0001104659-17-046767.txt : 20170725
0001104659-17-046767.hdr.sgml : 20170725
20170725141458
ACCESSION NUMBER: 0001104659-17-046767
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170725
DATE AS OF CHANGE: 20170725
EFFECTIVENESS DATE: 20170725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODWIN DANIEL L
CENTRAL INDEX KEY: 0001119191
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13434
FILM NUMBER: 17980196
MAIL ADDRESS:
STREET 1: 2901 BUTTERFIELD RD
CITY: OAK BROOK
STATE: IL
ZIP: 60523
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001119191
XXXXXXXX
06-30-2017
06-30-2017
false
Goodwin Daniel L
2901 Butterfield Rd
Oak Brook
IL
60523
13F HOLDINGS REPORT
028-13434
N
Goodwin Daniel L
Authorized Signatory
630-218-8000
/s/ Daniel L. Goodwin
Oak Brook
IL
07-25-2017
3
172
221651
false
1
0000926972
028-13432
INLAND GROUP INC
2
0001633071
028-16494
Investment Management Group, LLC
3
0001428796
028-13252
Inland Investment Advisors, LLC
INFORMATION TABLE
2
a17-18374_1informationtable.xml
INFORMATION TABLE
AT&T INC
COM
00206R102
245
6500
SH
OTR
1,2,3
0
6500
0
ALEXANDRIA REAL ESTATE EQ IN
PFD CONV SER D
015271505
289
8000
SH
DFND
1,2,3
8000
0
0
ALEXANDRIA REAL ESTATE EQ IN
PFD CONV SER D
015271505
60
1650
SH
OTR
1,2,3
0
1650
0
ALPHABET INC
CAP STK CL C
02079K107
911
1002
SH
OTR
1,2,3
0
1002
0
AMAZON COM INC
COM
023135106
290
300
SH
OTR
1,2,3
0
300
0
AMERICA FIRST MULTIFAMILY IN
BEN UNIT CTF
02364V107
268
45000
SH
DFND
1,2,3
45000
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
203
4300
SH
DFND
1,2,3
4300
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
208
4400
SH
OTR
1,2,3
0
4400
0
APARTMENT INVT & MGMT CO
CL A
03748R101
2130
49560
SH
DFND
1,2,3
49560
0
0
APPLE INC
COM
037833100
295
2050
SH
OTR
1,2,3
0
2050
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
246
40523
SH
DFND
1,2,3
40523
0
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
36
6000
SH
OTR
1,2,3
0
6000
0
BP PLC
SPONSORED ADR
055622104
1920
55400
SH
DFND
1,2,3
55400
0
0
BP PLC
SPONSORED ADR
055622104
679
19600
SH
OTR
1,2,3
0
19600
0
BANK AMER CORP
COM
060505104
146
6000
SH
DFND
1,2,3
6000
0
0
BANK AMER CORP
COM
060505104
775
31953
SH
OTR
1,2,3
0
31953
0
BANK AMER CORP
7.25%CNV PFD L
060505682
757
600
SH
DFND
1,2,3
600
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
1309
1037
SH
OTR
1,2,3
0
1037
0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
458
31622
SH
DFND
1,2,3
31622
0
0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
72
5000
SH
OTR
1,2,3
0
5000
0
BLACKROCK MUNIHLDGS FD II IN
COM
09253P109
30
1887
SH
DFND
1,2,3
1887
0
0
BLACKROCK MUNIHLDGS FD II IN
COM
09253P109
261
16500
SH
OTR
1,2,3
0
16500
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
160
4800
SH
DFND
1,2,3
4800
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
223
6700
SH
OTR
1,2,3
0
6700
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
204
14500
SH
DFND
1,2,3
14500
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
81
5800
SH
OTR
1,2,3
0
5800
0
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
581
43217
SH
DFND
1,2,3
43217
0
0
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
105
7815
SH
OTR
1,2,3
0
7815
0
BLACKROCK MUNIHLDNGS QLTY II
COM
09254C107
158
11597
SH
DFND
1,2,3
11597
0
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
452
31665
SH
DFND
1,2,3
31665
0
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
21
1500
SH
OTR
1,2,3
0
1500
0
CITIGROUP INC
COM NEW
