0001104659-16-134780.txt : 20160728
0001104659-16-134780.hdr.sgml : 20160728
20160728083212
ACCESSION NUMBER: 0001104659-16-134780
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160728
DATE AS OF CHANGE: 20160728
EFFECTIVENESS DATE: 20160728
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODWIN DANIEL L
CENTRAL INDEX KEY: 0001119191
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13434
FILM NUMBER: 161788484
MAIL ADDRESS:
STREET 1: 2901 BUTTERFIELD RD
CITY: OAK BROOK
STATE: IL
ZIP: 60523
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001119191
XXXXXXXX
06-30-2016
06-30-2016
false
Goodwin Daniel L
2901 Butterfield Rd
Oak Brook
IL
60523
13F HOLDINGS REPORT
028-13434
N
Goodwin Daniel L
Authorized Signatory
630-218-8000
/s/ Daniel L. Goodwin
Oak Brook
IL
07-28-2016
3
194
308905
false
1
0000926972
028-13432
INLAND GROUP INC
2
0001633071
028-16494
Investment Management Group, LLC
3
0001428796
028-13252
Inland Investment Advisors, Inc.
INFORMATION TABLE
2
a16-15529_1informationtable.xml
INFORMATION TABLE
APPLE INC
COM
037833100
1119
11700
SH
DFND
1,2,3
11700
0
0
APPLE INC
COM
037833100
1091
11410
SH
OTR
1,2,3
0
11410
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
227
4300
SH
DFND
1,2,3
4300
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
233
4400
SH
OTR
1,2,3
0
4400
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
198
10000
SH
DFND
1,2,3
10000
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
59
3000
SH
OTR
1,2,3
0
3000
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
218
40523
SH
DFND
1,2,3
40523
0
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
32
6000
SH
OTR
1,2,3
0
6000
0
APARTMENT INVT & MGMT CO
CL A
03748R101
2144
48560
SH
DFND
1,2,3
48560
0
0
AMAZON COM INC
COM
023135106
215
300
SH
OTR
1,2,3
0
300
0
ALEXANDRIA REAL ESTATE EQ IN
PFD CONV SER D
015271505
307
9000
SH
DFND
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9000
0
0
ALEXANDRIA REAL ESTATE EQ IN
PFD CONV SER D
015271505
56
1650
SH
OTR
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1650
0
AMERICA FIRST MULTIFAMILY IN
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02364V107
247
45000
SH
DFND
1,2,3
45000
0
0
BANK AMER CORP
COM
060505104
80
6000
SH
DFND
1,2,3
6000
0
0
BANK AMER CORP
COM
060505104
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SH
OTR
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0
77153
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BANK AMER CORP
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2785
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BANK AMER CORP
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OTR
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304
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SH
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0
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BARCLAYS PLC
ADR
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180
23700
SH
OTR
1,2,3
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BP PLC
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55400
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55400
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BP PLC
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696
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OTR
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BLACKSTONE GROUP L P
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DFND
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0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
152
6200
SH
OTR
1,2,3
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6200
0
BLACKROCK MUNICIPL INC QLTY
COM
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SH
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35622
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0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
81
5000
SH
OTR
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0
5000
0
CITIGROUP INC
COM NEW
172967424
437
10300
SH
DFND
1,2,3
10300
0
0
CITIGROUP INC
COM NEW
172967424
85
2000
SH
OTR
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2000
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
346
10000
SH
DFND
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10000
0
0
MFS INTERMEDIATE HIGH INC FD
SH BEN INT
59318T109
36
14500
SH
OTR
1,2,3
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14500
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CORENERGY INFRASTRUCTURE TR
COM NEW
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373
12937
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DFND
1,2,3
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CORENERGY INFRASTRUCTURE TR
COM NEW
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133
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OTR
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DDR CORP
COM
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DFND
1,2,3
63750
0
0
DDR CORP
COM
23317H102
186
10244
SH
OTR
1,2,3
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10244
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DUPONT FABROS TECHNOLOGY INC
COM
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238
5000
SH
DFND
1,2,3
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DUPONT FABROS TECHNOLOGY INC
COM
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190
4000
SH
OTR
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4000
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DREYFUS MUN INCOME INC
COM
26201R102
132
13157
SH
DFND
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13157
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SH
DFND
1,2,3
10900
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0
DIAMOND OFFSHORE DRILLING IN
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25271C102
