0001104659-20-085428.txt : 20200722 0001104659-20-085428.hdr.sgml : 20200722 20200722095559 ACCESSION NUMBER: 0001104659-20-085428 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200722 DATE AS OF CHANGE: 20200722 EFFECTIVENESS DATE: 20200722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOODWIN DANIEL L CENTRAL INDEX KEY: 0001119191 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13434 FILM NUMBER: 201040576 MAIL ADDRESS: STREET 1: 2901 BUTTERFIELD RD CITY: OAK BROOK STATE: IL ZIP: 60523 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001119191 XXXXXXXX 06-30-2020 06-30-2020 false Goodwin Daniel L
2901 Butterfield Rd Oak Brook IL 60523
13F HOLDINGS REPORT 028-13434 N
Goodwin Daniel L Authorized Signatory 630-218-8000 /s/ Daniel L. Goodwin Oak Brook IL 07-22-2020 3 163 158822 false 1 0000926972 028-13432 INLAND GROUP INC 2 0001633071 028-16494 Investment Management Group, LLC 3 0001428796 028-13252 Ensenia Wealth, LLC
INFORMATION TABLE 2 a20-25253_1informationtable.xml INFORMATION TABLE ALEXANDRIA REAL ESTATE EQ IN COM 015271109 326 2010 SH DFND 1,2,3 2010 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2890 13400 SH DFND 1,2,3 13400 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1599 7404 SH OTR 1,2,3 0 7404 0 ALPHABET INC CAP STK CL C 02079K107 1416 1002 SH OTR 1,2,3 0 1002 0 AMAZON COM INC COM 023135106 1766 640 SH DFND 1,2,3 640 0 0 AMAZON COM INC COM 023135106 1091 395 SH OTR 1,2,3 0 395 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 184 44700 SH DFND 1,2,3 44700 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 150 4300 SH DFND 1,2,3 4300 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 86 2500 SH OTR 1,2,3 0 2500 0 AMERICAN INTL GROUP INC COM NEW 026874784 253 8100 SH DFND 1,2,3 8100 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 59 1900 SH OTR 1,2,3 0 1900 0 AMERICOLD RLTY TR COM 03064D108 1451 40000 SH DFND 1,2,3 40000 0 0 AMERICOLD RLTY TR COM 03064D108 349 9600 SH OTR 1,2,3 0 9600 0 APARTMENT INVT & MGMT CO CL A 03748R754 2055 54583 SH DFND 1,2,3 54583 0 0 APARTMENT INVT & MGMT CO CL A 03748R754 117 3100 SH OTR 1,2,3 0 3100 0 APPLE INC COM 037833100 73 200 SH DFND 1,2,3 200 0 0 APPLE INC COM 037833100 785 2154 SH OTR 1,2,3 0 2154 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 187 259623 SH DFND 1,2,3 259623 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 57 78400 SH OTR 1,2,3 0 78400 0 AVALONBAY CMNTYS INC COM 053484101 293 1900 SH DFND 1,2,3 1900 0 0 AVALONBAY CMNTYS INC COM 053484101 221 1430 SH OTR 1,2,3 0 1430 0 BP PLC SPONSORED ADR 055622104 658 28200 SH DFND 1,2,3 28200 0 0 BP PLC SPONSORED ADR 055622104 151 6500 SH OTR 1,2,3 0 6500 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 325 41922 SH DFND 1,2,3 41922 0 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 9 1100 SH OTR 1,2,3 0 1100 0 BNY MELLON MUN INCOME INC COM 05589T104 109 13157 SH DFND 1,2,3 13157 0 0 BALL CORP COM 058498106 208 3000 SH DFND 1,2,3 3000 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 805 600 SH DFND 1,2,3 600 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 1392 1037 SH OTR 1,2,3 0 1037 0 BLACKROCK MUN INCOME QUALITY COM 092479104 433 31622 SH DFND 1,2,3 31622 0 0 