0001104659-20-085428.txt : 20200722
0001104659-20-085428.hdr.sgml : 20200722
20200722095559
ACCESSION NUMBER: 0001104659-20-085428
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200722
DATE AS OF CHANGE: 20200722
EFFECTIVENESS DATE: 20200722
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODWIN DANIEL L
CENTRAL INDEX KEY: 0001119191
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13434
FILM NUMBER: 201040576
MAIL ADDRESS:
STREET 1: 2901 BUTTERFIELD RD
CITY: OAK BROOK
STATE: IL
ZIP: 60523
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001119191
XXXXXXXX
06-30-2020
06-30-2020
false
Goodwin Daniel L
2901 Butterfield Rd
Oak Brook
IL
60523
13F HOLDINGS REPORT
028-13434
N
Goodwin Daniel L
Authorized Signatory
630-218-8000
/s/ Daniel L. Goodwin
Oak Brook
IL
07-22-2020
3
163
158822
false
1
0000926972
028-13432
INLAND GROUP INC
2
0001633071
028-16494
Investment Management Group, LLC
3
0001428796
028-13252
Ensenia Wealth, LLC
INFORMATION TABLE
2
a20-25253_1informationtable.xml
INFORMATION TABLE
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
326
2010
SH
DFND
1,2,3
2010
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2890
13400
SH
DFND
1,2,3
13400
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1599
7404
SH
OTR
1,2,3
0
7404
0
ALPHABET INC
CAP STK CL C
02079K107
1416
1002
SH
OTR
1,2,3
0
1002
0
AMAZON COM INC
COM
023135106
1766
640
SH
DFND
1,2,3
640
0
0
AMAZON COM INC
COM
023135106
1091
395
SH
OTR
1,2,3
0
395
0
AMERICA FIRST MULTIFAMILY IN
BEN UNIT CTF
02364V107
184
44700
SH
DFND
1,2,3
44700
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
150
4300
SH
DFND
1,2,3
4300
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
86
2500
SH
OTR
1,2,3
0
2500
0
AMERICAN INTL GROUP INC
COM NEW
026874784
253
8100
SH
DFND
1,2,3
8100
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
59
1900
SH
OTR
1,2,3
0
1900
0
AMERICOLD RLTY TR
COM
03064D108
1451
40000
SH
DFND
1,2,3
40000
0
0
AMERICOLD RLTY TR
COM
03064D108
349
9600
SH
OTR
1,2,3
0
9600
0
APARTMENT INVT & MGMT CO
CL A
03748R754
2055
54583
SH
DFND
1,2,3
54583
0
0
APARTMENT INVT & MGMT CO
CL A
03748R754
117
3100
SH
OTR
1,2,3
0
3100
0
APPLE INC
COM
037833100
73
200
SH
DFND
1,2,3
200
0
0
APPLE INC
COM
037833100
785
2154
SH
OTR
1,2,3
0
2154
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
187
259623
SH
DFND
1,2,3
259623
0
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
57
78400
SH
OTR
1,2,3
0
78400
0
AVALONBAY CMNTYS INC
COM
053484101
293
1900
SH
DFND
1,2,3
1900
0
0
AVALONBAY CMNTYS INC
COM
053484101
221
1430
SH
OTR
1,2,3
0
1430
0
BP PLC
SPONSORED ADR
055622104
658
28200
SH
DFND
1,2,3
28200
0
0
BP PLC
SPONSORED ADR
055622104
151
6500
SH
OTR
1,2,3
0
6500
0
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
325
41922
SH
DFND
1,2,3
41922
0
0
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
9
1100
SH
OTR
1,2,3
0
1100
0
BNY MELLON MUN INCOME INC
COM
05589T104
109
13157
SH
DFND
1,2,3
13157
0
0
BALL CORP
COM
058498106
208
3000
SH
DFND
1,2,3
3000
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
805
600
SH
DFND
1,2,3
600
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
1392
1037
SH
OTR
1,2,3
0
1037
0
BLACKROCK MUN INCOME QUALITY
COM
092479104
433
31622
SH
DFND
1,2,3
31622
0
0
BLACKROCK MUN INCOME QUALITY
COM
092479104
69
5000
SH
OTR
1,2,3
0
5000
0
BLACKROCK MUNIHOLDINGS FD II
COM
09253P109
27
1887
SH
DFND
1,2,3
1887
0
0
BLACKROCK MUNIHOLDINGS FD II
COM
09253P109
236