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OTR
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COM
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290
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0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
56
2400
SH
OTR
1,2,3
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2400
0
EATON VANCE MUN BD FD
COM
27827X101
1106
78065
SH
DFND
1,2,3
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EATON VANCE MUN BD FD
COM
27827X101
91
6400
SH
OTR
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6400
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ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
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166
10000
SH
DFND
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ENTERPRISE PRODS PARTNERS L
COM
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DFND
1,2,3
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ENTERPRISE PRODS PARTNERS L
COM
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OTR
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EQUITY COMWLTH
COM SH BEN INT
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EQUITY COMWLTH
COM SH BEN INT
294628102
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OTR
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305
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SH BEN INT
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OTR
1,2,3
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DFND
1,2,3
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ENERGY TRANSFER PRTNRS L P
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OTR
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COM
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SH
DFND
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5000
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ABERDEEN ASIA PACIFIC INCOM
COM
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OTR
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COM
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FIRST POTOMAC RLTY TR
COM
33610F109
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OTR
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FIRST INDUSTRIAL REALTY TRUS
COM
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FIRST INDUSTRIAL REALTY TRUS
COM
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125
4500
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OTR
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COM
369604103
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SH
DFND
1,2,3
151000
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GENERAL ELECTRIC CO
COM
369604103
620
19711
SH
OTR
1,2,3
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19711
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ALPHABET INC
CAP STK CL C
02079K107
693
1002
SH
OTR
1,2,3
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1002
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GOLDMAN SACHS GROUP INC
COM
38141G104
891
6000
SH
DFND
1,2,3
6000
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HUGOTON RTY TR TEX
UNIT BEN INT
444717102
32
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SH
DFND
1,2,3
13410
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HUGOTON RTY TR TEX
UNIT BEN INT
444717102
12
5000
SH
OTR
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5000
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HERSHA HOSPITALITY TR
PR SHS BEN INT
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554
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DFND
1,2,3
32306
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HERSHA HOSPITALITY TR
PR SHS BEN INT
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206
12000
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OTR
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12000
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COM
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1,2,3
123403
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INVESCO VALUE MUN INCOME TR
COM
46132P108
5
284
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OTR
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284
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INTEL CORP
COM
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131
4000
SH
DFND
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4000
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INTEL CORP
COM
458140100
131
4000
SH
OTR
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0
4000
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SH BEN INT
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482
74500
SH
DFND
1,2,3
74500
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INVESTORS REAL ESTATE TR
SH BEN INT
461730103
113
17500
SH
OTR
1,2,3
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17500
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INDEPENDENCE RLTY TR INC
COM
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70
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SH
DFND
1,2,3
8509
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INDEPENDENCE RLTY TR INC
COM
45378A106
82
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SH
OTR
1,2,3
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10000
0
JPMORGAN CHASE & CO
COM
46625H100
4648
74800
SH
DFND
1,2,3
74800
0
0
JPMORGAN CHASE & CO
COM
46625H100
109
1750
SH
OTR
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1750
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KIMCO RLTY CORP
COM
49446R109
220
7000
SH
DFND
1,2,3
7000
0
0
KINDER MORGAN INC DEL
COM
49456B101
225
12000
SH
DFND
1,2,3
12000
0
0
KINDER MORGAN INC DEL
COM
49456B101
56
3000
SH
OTR
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3000
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KITE RLTY GROUP
