Authorized Signatory

0001104659-17-063683.txt : 20171025 0001104659-17-063683.hdr.sgml : 20171025 20171025103024 ACCESSION NUMBER: 0001104659-17-063683 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171025 DATE AS OF CHANGE: 20171025 EFFECTIVENESS DATE: 20171025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOODWIN DANIEL L CENTRAL INDEX KEY: 0001119191 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13434 FILM NUMBER: 171152274 MAIL ADDRESS: STREET 1: 2901 BUTTERFIELD RD CITY: OAK BROOK STATE: IL ZIP: 60523 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001119191 XXXXXXXX 09-30-2017 09-30-2017 false Goodwin Daniel L

2901 Butterfield Rd Oak Brook IL 60523

13F HOLDINGS REPORT 028-13434 N Goodwin Daniel L Authorized Signatory 630-218-8000 /s/ Daniel L. Goodwin Oak Brook IL 10-25-2017 3 149 224485 false 1 0000926972 028-13432 INLAND GROUP INC 2 0001633071 028-16494 Investment Management Group, LLC 3 0001428796 028-13252 Inland Investment Advisors, LLC INFORMATION TABLE 2 a17-24408_1informationtable.xml INFORMATION TABLE AT&T INC COM 00206R102 255 6500 SH OTR 1,2,3 0 6500 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 286 8000 SH DFND 1,2,3 8000 0 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 23 650 SH OTR 1,2,3 0 650 0 ALPHABET INC CAP STK CL C 02079K107 961 1002 SH OTR 1,2,3 0 1002 0 AMAZON COM INC COM 023135106 288 300 SH OTR 1,2,3 0 300 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 272 45000 SH DFND 1,2,3 45000 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 190 4300 SH DFND 1,2,3 4300 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 106 2400 SH OTR 1,2,3 0 2400 0 APARTMENT INVT & MGMT CO CL A 03748R101 2174 49560 SH DFND 1,2,3 49560 0 0 APPLE INC COM 037833100 316 2050 SH OTR 1,2,3 0 2050 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 270 40523 SH DFND 1,2,3 40523 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 27 4000 SH OTR 1,2,3 0 4000 0 BP PLC SPONSORED ADR 055622104 2129 55400 SH DFND 1,2,3 55400 0 0 BP PLC SPONSORED ADR 055622104 542 14100 SH OTR 1,2,3 0 14100 0 BANK AMER CORP COM 060505104 152 6000 SH DFND 1,2,3 6000 0 0 BANK AMER CORP COM 060505104 779 30753 SH OTR 1,2,3 0 30753 0 BANK AMER CORP 7.25%CNV PFD L 060505682 781 600 SH DFND 1,2,3 600 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 1350 1037 SH OTR 1,2,3 0 1037 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 465 31622 SH DFND 1,2,3 31622 0 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 73 5000 SH OTR 1,2,3 0 5000 0 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 30 1887 SH DFND 1,2,3 1887 0 0 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 259 16500 SH OTR 1,2,3 0 16500 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 205 14500 SH DFND 1,2,3 14500 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 82 5800 SH OTR 1,2,3 0 5800 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 588 43217 SH DFND 1,2,3 43217 0 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 106 7815 SH OTR 1,2,3 0 7815 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 454 31665 SH DFND 1,2,3 31665 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 21 1500 SH OTR 1,2,3 0 1500 0 CITIGROUP INC COM NEW 172967424 749 10300 SH DFND 1,2,3 10300 0 0 CITIGROUP INC COM NEW 172967424 145 2000 SH OTR 1,2,3 0 2000 0 COLONY NORTHSTAR INC CL A COM 19625W104 772 61459 SH DFND 1,2,3 61459 0 0 COLONY NORTHSTAR INC CL A COM 19625W104 80 6376 SH OTR 1,2,3 0 6376 0 CONOCOPHILLIPS COM 20825C104 285 5700 SH DFND 1,2,3 5700 0 0 CONOCOPHILLIPS COM 20825C104 215 4300 SH OTR 1,2,3 0 4300 0 CROWN CASTLE INTL CORP NEW COM 22822V101 50 500 SH DFND 1,2,3 500 