16500
SH
OTR
1,2,3
0
16500
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
200
14500
SH
DFND
1,2,3
14500
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
80
5800
SH
OTR
1,2,3
0
5800
0
BLACKROCK MUNIHOLDINGS QUALI
COM
09254A101
464
38217
SH
DFND
1,2,3
38217
0
0
BLACKROCK MUNIHOLDINGS QUALI
COM
09254A101
156
12815
SH
OTR
1,2,3
0
12815
0
BLACKROCK MUNIHOLDINGS QUALI
COM
09254C107
144
11597
SH
DFND
1,2,3
11597
0
0
BLACKROCK MUNIHOLDINGS QUALI
COM
09254C107
62
5000
SH
OTR
1,2,3
0
5000
0
BLACKROCK MUNIYIELD QUALITY
COM
09254E103
413
31665
SH
DFND
1,2,3
31665
0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254E103
20
1500
SH
OTR
1,2,3
0
1500
0
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
101
7900
SH
DFND
1,2,3
7900
0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
64
5000
SH
OTR
1,2,3
0
5000
0
BROADCOM INC
COM
11135F101
316
1000
SH
DFND
1,2,3
1000
0
0
BROADCOM INC
COM
11135F101
158
500
SH
OTR
1,2,3
0
500
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
220
8000
SH
DFND
1,2,3
8000
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
97
3500
SH
OTR
1,2,3
0
3500
0
CHEWY INC
CL A
16679L109
630
14100
SH
DFND
1,2,3
14100
0
0
CHEWY INC
CL A
16679L109
217
4900
SH
OTR
1,2,3
0
4900
0
CISCO SYS INC
COM
17275R102
293
6300
SH
DFND
1,2,3
6300
0
0
CISCO SYS INC
COM
17275R102
267
5700
SH
OTR
1,2,3
0
5700
0
CITIGROUP INC
COM NEW
172967424
526
10300
SH
DFND
1,2,3
10300
0
0
CITIGROUP INC
COM NEW
172967424
102
2000
SH
OTR
1,2,3
0
2000
0
COLONY CAP INC NEW
CL A COM
19626G108
140
58459
SH
DFND
1,2,3
58459
0
0
CONOCOPHILLIPS
COM
20825C104
239
5700
SH
DFND
1,2,3
5700
0
0
CONOCOPHILLIPS
COM
20825C104
160
3800
SH
OTR
1,2,3
0
3800
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
84
500
SH
DFND
1,2,3
500
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
334
2000
SH
OTR
1,2,3
0
2000
0
CYRUSONE INC
COM
23283R100
2094
28800
SH
DFND
1,2,3
28800
0
0
CYRUSONE INC
COM
23283R100
779
10700
SH
OTR
1,2,3
0
10700
0
DIVERSIFIED HEALTHCARE TR
COM SH BEN INT
25525P107
511
115664
SH
DFND
1,2,3
115664
0
0
DIVERSIFIED HEALTHCARE TR
COM SH BEN INT
25525P107
196
44600
SH
OTR
1,2,3
0
44600
0
EATON VANCE MUN BD FD
COM
27827X101
773
60787
SH
DFND
1,2,3
60787
0
0
EATON VANCE MUN BD FD
COM
27827X101
113
8876
SH
OTR
1,2,3
0
8876
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
145
8000
SH
DFND
1,2,3
8000
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
91
4900
SH
OTR
1,2,3
0
4900
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1382
23500
SH
DFND
1,2,3
23500
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
354
6014
SH
OTR
1,2,3
0
6014
0
EXACT SCIENCES CORP
COM
30063P105
2747
31600
SH
DFND
1,2,3
31600
0
0
EXACT SCIENCES CORP
COM
30063P105
295
3400
SH
OTR
1,2,3
0
3400
0
EXXON MOBIL CORP
COM
30231G102
138
3100
SH
DFND
1,2,3
3100
0
0
EXXON MOBIL CORP
COM
30231G102
228
5100
SH
OTR
1,2,3
0
5100
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1186
6000
SH
DFND
1,2,3
6000
0
0
INTEL CORP
COM
458140100
239
4000
SH
DFND
1,2,3
4000
0
0
INTEL CORP
COM
458140100
239
4001
SH
OTR
1,2,3
0
4001
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
259
2150
SH
DFND
1,2,3
2150
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
344
2850
SH
OTR
1,2,3
0
2850
0
INVESCO CALIF MUN INCOME TR
COM
46132P108
1581
109403
SH
DFND
1,2,3
109403
0
0
INVESCO CALIF MUN INCOME TR
COM
46132P108
4
284
SH
OTR
1,2,3
0
284
0
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