172967424
689
10300
SH
DFND
1,2,3
10300
0
0
CITIGROUP INC
COM NEW
172967424
134
2000
SH
OTR
1,2,3
0
2000
0
COLONY NORTHSTAR INC
CL A COM
19625W104
866
61459
SH
DFND
1,2,3
61459
0
0
COLONY NORTHSTAR INC
CL A COM
19625W104
180
12774
SH
OTR
1,2,3
0
12774
0
CONOCOPHILLIPS
COM
20825C104
251
5700
SH
DFND
1,2,3
5700
0
0
CONOCOPHILLIPS
COM
20825C104
211
4800
SH
OTR
1,2,3
0
4800
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
50
500
SH
DFND
1,2,3
500
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
237
2370
SH
OTR
1,2,3
0
2370
0
CYRUSONE INC
COM
23283R100
385
6900
SH
DFND
1,2,3
6900
0
0
CYRUSONE INC
COM
23283R100
485
8700
SH
OTR
1,2,3
0
8700
0
DDR CORP
COM
23317H102
488
53750
SH
DFND
1,2,3
53750
0
0
DDR CORP
COM
23317H102
93
10244
SH
OTR
1,2,3
0
10244
0
DREYFUS STRATEGIC MUNS INC
COM
261932107
418
46922
SH
DFND
1,2,3
46922
0
0
DREYFUS STRATEGIC MUNS INC
COM
261932107
10
1100
SH
OTR
1,2,3
0
1100
0
DREYFUS MUN INCOME INC
COM
26201R102
119
13157
SH
DFND
1,2,3
13157
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
388
5200
SH
DFND
1,2,3
5200
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
530
7100
SH
OTR
1,2,3
0
7100
0
EATON VANCE MUN BD FD
COM
27827X101
997
78565
SH
DFND
1,2,3
78565
0
0
EATON VANCE MUN BD FD
COM
27827X101
135
10600
SH
OTR
1,2,3
0
10600
0
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
51
2500
SH
DFND
1,2,3
2500
0
0
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
1525
74806
SH
OTR
1,2,3
0
74806
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
217
8000
SH
DFND
1,2,3
8000
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1010
37300
SH
OTR
1,2,3
0
37300
0
EQUITY COMWLTH
COM SH BEN INT
294628102
160
5072
SH
DFND
1,2,3
5072
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
112
3550
SH
OTR
1,2,3
0
3550
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1455
22100
SH
DFND
1,2,3
22100
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
406
6164
SH
OTR
1,2,3
0
6164
0
EXXON MOBIL CORP
COM
30231G102
347
4300
SH
DFND
1,2,3
4300
0
0
EXXON MOBIL CORP
COM
30231G102
428
5300
SH
OTR
1,2,3
0
5300
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
272
9500
SH
DFND
1,2,3
9500
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
129
4500
SH
OTR
1,2,3
0
4500
0
FIRST POTOMAC RLTY TR
COM
33610F109
713
64173
SH
DFND
1,2,3
64173
0
0
FIRST POTOMAC RLTY TR
COM
33610F109
574
51700
SH
OTR
1,2,3
0
51700
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
19
16005
SH
DFND
1,2,3
16005
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
14
12000
SH
OTR
1,2,3
0
12000
0
GENERAL ELECTRIC CO
COM
369604103
1594
59000
SH
DFND
1,2,3
59000
0
0
GENERAL ELECTRIC CO
COM
369604103
323
11950
SH
OTR
1,2,3
0
11950
0
GILEAD SCIENCES INC
COM
375558103
842
11900
SH
DFND
1,2,3
11900
0
0
GILEAD SCIENCES INC
COM
375558103
485
6850
SH
OTR
1,2,3
0
6850
0
GLOBAL MED REIT INC
COM NEW
37954A204
351
39254
SH
DFND
1,2,3
39254
0
0
GLOBAL MED REIT INC
COM NEW
37954A204
201
22500
SH
OTR
1,2,3
0
22500
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1331
6000
SH
DFND
1,2,3
6000
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
241
13006
SH
DFND
1,2,3
13006
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
222
12000
SH
OTR
1,2,3
0
12000
0
HUGOTON RTY TR TEX
UNIT BEN INT
444717102
20
11010
SH
DFND
1,2,3
11010
0
0
HUGOTON RTY TR TEX
UNIT BEN INT
444717102
6
3500
SH
OTR
1,2,3
0
3500
0
INDEPENDENCE RLTY TR INC
COM
45378A106
57
5804
SH
DFND
1,2,3
5804