BLACKROCK MUN INCOME QUALITY COM 092479104 69 5000 SH OTR 1,2,3 0 5000 0 BLACKROCK MUNIHOLDINGS FD II COM 09253P109 27 1887 SH DFND 1,2,3 1887 0 0 BLACKROCK MUNIHOLDINGS FD II COM 09253P109 236 16500 SH OTR 1,2,3 0 16500 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 200 14500 SH DFND 1,2,3 14500 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 80 5800 SH OTR 1,2,3 0 5800 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254A101 464 38217 SH DFND 1,2,3 38217 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254A101 156 12815 SH OTR 1,2,3 0 12815 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 144 11597 SH DFND 1,2,3 11597 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 62 5000 SH OTR 1,2,3 0 5000 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 413 31665 SH DFND 1,2,3 31665 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 20 1500 SH OTR 1,2,3 0 1500 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 101 7900 SH DFND 1,2,3 7900 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 64 5000 SH OTR 1,2,3 0 5000 0 BROADCOM INC COM 11135F101 316 1000 SH DFND 1,2,3 1000 0 0 BROADCOM INC COM 11135F101 158 500 SH OTR 1,2,3 0 500 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 220 8000 SH DFND 1,2,3 8000 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 97 3500 SH OTR 1,2,3 0 3500 0 CHEWY INC CL A 16679L109 630 14100 SH DFND 1,2,3 14100 0 0 CHEWY INC CL A 16679L109 217 4900 SH OTR 1,2,3 0 4900 0 CISCO SYS INC COM 17275R102 293 6300 SH DFND 1,2,3 6300 0 0 CISCO SYS INC COM 17275R102 267 5700 SH OTR 1,2,3 0 5700 0 CITIGROUP INC COM NEW 172967424 526 10300 SH DFND 1,2,3 10300 0 0 CITIGROUP INC COM NEW 172967424 102 2000 SH OTR 1,2,3 0 2000 0 COLONY CAP INC NEW CL A COM 19626G108 140 58459 SH DFND 1,2,3 58459 0 0 CONOCOPHILLIPS COM 20825C104 239 5700 SH DFND 1,2,3 5700 0 0 CONOCOPHILLIPS COM 20825C104 160 3800 SH OTR 1,2,3 0 3800 0 CROWN CASTLE INTL CORP NEW COM 22822V101 84 500 SH DFND 1,2,3 500 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 334 2000 SH OTR 1,2,3 0 2000 0 CYRUSONE INC COM 23283R100 2094 28800 SH DFND 1,2,3 28800 0 0 CYRUSONE INC COM 23283R100 779 10700 SH OTR 1,2,3 0 10700 0 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 511 115664 SH DFND 1,2,3 115664 0 0 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 196 44600 SH OTR 1,2,3 0 44600 0 EATON VANCE MUN BD FD COM 27827X101 773 60787 SH DFND 1,2,3 60787 0 0 EATON VANCE MUN BD FD COM 27827X101 113 8876 SH OTR 1,2,3 0 8876 0 ENTERPRISE PRODS PARTNERS L COM 293792107 145 8000 SH DFND 1,2,3 8000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 91 4900 SH OTR 1,2,3 0 4900 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1382 23500 SH DFND 1,2,3 23500 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 354 6014 SH OTR 1,2,3 0 6014 0 EXACT SCIENCES CORP COM 30063P105 2747 31600 SH DFND 1,2,3 31600 0 0 EXACT SCIENCES CORP COM 30063P105 295 3400 SH OTR 1,2,3 0 3400 0 EXXON MOBIL CORP COM 30231G102 138 3100 SH DFND 1,2,3 3100 0 0 EXXON MOBIL CORP COM 30231G102 228 5100 SH OTR 1,2,3 0 5100 0 GOLDMAN SACHS GROUP INC COM 38141G104 1186 6000 SH DFND 1,2,3 6000 0 0 INTEL CORP COM 458140100 239 4000 SH DFND 1,2,3 4000 0 0 INTEL CORP