409
28300
SH
DFND
1,2,3
28300
0
0
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
238
16700
SH
OTR
1,2,3
0
16700
0
JPMORGAN CHASE & CO
COM
46625H100
2352
25000
SH
DFND
1,2,3
25000
0
0
JPMORGAN CHASE & CO
COM
46625H100
202
2150
SH
OTR
1,2,3
0
2150
0
KITE RLTY GROUP TR
COM NEW
49803T300
339
29332
SH
OTR
1,2,3
0
29332
0
LAUDER ESTEE COS INC
CL A
518439104
377
2000
SH
DFND
1,2,3
2000
0
0
LAUDER ESTEE COS INC
CL A
518439104
170
900
SH
OTR
1,2,3
0
900
0
MPLX LP
COM UNIT REP LTD
55336V100
394
22800
SH
DFND
1,2,3
22800
0
0
MPLX LP
COM UNIT REP LTD
55336V100
130
7500
SH
OTR
1,2,3
0
7500
0
MARATHON PETE CORP
COM
56585A102
980
26200
SH
DFND
1,2,3
26200
0
0
MARATHON PETE CORP
COM
56585A102
559
15000
SH
OTR
1,2,3
0
15000
0
MEDICAL PPTYS TRUST INC
COM
58463J304
2060
109600
SH
DFND
1,2,3
109600
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
888
47200
SH
OTR
1,2,3
0
47200
0
MICROSOFT CORP
COM
594918104
855
4207
SH
OTR
1,2,3
0
4207
0
MORGAN STANLEY
COM NEW
617446448
1063
22000
SH
DFND
1,2,3
22000
0
0
NETFLIX INC
COM
64110L106
956
2100
SH
OTR
1,2,3
0
2100
0
NIKE INC
CL B
654106103
226
2300
SH
OTR
1,2,3
0
2300
0
NOODLES & CO
COM CL A
65540B105
4147
685500
SH
DFND
1,2,3
685500
0
0
NOODLES & CO
COM CL A
65540B105
73
12000
SH
OTR
1,2,3
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12000
0
NUTANIX INC
CL A
67059N108
640
27000
SH
DFND
1,2,3
27000
0
0
NUTANIX INC
CL A
67059N108
305
12800
SH
OTR
1,2,3
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12800
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NUVEEN AMT FREE QLTY MUN INC
COM
670657105
1781
128142
SH
DFND
1,2,3
128142
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NUVEEN AMT FREE QLTY MUN INC
COM
670657105
100
7190
SH
OTR
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7190
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NVIDIA CORPORATION
COM
67066G104
456
1200
SH
OTR
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1200
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
791
56398
SH
DFND
1,2,3
56398
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
279
19942
SH
OTR
1,2,3
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19942
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NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
20
1500
SH
DFND
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1500
0
0
NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
141
10700
SH
OTR
1,2,3
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10700
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
501
33939
SH
DFND
1,2,3
33939
0
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NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
431
29169
SH
OTR
1,2,3
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29169
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
3448
225698
SH
DFND
1,2,3
225698
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0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
411
26885
SH
OTR
1,2,3
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26885
0
OMEGA HEALTHCARE INVS INC
COM
681936100
422
14200
SH
DFND
1,2,3
14200
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
113
3800
SH
OTR
1,2,3
0
3800
0
ONE LIBERTY PPTYS INC
COM
682406103
341
19374
SH
DFND
1,2,3
19374
0
0
PAGERDUTY INC
COM
69553P100
1689
59000
SH
DFND
1,2,3
59000
0
0
PALO ALTO NETWORKS INC
COM
697435105
46
200
SH
DFND
1,2,3
200
0
0
PALO ALTO NETWORKS INC