COM NEW
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38200
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KITE RLTY GROUP
COM NEW
49803T300
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41332
SH
OTR
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41332
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DREYFUS STRATEGIC MUNS INC
COM
261932107
446
46922
SH
DFND
1,2,3
46922
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0
DREYFUS STRATEGIC MUNS INC
COM
261932107
10
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SH
OTR
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LINNCO LLC
COM SHS LTD INT
535782106
11
151000
SH
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151000
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LINNCO LLC
COM SHS LTD INT
535782106
0
5000
SH
OTR
1,2,3
0
5000
0
LTC PPTYS INC
COM
502175102
316
6108
SH
DFND
1,2,3
6108
0
0
LTC PPTYS INC
COM
502175102
78
1500
SH
OTR
1,2,3
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1500
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COM
529043101
91
9000
SH
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0
0
LEXINGTON REALTY TRUST
COM
529043101
17
1650
SH
OTR
1,2,3
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1650
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PFD CONV SER C
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101
2000
SH
DFND
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LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
101
2000
SH
OTR
1,2,3
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2000
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COM
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61900
SH
DFND
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61900
0
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MARATHON PETE CORP
COM
56585A102
953
25100
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OTR
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25100
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MPLX LP
COM UNIT REP LTD
55336V100
343
10200
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COM UNIT REP LTD
55336V100
161
4800
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COM
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SH
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COM
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OTR
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107200
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572
22000
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1,2,3
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MICROSOFT CORP
COM
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302
5895
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5895
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BLACKROCK MUNIHLDNGS QLTY II
COM
09254C107
180
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1887
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COM
09253P109
280
16500
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16500
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BLACKROCK MUNI INTER DR FD I
COM
09253X102
236
15500
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COM
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88
5800
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5800
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BLACKROCK MUNIHOLDNGS QLTY I
COM
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751
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DFND
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BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
119
7815
SH
OTR
1,2,3
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7815
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BLACKROCK MUNIYIELD QLTY FD
COM
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496
31665
SH
DFND
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31665
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COM
09254E103
23
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OTR
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1500
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COM
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88
5597
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COM
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COM
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COM
670657105
85
5667
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COM UNIT REPST
62913M107
180
9327
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COM UNIT REPST
62913M107
58
3000
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COM
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17
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COM
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621
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13
825
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825
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COM
66704R803
529
46247
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46247
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NORTHSTAR RLTY FIN CORP
COM
66704R803
112
9800
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OTR
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9800
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COM
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42495
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COM
66705Y104
20
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OTR
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COM
67071L106
470
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33939
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COM SH BEN INT
67070X101
385
24170
SH
OTR
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OMEGA HEALTHCARE INVS INC