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 237 2370 SH OTR 1,2,3 0 2370 0 CYRUSONE INC COM 23283R100 407 6900 SH DFND 1,2,3 6900 0 0 CYRUSONE INC COM 23283R100 413 7000 SH OTR 1,2,3 0 7000 0 DDR CORP COM 23317H102 492 53750 SH DFND 1,2,3 53750 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 412 46922 SH DFND 1,2,3 46922 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 10 1100 SH OTR 1,2,3 0 1100 0 DREYFUS MUN INCOME INC COM 26201R102 120 13157 SH DFND 1,2,3 13157 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 390 5200 SH DFND 1,2,3 5200 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 532 7100 SH OTR 1,2,3 0 7100 0 EATON VANCE MUN BD FD COM 27827X101 996 78565 SH DFND 1,2,3 78565 0 0 EATON VANCE MUN BD FD COM 27827X101 134 10600 SH OTR 1,2,3 0 10600 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 46 2500 SH DFND 1,2,3 2500 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 686 37531 SH OTR 1,2,3 0 37531 0 ENTERPRISE PRODS PARTNERS L COM 293792107 209 8000 SH DFND 1,2,3 8000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 133 5100 SH OTR 1,2,3 0 5100 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1457 22100 SH DFND 1,2,3 22100 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 307 4664 SH OTR 1,2,3 0 4664 0 EXXON MOBIL CORP COM 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20 11010 SH DFND 1,2,3 11010 0 0 INTEL CORP COM 458140100 152 4000 SH DFND 1,2,3 4000 0 0 INTEL CORP COM 458140100 152 4000 SH OTR 1,2,3 0 4000 0 INVESCO VALUE MUN INCOME TR COM 46132P108 1846 123403 SH DFND 1,2,3 123403 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 4 284 SH OTR 1,2,3 0 284 0 IRON MTN INC NEW COM 46284V101 405 10400 SH DFND 1,2,3 10400 0 0 IRON MTN INC NEW COM 46284V101 323 8300 SH OTR 1,2,3 0 8300 0 JPMORGAN CHASE & CO COM 46625H100 7144 74800 SH DFND 1,2,3 74800 0 0 JPMORGAN CHASE & CO COM 46625H100 167 1750 SH OTR 1,2,3 0 1750 0 KITE RLTY GROUP TR COM NEW 49803T300 796 39332 SH OTR 1,2,3 0 39332 0 KROGER CO COM 501044101 301 15000 SH DFND 1,2,3 15000 0 0 KROGER CO COM 501044101 301 15000 SH OTR 1,2,3 0 15000 0 LTC PPTYS INC COM 502175102 287 6108 SH DFND 1,2,3 6108 0 0 LEXINGTON REALTY TRUST COM 529043101 92 9000 SH DFND 1,2,3 9000 0 0 LEXINGTON REALTY TRUST COM 529043101 17 1650 SH OTR 1,2,3 0 1650 0 MPLX LP COM UNIT REP LTD 55336V100 889 25400 SH DFND 1,2,3 25400 0 0 MPLX LP COM UNIT REP LTD 55336V100 441 12600 SH OTR 1,2,3 0 12600 0 MARATHON PETE CORP COM 56585A102 1783 31800 SH DFND 1,2,3 31800 0 0 MARATHON PETE CORP COM 56585A102 908 16200 SH OTR 1,2,3 0 16200 0 MEDICAL PPTYS TRUST INC COM 58463J304 2139 162900 SH DFND 1,2,3 162900 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 1170 89100 SH OTR 1,2,3 0 89100 0 MICROSOFT CORP COM 594918104 298 4000 SH OTR 1,2,3 0 4000 0 MORGAN STANLEY COM NEW 617446448 1060 22000 SH DFND 1,2,3 22000 0 0 NETFLIX INC COM 64110L106 381 2100 SH OTR 1,2,3 0 2100 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1983 143142 SH DFND 1,2,3 143142 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 100 7190 SH OTR 1,2,3 0 7190 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 942 66399 SH DFND 1,2,3 66399 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 283 19942 SH OTR 1,2,3 0 19942 0 NUVEEN MUN HIGH INCOME OPP F COM 670682103 27 2000 SH DFND 1,2,3 2000 0 0 NUVEEN MUN HIGH INCOME OPP F COM 670682103 146 10700 SH OTR 1,2,3 0 10700 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 516 33939 SH DFND 1,2,3 33939 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 444 29170 SH OTR 1,2,3 0 29170 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 3781 245698 SH DFND 1,2,3 245698 