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
50
5050
SH
OTR
1,2,3
0
5050
0
INTEL CORP
COM
458140100
135
4000
SH
DFND
1,2,3
4000
0
0
INTEL CORP
COM
458140100
135
4000
SH
OTR
1,2,3
0
4000
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
1872
123403
SH
DFND
1,2,3
123403
0
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
4
284
SH
OTR
1,2,3
0
284
0
INVESTORS REAL ESTATE TR
SH BEN INT
461730103
109
17500
SH
OTR
1,2,3
0
17500
0
IRON MTN INC NEW
COM
46284V101
357
10400
SH
DFND
1,2,3
10400
0
0
IRON MTN INC NEW
COM
46284V101
354
10300
SH
OTR
1,2,3
0
10300
0
JPMORGAN CHASE & CO
COM
46625H100
6837
74800
SH
DFND
1,2,3
74800
0
0
JPMORGAN CHASE & CO
COM
46625H100
160
1750
SH
OTR
1,2,3
0
1750
0
KITE RLTY GROUP TR
COM NEW
49803T300
745
39332
SH
OTR
1,2,3
0
39332
0
KROGER CO
COM
501044101
350
15000
SH
DFND
1,2,3
15000
0
0
KROGER CO
COM
501044101
350
15000
SH
OTR
1,2,3
0
15000
0
LTC PPTYS INC
COM
502175102
314
6108
SH
DFND
1,2,3
6108
0
0
LTC PPTYS INC
COM
502175102
77
1500
SH
OTR
1,2,3
0
1500
0
LEXINGTON REALTY TRUST
COM
529043101
89
9000
SH
DFND
1,2,3
9000
0
0
LEXINGTON REALTY TRUST
COM
529043101
16
1650
SH
OTR
1,2,3
0
1650
0
LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
102
2000
SH
DFND
1,2,3
2000
0
0
LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
102
2000
SH
OTR
1,2,3
0
2000
0
MPLX LP
COM UNIT REP LTD
55336V100
848
25400
SH
DFND
1,2,3
25400
0
0
MPLX LP
COM UNIT REP LTD
55336V100
488
14600
SH
OTR
1,2,3
0
14600
0
MARATHON PETE CORP
COM
56585A102
1664
31800
SH
DFND
1,2,3
31800
0
0
MARATHON PETE CORP
COM
56585A102
848
16200
SH
OTR
1,2,3
0
16200
0
MEDICAL PPTYS TRUST INC
COM
58463J304
2097
162900
SH
DFND
1,2,3
162900
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
1757
136500
SH
OTR
1,2,3
0
136500
0
MFS INTERMEDIATE HIGH INC FD
SH BEN INT
59318T109
41
14500
SH
OTR
1,2,3
0
14500
0
MICROSOFT CORP
COM
594918104
276
4000
SH
OTR
1,2,3
0
4000
0
MICRON TECHNOLOGY INC
COM
595112103
9
300
SH
OTR
1,2,3
0
300
0
MORGAN STANLEY
COM NEW
617446448
980
22000
SH
DFND
1,2,3
22000
0
0
NETFLIX INC
COM
64110L106
314
2100
SH
OTR
1,2,3
0
2100
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
1960
143142
SH
DFND
1,2,3
143142
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
98
7190
SH
OTR
1,2,3
0
7190
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
932
66398
SH
DFND
1,2,3
66398
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
280
19942
SH
OTR
1,2,3
0
19942
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
506
33939
SH
DFND
1,2,3
33939
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
361
24170
SH
OTR
1,2,3
0
24170
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
3722
245698
SH
DFND
1,2,3
245698
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
407
26885
SH
OTR
1,2,3
0
26885
0
OMEGA HEALTHCARE INVS INC
COM
681936100
469
14200
SH
DFND
1,2,3
14200
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
581
17600
SH
OTR
1,2,3
0
17600
0
ONE LIBERTY PPTYS INC
COM
682406103
1157
49375
SH
DFND
1,2,3
49375
0
0
ONE LIBERTY PPTYS INC
COM
682406103
66
2799
SH
OTR
1,2,3
0
2799
0
PALO ALTO NETWORKS INC
COM
697435105
294
2200
SH
DFND
1,2,3
2200
0
0
PALO ALTO NETWORKS INC
COM
697435105
268
2000
SH
OTR
1,2,3
0
2000
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
297
6000
SH
DFND
1,2,3
6000
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
198
4000
SH
OTR
1,2,3
0
4000
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
113
4300
SH
DFND