COM
681936100
373
11000
SH
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1,2,3
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0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
397
11700
SH
OTR
1,2,3
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11700
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ONE LIBERTY PPTYS INC
COM
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1178
49375
SH
DFND
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49375
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ONE LIBERTY PPTYS INC
COM
682406103
67
2799
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OTR
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56300
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215
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SH
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0
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PROLOGIS INC
COM
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602
12276
SH
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COM
74340W103
44
892
SH
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892
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COM
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725
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COM
746823103
88
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SH
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620
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746922103
154
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11500
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POTASH CORP SASK INC
COM
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771
47500
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COM
73755L107
110
6800
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ERNIX THERAPEUTICS HLDGS IN
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10
22679
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ROYAL DUTCH SHELL PLC
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2071
37500
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701
12700
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SH
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RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
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227
11584
SH
DFND
1,2,3
11584
0
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
76
3900
SH
OTR
1,2,3
0
3900
0
RAMCO-GERSHENSON PPTYS TR
PERP PFD-D CV
751452608
176
2500
SH
DFND
1,2,3
2500
0
0
RAMCO-GERSHENSON PPTYS TR
PERP PFD-D CV
751452608
141
2000
SH
OTR
1,2,3
0
2000
0
ROSE ROCK MIDSTREAM L P
COM U REP LTD
777149105
1467
55589
SH
DFND
1,2,3
55589
0
0
ROSE ROCK MIDSTREAM L P
COM U REP LTD
777149105
1239
46936
SH
OTR
1,2,3
0
46936
0
SABINE ROYALTY TR
UNIT BEN INT
785688102
215
6450
SH
OTR
1,2,3
0
6450
0
PROSHARES TR II
ULSHT BLOOMB OIL
74347W668
8107
99329
SH
DFND
1,2,3
99329
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
356
20000
SH
DFND
1,2,3
20000
0
0
SEARS HLDGS CORP
COM
812350106
340
25000
SH
DFND
1,2,3
25000
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
346
15159
SH
DFND
1,2,3
15159
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
352
15383
SH
OTR
1,2,3
0
15383
0
DIREXION SHS ETF TR
DLY S&P 500 BEAR
25459Y371
167
12000
SH
DFND
1,2,3
12000
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
166
13000
SH
DFND
1,2,3
13000
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
58
4503
SH
OTR
1,2,3
0
4503
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
112
19000
SH
DFND
1,2,3
19000
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
6
1000
SH
OTR
1,2,3
0
1000
0
AT&T INC
COM
00206R102
410
9500
SH
OTR
1,2,3
0
9500
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
288
9075
SH
DFND
1,2,3
9075
0
0
TCP CAP CORP
COM
87238Q103
145
9500
SH
DFND
1,2,3
9500
0
0
TCP CAP CORP
COM
87238Q103
8
500
SH
OTR
1,2,3
0
500
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
322
6500
SH
DFND
1,2,3
6500
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
149
3000
SH
OTR
1,2,3
0
3000
0
TEEKAY TANKERS LTD
CL A
Y8565N102
45
15000
SH
DFND
1,2,3
15000
0
0
TARGA RES CORP
COM
87612G101
145
3438
SH
DFND
1,2,3
3438
0
0
TARGA RES CORP
COM
87612G101
107
2533
SH
OTR
1,2,3
0
2533
0
TESLA MTRS INC
COM
88160R101
318
1500
SH
OTR
1,2,3
0
1500
0
TETRA TECHNOLOGIES INC DEL
COM
88162F105
64
10000
SH
DFND
1,2,3
10000
0
0
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
893
15613
SH
DFND
1,2,3
15613
0
0
VEREIT INC
COM
92339V100
20450
2016768
SH
DFND
1,2,3
2016768
0
0
VEREIT INC
COM
92339V100
4826
475935
SH
OTR
1,2,3
0
475935
0
VERIZON COMMUNICATIONS INC
COM
92343V104
279
5000
SH
DFND
1,2,3
5000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
419
7500
SH
OTR
1,2,3
0
7500
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
302
3625
SH
OTR
1,2,3
0
3625
0
WESTERN DIGITAL CORP
COM
958102105
307
6500
SH
DFND
1,2,3
6500
0
0
WESTERN DIGITAL CORP
COM
958102105
436
9216
SH
OTR
1,2,3
0
9216
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
554
11000
SH
DFND
1,2,3
11000
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
444
8800
SH
OTR
1,2,3
0
8800
0
WELLS FARGO & CO NEW
COM
949746101
1207
25500
SH
DFND
1,2,3
25500
0
0
WELLS FARGO & CO NEW
COM
949746101
213
4500
SH
OTR
1,2,3
0
4500
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
715
550
SH
DFND
1,2,3
550
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
65
50
SH
OTR
1,2,3
0
50
0
WESTERN ASSET MTG CAP CORP
COM
95790D105
103
10970
SH
DFND
1,2,3
10970
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
17
1000
SH
DFND
1,2,3
1000
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
1274
75948
SH
OTR
1,2,3
0
75948
0
EXXON MOBIL CORP
COM
30231G102
281
3000
SH
DFND
1,2,3
3000
0
0
EXXON MOBIL CORP
COM
30231G102
337
3600
SH
OTR
1,2,3
0
3600
0