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 414 26885 SH OTR 1,2,3 0 26885 0 OMEGA HEALTHCARE INVS INC COM 681936100 453 14200 SH DFND 1,2,3 14200 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 274 8600 SH OTR 1,2,3 0 8600 0 ONE LIBERTY PPTYS INC COM 682406103 1203 49375 SH DFND 1,2,3 49375 0 0 ONE LIBERTY PPTYS INC COM 682406103 68 2799 SH OTR 1,2,3 0 2799 0 PALO ALTO NETWORKS INC COM 697435105 317 2200 SH DFND 1,2,3 2200 0 0 PALO ALTO NETWORKS INC COM 697435105 331 2300 SH OTR 1,2,3 0 2300 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 315 6000 SH DFND 1,2,3 6000 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 210 4000 SH OTR 1,2,3 0 4000 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 91 4300 SH DFND 1,2,3 4300 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 184 8700 SH OTR 1,2,3 0 8700 0 POTASH CORP SASK INC COM 73755L107 875 45500 SH DFND 1,2,3 45500 0 0 PROLOGIS INC COM 74340W103 779 12276 SH DFND 1,2,3 12276 0 0 PROSHARES TR II ULSHT BLOOMB OIL 74347W668 1113 33000 SH DFND 1,2,3 33000 0 0 PROSHARES TR II ULSHT BLOOMB OIL 74347W668 405 12000 SH OTR 1,2,3 0 12000 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 681 90112 SH DFND 1,2,3 90112 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 83 11000 SH OTR 1,2,3 0 11000 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 573 45366 SH DFND 1,2,3 45366 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 145 11500 SH OTR 1,2,3 0 11500 0 QTS RLTY TR INC COM CL A 74736A103 278 5300 SH DFND 1,2,3 5300 0 0 QTS RLTY TR INC COM CL A 74736A103 220 4200 SH OTR 1,2,3 0 4200 0 QUALCOMM INC COM 747525103 285 5500 SH DFND 1,2,3 5500 0 0 QUALCOMM INC COM 747525103 233 4500 SH OTR 1,2,3 0 4500 0 RSP PERMIAN INC COM 74978Q105 277 8000 SH DFND 1,2,3 8000 0 0 RSP PERMIAN INC COM 74978Q105 69 2000 SH OTR 1,2,3 0 2000 0 RETAIL PPTYS AMER INC CL A 76131V202 43176 3288343 SH DFND 1,2,3 3288343 0 0 RETAIL PPTYS AMER INC CL A 76131V202 86574 6593583 SH OTR 1,2,3 0 6593583 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2569 42400 SH DFND 1,2,3 42400 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 715 11800 SH OTR 1,2,3 0 11800 0 SANOFI SPONSORED ADR 80105N105 90 1800 SH DFND 1,2,3 1800 0 0 SANOFI SPONSORED ADR 80105N105 159 3200 SH OTR 1,2,3 0 3200 0 SPIRIT RLTY CAP INC NEW COM 84860W102 300 35000 SH DFND 1,2,3 35000 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 261 30503 SH OTR 1,2,3 0 30503 0 STMICROELECTRONICS N V NY REGISTRY 861012102 369 19000 SH DFND 1,2,3 19000 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 19 1000 SH OTR 1,2,3 0 1000 0 TANGER FACTORY OUTLET CTRS I COM 875465106 139 5700 SH DFND 1,2,3 5700 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 144 5900 SH OTR 1,2,3 0 5900 0 TESLA INC COM 88160R101 512 1500 SH OTR 1,2,3 0 1500 0 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 1179 15613 SH DFND 1,2,3 15613 0 0 VENTAS INC COM 92276F100 130 2000 SH DFND 1,2,3 2000 0 0 VENTAS INC COM 92276F100 111 1700 SH OTR 1,2,3 0 1700 0 VEREIT INC COM 92339V100 11979 1444968 SH DFND 1,2,3 1444968 0 0 VEREIT INC COM 92339V100 1995 240635 SH OTR 1,2,3 0 240635 0 VERIZON COMMUNICATIONS INC COM 92343V104 1064 21500 SH DFND 1,2,3 21500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 668 13500 SH OTR 1,2,3 0 13500 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 280 3625 SH OTR 1,2,3 0 3625 0 WELLS FARGO CO NEW COM 949746101 1406 25500 SH DFND 1,2,3 25500 0 0 WELLS FARGO CO NEW COM 949746101 182 3300 SH OTR 1,2,3 0 3300 0 XENIA HOTELS & RESORTS INC COM 984017103 21 1000 SH DFND 1,2,3 1000 0 0 XENIA HOTELS & RESORTS INC COM 984017103 1235 58678 SH OTR 1,2,3 0 58678 0