COM 458140100 239 4001 SH OTR 1,2,3 0 4001 0 INTERNATIONAL BUSINESS MACHS COM 459200101 259 2150 SH DFND 1,2,3 2150 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 344 2850 SH OTR 1,2,3 0 2850 0 INVESCO CALIF MUN INCOME TR COM 46132P108 1581 109403 SH DFND 1,2,3 109403 0 0 INVESCO CALIF MUN INCOME TR COM 46132P108 4 284 SH OTR 1,2,3 0 284 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 409 28300 SH DFND 1,2,3 28300 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 238 16700 SH OTR 1,2,3 0 16700 0 JPMORGAN CHASE & CO COM 46625H100 2352 25000 SH DFND 1,2,3 25000 0 0 JPMORGAN CHASE & CO COM 46625H100 202 2150 SH OTR 1,2,3 0 2150 0 KITE RLTY GROUP TR COM NEW 49803T300 339 29332 SH OTR 1,2,3 0 29332 0 LAUDER ESTEE COS INC CL A 518439104 377 2000 SH DFND 1,2,3 2000 0 0 LAUDER ESTEE COS INC CL A 518439104 170 900 SH OTR 1,2,3 0 900 0 MPLX LP COM UNIT REP LTD 55336V100 394 22800 SH DFND 1,2,3 22800 0 0 MPLX LP COM UNIT REP LTD 55336V100 130 7500 SH OTR 1,2,3 0 7500 0 MARATHON PETE CORP COM 56585A102 980 26200 SH DFND 1,2,3 26200 0 0 MARATHON PETE CORP COM 56585A102 559 15000 SH OTR 1,2,3 0 15000 0 MEDICAL PPTYS TRUST INC COM 58463J304 2060 109600 SH DFND 1,2,3 109600 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 888 47200 SH OTR 1,2,3 0 47200 0 MICROSOFT CORP COM 594918104 855 4207 SH OTR 1,2,3 0 4207 0 MORGAN STANLEY COM NEW 617446448 1063 22000 SH DFND 1,2,3 22000 0 0 NETFLIX INC COM 64110L106 956 2100 SH OTR 1,2,3 0 2100 0 NIKE INC CL B 654106103 226 2300 SH OTR 1,2,3 0 2300 0 NOODLES & CO COM CL A 65540B105 4147 685500 SH DFND 1,2,3 685500 0 0 NOODLES & CO COM CL A 65540B105 73 12000 SH OTR 1,2,3 0 12000 0 NUTANIX INC CL A 67059N108 640 27000 SH DFND 1,2,3 27000 0 0 NUTANIX INC CL A 67059N108 305 12800 SH OTR 1,2,3 0 12800 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1781 128142 SH DFND 1,2,3 128142 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 100 7190 SH OTR 1,2,3 0 7190 0 NVIDIA CORPORATION COM 67066G104 456 1200 SH OTR 1,2,3 0 1200 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 791 56398 SH DFND 1,2,3 56398 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 279 19942 SH OTR 1,2,3 0 19942 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 20 1500 SH DFND 1,2,3 1500 0 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 141 10700 SH OTR 1,2,3 0 10700 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 501 33939 SH DFND 1,2,3 33939 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 431 29169 SH OTR 1,2,3 0 29169 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 3448 225698 SH DFND 1,2,3 225698 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 411 26885 SH OTR 1,2,3 0 26885 0 OMEGA HEALTHCARE INVS INC COM 681936100 422 14200 SH DFND 1,2,3 14200 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 113 3800 SH OTR 1,2,3 0 3800 0 ONE LIBERTY PPTYS INC COM 682406103 341 19374 SH DFND 1,2,3 19374 0 0 PAGERDUTY INC COM 69553P100 1689 59000 SH DFND 1,2,3 59000 0 0 PALO ALTO NETWORKS INC COM 697435105 46 200 SH DFND 1,2,3 200 0 0 PALO ALTO NETWORKS INC COM 697435105 528 2300 SH OTR 1,2,3 0 2300 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 216 6000 SH DFND 1,2,3 6000 