Portfolio and BVI Portfolio is a Cayman Islands company Item 2(d). Title of Class of Securities: Common Stock, par value $0.01 per share Item 2(e). CUSIP Number: 652463100 Page 8 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employment Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment fund; see section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with section 240.13d-1(b) (1)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(H) Item 4. Ownership (As of December 31, 2001). (a) Amount Beneficially Owned: See Item 9 of cover pages (b) Percent of Class: See Item 11 of cover pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote See Item 5 of cover pages ---------------------------- (ii) shared power to vote or to direct the vote See Item 6 of cover pages ---------------------------- (iii)sole power to dispose or to direct the disposition of See Item 7 of cover pages ---------------------------- (iv) shared power to dispose or to direct the disposition of See Item 8 of cover pages ---------------------------- Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. See cover pages Page 9 Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 1, 2002 TUDOR INVESTMENT CORPORATION By: /s/ Stephen N. Waldman -------------------------------------------- Stephen N. Waldman Vice President and Associate General Counsel /s/ Paul Tudor Jones, II ------------------------------------------------- Paul Tudor Jones, II THE TUDOR BVI GLOBAL PORTFOLIO LTD. By: Tudor Investment Corporation, Trading Advisor By: /s/ Stephen N. Waldman ----------------------------------------- Stephen N. Waldman Vice President and Associate General Counsel TUDOR PROPRIETARY TRADING, L.L.C. By: /s/ Stephen N. Waldman ---------------------------------------------- Stephen N. Waldman Vice President and Associate General Counsel Page 10 THE ALTAR ROCK FUND L.P. By: Tudor Investment Corporation, General Partner By: /s/ Stephen N. Waldman ----------------------------------------- Stephen N. Waldman Vice President and Associate General Counsel THE RAPTOR GLOBAL PORTFOLIO LTD. By: Tudor Investment Corporation, Investment Advisor By: /s/ Stephen N. Waldman ----------------------------------------- Stephen N. Waldman Vice President and Associate General Counsel Page 11 -----END PRIVACY-ENHANCED MESSAGE-----