COM
697435105
528
2300
SH
OTR
1,2,3
0
2300
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
216
6000
SH
DFND
1,2,3
6000
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
82
2300
SH
OTR
1,2,3
0
2300
0
PREFERRED APT CMNTYS INC
COM
74039L103
248
32600
SH
DFND
1,2,3
32600
0
0
PREFERRED APT CMNTYS INC
COM
74039L103
58
7400
SH
OTR
1,2,3
0
7400
0
PUTNAM MANAGED MUN INCOME TR
COM
746823103
572
78112
SH
DFND
1,2,3
78112
0
0
PUTNAM MANAGED MUN INCOME TR
COM
746823103
81
11000
SH
OTR
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11000
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
516
40366
SH
DFND
1,2,3
40366
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
147
11500
SH
OTR
1,2,3
0
11500
0
QTS RLTY TR INC
COM CL A
74736A103
1506
23500
SH
DFND
1,2,3
23500
0
0
QTS RLTY TR INC
COM CL A
74736A103
1198
18700
SH
OTR
1,2,3
0
18700
0
QUALCOMM INC
COM
747525103
2280
24991
SH
DFND
1,2,3
24991
0
0
QUALCOMM INC
COM
747525103
255
2790
SH
OTR
1,2,3
0
2790
0
RED LION HOTELS CORP
COM
756764106
73
31544
SH
DFND
1,2,3
31544
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
19683
2688943
SH
DFND
1,2,3
2688943
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
46078
6294705
SH
OTR
1,2,3
0
6294705
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1386
42400
SH
DFND
1,2,3
42400
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
342
10400
SH
OTR
1,2,3
0
10400
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
377
1222
SH
DFND
1,2,3
1222
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1
2
SH
OTR
1,2,3
0
2
0
SCIENCE APPLICATIONS INTL CO
COM
808625107
295
3800
SH
DFND
1,2,3
3800
0
0
SCIENCE APPLICATIONS INTL CO
COM
808625107
249
3200
SH
OTR
1,2,3
0
3200
0
STARBUCKS CORP
COM
855244109
147
2000
SH
DFND
1,2,3
2000
0
0
STARBUCKS CORP
COM
855244109
258
3500
SH
OTR
1,2,3
0
3500
0
TAILORED BRANDS INC
COM
87403A107
94
100000
SH
DFND
1,2,3
100000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
419
3000
SH
DFND
1,2,3
3000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
154
1100
SH
OTR
1,2,3
0
1100
0
TESLA INC
COM
88160R101
216
200
SH
OTR
1,2,3
0
200
0
UBER TECHNOLOGIES INC
COM
90353T100
2424
78000
SH
DFND
1,2,3
78000
0
0
UBER TECHNOLOGIES INC
COM
90353T100
62
2000
SH
OTR
1,2,3
0
2000
0
UNITEDHEALTH GROUP INC
COM
91324P102
2935
9950
SH
DFND
1,2,3
9950
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1756
5960
SH
OTR
1,2,3
0
5960
0
UNITI GROUP INC
COM
91325V108
9
1000
SH
OTR
1,2,3
0
1000
0
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
1241
15613
SH
DFND
1,2,3
15613
0
0
VAIL RESORTS INC
COM
91879Q109
1512
8300
SH
DFND
1,2,3
8300
0
0
VAIL RESORTS INC
COM
91879Q109
309
1700
SH
OTR
1,2,3
0
1700
0
VENTAS INC
COM
92276F100
366
10000
SH
DFND
1,2,3
10000
0
0
VENTAS INC
COM
92276F100
403
11000
SH
OTR
1,2,3
0
11000
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
913
8550
SH
DFND
1,2,3
8550
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
155
1450
SH
OTR
1,2,3
0
1450
0
VEREIT INC
COM
92339V100
161
25000
SH
OTR
1,2,3
0
25000
0
VMWARE INC
CL A COM
928563402
262
1700
SH
DFND
1,2,3
1700
0
0
VMWARE INC
CL A COM
928563402
232
1500
SH
OTR
1,2,3
0
1500
0
WELLS FARGO CO NEW
COM
949746101
653
25500
SH
DFND
1,2,3
25500
0
0
WELLS FARGO CO NEW
COM
949746101
66
2600
SH
OTR
1,2,3
0
2600
0
XENIA HOTELS & RESORTS INC
COM
984017103
9
1000
SH
DFND
1,2,3
1000
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
547
58678
SH
OTR
1,2,3
0
58678
0