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 82 2300 SH OTR 1,2,3 0 2300 0 PREFERRED APT CMNTYS INC COM 74039L103 248 32600 SH DFND 1,2,3 32600 0 0 PREFERRED APT CMNTYS INC COM 74039L103 58 7400 SH OTR 1,2,3 0 7400 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 572 78112 SH DFND 1,2,3 78112 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 81 11000 SH OTR 1,2,3 0 11000 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 516 40366 SH DFND 1,2,3 40366 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 147 11500 SH OTR 1,2,3 0 11500 0 QTS RLTY TR INC COM CL A 74736A103 1506 23500 SH DFND 1,2,3 23500 0 0 QTS RLTY TR INC COM CL A 74736A103 1198 18700 SH OTR 1,2,3 0 18700 0 QUALCOMM INC COM 747525103 2280 24991 SH DFND 1,2,3 24991 0 0 QUALCOMM INC COM 747525103 255 2790 SH OTR 1,2,3 0 2790 0 RED LION HOTELS CORP COM 756764106 73 31544 SH DFND 1,2,3 31544 0 0 RETAIL PPTYS AMER INC CL A 76131V202 19683 2688943 SH DFND 1,2,3 2688943 0 0 RETAIL PPTYS AMER INC CL A 76131V202 46078 6294705 SH OTR 1,2,3 0 6294705 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1386 42400 SH DFND 1,2,3 42400 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 342 10400 SH OTR 1,2,3 0 10400 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 377 1222 SH DFND 1,2,3 1222 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1 2 SH OTR 1,2,3 0 2 0 SCIENCE APPLICATIONS INTL CO COM 808625107 295 3800 SH DFND 1,2,3 3800 0 0 SCIENCE APPLICATIONS INTL CO COM 808625107 249 3200 SH OTR 1,2,3 0 3200 0 STARBUCKS CORP COM 855244109 147 2000 SH DFND 1,2,3 2000 0 0 STARBUCKS CORP COM 855244109 258 3500 SH OTR 1,2,3 0 3500 0 TAILORED BRANDS INC COM 87403A107 94 100000 SH DFND 1,2,3 100000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 419 3000 SH DFND 1,2,3 3000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 154 1100 SH OTR 1,2,3 0 1100 0 TESLA INC COM 88160R101 216 200 SH OTR 1,2,3 0 200 0 UBER TECHNOLOGIES INC COM 90353T100 2424 78000 SH DFND 1,2,3 78000 0 0 UBER TECHNOLOGIES INC COM 90353T100 62 2000 SH OTR 1,2,3 0 2000 0 UNITEDHEALTH GROUP INC COM 91324P102 2935 9950 SH DFND 1,2,3 9950 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1756 5960 SH OTR 1,2,3 0 5960 0 UNITI GROUP INC COM 91325V108 9 1000 SH OTR 1,2,3 0 1000 0 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 1241 15613 SH DFND 1,2,3 15613 0 0 VAIL RESORTS INC COM 91879Q109 1512 8300 SH DFND 1,2,3 8300 0 0 VAIL RESORTS INC COM 91879Q109 309 1700 SH OTR 1,2,3 0 1700 0 VENTAS INC COM 92276F100 366 10000 SH DFND 1,2,3 10000 0 0 VENTAS INC COM 92276F100 403 11000 SH OTR 1,2,3 0 11000 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 913 8550 SH DFND 1,2,3 8550 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 155 1450 SH OTR 1,2,3 0 1450 0 VEREIT INC COM 92339V100 161 25000 SH OTR 1,2,3 0 25000 0 VMWARE INC CL A COM 928563402 262 1700 SH DFND 1,2,3 1700 0 0 VMWARE INC CL A COM 928563402 232 1500 SH OTR 1,2,3 0 1500 0 WELLS FARGO CO NEW COM 949746101 653 25500 SH DFND 1,2,3 25500 0 0 WELLS FARGO CO NEW COM 949746101 66 2600 SH OTR 1,2,3 0 2600 0 XENIA HOTELS & RESORTS INC COM 984017103 9 1000 SH DFND 1,2,3 1000 0 0 XENIA HOTELS & RESORTS INC COM 984017103 547 58678 SH OTR 1,2,3 0 58678 0