0001104659-16-093960.txt : 20160204
0001104659-16-093960.hdr.sgml : 20160204
20160204160916
ACCESSION NUMBER: 0001104659-16-093960
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160204
DATE AS OF CHANGE: 20160204
EFFECTIVENESS DATE: 20160204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODWIN DANIEL L
CENTRAL INDEX KEY: 0001119191
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13434
FILM NUMBER: 161388503
MAIL ADDRESS:
STREET 1: 2901 BUTTERFIELD RD
CITY: OAK BROOK
STATE: IL
ZIP: 60523
13F-HR
1
primary_doc.xml
13F-HR
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0001119191
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12-31-2015
12-31-2015
false
Goodwin Daniel L
2901 Butterfield Rd
Oak Brook
IL
60523
13F HOLDINGS REPORT
028-13434
N
Goodwin Daniel L
Authorized Signatory
630-218-8000
/s/ Daniel L. Goodwin
Oak Brook
IL
02-04-2016
4
198
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1
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028-13432
INLAND GROUP INC
2
0001633071
028-16494
Investment Management Group, LLC
3
0001428796
028-13252
Inland Investment Advisors, Inc.
4
0001456273
028-13435
Inland Investment Stock Holding Co
INFORMATION TABLE
2
a16-3567_1informationtable.xml
INFORMATION TABLE
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COM
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24
5300
SH
OTR
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0
5300
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
23
5000
SH
DFND
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5000
0
0
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45
1650
SH
OTR
1,2,3
0
1650
0
ALEXANDRIA REAL ESTATE EQ IN
PFD CONV SER D
015271505
247
9000
SH
DFND
1,2,3
9000
0
0
ALPHABET INC
CAP STK CL C
02079K107
760
1002
SH
OTR
1,2,3
0
1002
0
AMAZON COM INC
COM
023135106
203
300
SH
OTR
1,2,3
0
300
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
236
5700
SH
OTR
1,2,3
0
5700
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
178
4300
SH
DFND
1,2,3
4300
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
87
5000
SH
OTR
1,2,3
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5000
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
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10000
SH
DFND
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APARTMENT INVT & MGMT CO
CL A
03748R101
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48560
SH
DFND
1,2,3
48560
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0
APPLE INC
COM
037833100
184
1750
SH
OTR
1,2,3
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1750
0
APPLE INC
COM
037833100
368
3500
SH
DFND
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3500
0
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
220
34923
SH
DFND
1,2,3
34923
0
0
AT&T INC
COM
00206R102
327
9500
SH
OTR
1,2,3
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9500
0
ATLAS ENERGY GROUP LLC
COM
04929Q102
4
4000
SH
OTR
1,2,3
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4000
0
ATLAS ENERGY GROUP LLC
COM
04929Q102
6
6000
SH
DFND
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6000
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COM UNT LTD PR
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4000
SH
OTR
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4000
0
ATLAS RESOURCE PARTNERS L P
COM UNT LTD PR
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16
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DFND
1,2,3
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COM
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1231
73153
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OTR
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73153
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BANK AMER CORP
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1362
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BANK AMER CORP
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DFND
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2785
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0
BARCLAYS PLC
ADR
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307
23700
SH
OTR
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23700
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BARCLAYS PLC
ADR
06738E204
518
40000
SH
DFND
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40000
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0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
82
5800
SH
OTR
1,2,3
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5800
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BLACKROCK MUNI INTER DR FD I
COM
09253X102
220
15500
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15500
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0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
74
5000
SH
OTR
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5000
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BLACKROCK MUNICIPL INC QLTY
COM
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530
35622
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DFND
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35622
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0
BLACKROCK MUNIHLDGS FD II IN
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253
16500
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OTR
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16500
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BLACKROCK MUNIHLDGS FD II IN
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29
1887
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DFND
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BLACKROCK MUNIHLDNGS QLTY II
COM
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BLACKROCK MUNIHOLDNGS QLTY I
COM
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7815
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OTR
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BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
676
49217
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DFND
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BLACKROCK MUNIYIELD QLTY FD
COM
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22
1500
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OTR
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1500
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BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
466
31665
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DFND
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31665
0
0
CAMPUS CREST CMNTYS INC
COM
13466Y105
68
10000
SH
OTR
1,2,3
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10000
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CAMPUS CREST CMNTYS INC
COM
13466Y105
136
20000
SH
DFND
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0
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CHICAGO BRIDGE & IRON CO N V
COM
167250109
390
10000
SH
DFND
1,2,3
10000
0
0
CITIGROUP INC
COM NEW
172967424
104
2000
SH
OTR
1,2,3
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2000
0
CITIGROUP INC
COM NEW
172967424
533
10300