1,2,3
4300
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1285
48900
SH
OTR
1,2,3
0
48900
0
POTASH CORP SASK INC
COM
73755L107
742
45500
SH
DFND
1,2,3
45500
0
0
POTASH CORP SASK INC
COM
73755L107
82
5000
SH
OTR
1,2,3
0
5000
0
PROLOGIS INC
COM
74340W103
720
12276
SH
DFND
1,2,3
12276
0
0
PROLOGIS INC
COM
74340W103
52
892
SH
OTR
1,2,3
0
892
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
677
90112
SH
DFND
1,2,3
90112
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
83
11000
SH
OTR
1,2,3
0
11000
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
567
45366
SH
DFND
1,2,3
45366
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
144
11500
SH
OTR
1,2,3
0
11500
0
QTS RLTY TR INC
COM CL A
74736A103
277
5300
SH
DFND
1,2,3
5300
0
0
QTS RLTY TR INC
COM CL A
74736A103
246
4700
SH
OTR
1,2,3
0
4700
0
RSP PERMIAN INC
COM
74978Q105
258
8000
SH
DFND
1,2,3
8000
0
0
RSP PERMIAN INC
COM
74978Q105
65
2000
SH
OTR
1,2,3
0
2000
0
RAMCO-GERSHENSON PPTYS TR
PERP PFD-D CV
751452608
132
2500
SH
DFND
1,2,3
2500
0
0
RAMCO-GERSHENSON PPTYS TR
PERP PFD-D CV
751452608
105
2000
SH
OTR
1,2,3
0
2000
0
RETAIL PPTYS AMER INC
CL A
76131V202
40151
3288343
SH
DFND
1,2,3
3288343
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
80582
6599633
SH
OTR
1,2,3
0
6599633
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
2255
42400
SH
DFND
1,2,3
42400
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1000
18800
SH
OTR
1,2,3
0
18800
0
SABINE ROYALTY TR
UNIT BEN INT
785688102
250
6450
SH
OTR
1,2,3
0
6450
0
SANOFI
SPONSORED ADR
80105N105
86
1800
SH
DFND
1,2,3
1800
0
0
SANOFI
SPONSORED ADR
80105N105
153
3201
SH
OTR
1,2,3
0
3201
0
SEMGROUP CORP
CL A
81663A105
3
122
SH
DFND
1,2,3
122
0
0
SEMGROUP CORP
CL A
81663A105
1013
37533
SH
OTR
1,2,3
0
37533
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
259
35000
SH
DFND
1,2,3
35000
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
241
32503
SH
OTR
1,2,3
0
32503
0
STARBUCKS CORP
COM
855244109
204
3500
SH
OTR
1,2,3
0
3500
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
273
19000
SH
DFND
1,2,3
19000
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
14
1000
SH
OTR
1,2,3
0
1000
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
348
15383
SH
OTR
1,2,3
0
15383
0
TCP CAP CORP
COM
87238Q103
161
9500
SH
DFND
1,2,3
9500
0
0
TCP CAP CORP
COM
87238Q103
8
500
SH
OTR
1,2,3
0
500
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
148
5700
SH
DFND
1,2,3
5700
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
169
6500
SH
OTR
1,2,3
0
6500
0
TESLA INC
COM
88160R101
542
1500
SH
OTR
1,2,3
0
1500
0
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
1242
15613
SH
DFND
1,2,3
15613
0
0
VENTAS INC
COM
92276F100
139
2000
SH
DFND
1,2,3
2000
0
0
VENTAS INC
COM
92276F100
118
1700
SH
OTR
1,2,3
0
1700
0
VEREIT INC
COM
92339V100
11762
1444968
SH
DFND
1,2,3
1444968
0
0
VEREIT INC
COM
92339V100
3741
459635
SH
OTR
1,2,3
0
459635
0
VERIZON COMMUNICATIONS INC
COM
92343V104
960
21500
SH
DFND
1,2,3
21500
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
759
17000
SH
OTR
1,2,3
0
17000
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
284
3625
SH
OTR
1,2,3
0
3625
0
WELLS FARGO CO NEW
COM
949746101
1413
25500
SH
DFND
1,2,3
25500
0
0
WELLS FARGO CO NEW
COM
949746101
249
4500
SH
OTR
1,2,3
0
4500
0
XENIA HOTELS & RESORTS INC
COM
984017103
19
1000
SH
DFND
1,2,3
1000
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
1137
58678
SH
OTR
1,2,3
0
58678
0