SH
DFND
1,2,3
10300
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CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
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5921
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OTR
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CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
192
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DFND
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DDR CORP
COM
23317H102
173
10244
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DDR CORP
COM
23317H102
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DFND
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63750
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OTR
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700
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DIAMOND OFFSHORE DRILLING IN
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230
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DFND
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10900
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DIREXION SHS ETF TR
DLY S&P 500 BEAR
25459Y371
203
12000
SH
DFND
1,2,3
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COM
26201R102
124
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DREYFUS STRATEGIC MUNS INC
COM
261932107
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OTR
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DREYFUS STRATEGIC MUNS INC
COM
261932107
401
46922
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46922
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DUPONT FABROS TECHNOLOGY INC
COM
26613Q106
159
5000
SH
OTR
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5000
0
DUPONT FABROS TECHNOLOGY INC
COM
26613Q106
159
5000
SH
DFND
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EATON VANCE MUN BD FD
COM
27827X101
83
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OTR
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EATON VANCE MUN BD FD
COM
27827X101
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DFND
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COM
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166
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COM
293792107
806
31500
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ENTERPRISE PRODS PARTNERS L
COM
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DFND
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54
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COM
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281
3600
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OTR
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EXXON MOBIL CORP
COM
30231G102
234
3000
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DFND
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COM
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100
4500
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OTR
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4500
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FIRST INDUSTRIAL REALTY TRUS
COM
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COM
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OTR
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54700
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COM
33610F109
858
75300
SH
DFND
1,2,3
75300
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541
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FREEPORT-MCMORAN INC
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SH
DFND
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317700
0
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FRONTLINE LTD
SHS
G3682E127
35
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SH
DFND
1,2,3
11600
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0
GENERAL ELECTRIC CO
COM
369604103
610
19594
SH
OTR
1,2,3
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19594
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GENERAL ELECTRIC CO
COM
369604103
4704
151000
SH
DFND
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0
GOLDMAN SACHS GROUP INC
COM
38141G104
1081
6000
SH
DFND
1,2,3
6000
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
261
12000
SH
OTR
1,2,3
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12000
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
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703
32306
SH
DFND
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21
13410
SH
DFND
1,2,3
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COM
45378A106
218
29000
SH
OTR
1,2,3
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29000
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INDEPENDENCE RLTY TR INC
COM
45378A106
64
8509
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COM NEW
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INLAND REAL ESTATE CORP
COM NEW
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SH
DFND
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INLAND REAL ESTATE CORP
COM NEW
457461200
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DFND
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INLAND REAL ESTATE CORP
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457461200
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DFND
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INLAND REAL ESTATE CORP
COM NEW
457461200
97
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DFND
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9091
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INTEL CORP
COM
458140100
138
4000
SH
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4000
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INTEL CORP
COM
458140100
138
4000
SH
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4000
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COM
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OTR
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284
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INVESCO VALUE MUN INCOME TR
COM
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DFND
1,2,3
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INVESTORS REAL ESTATE TR
SH BEN INT
461730103
156
22500
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OTR
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22500
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INVESTORS REAL ESTATE TR
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518
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116
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COM
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45
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3000
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COM
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179
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194
4500
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263
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COM
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COM
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MESA RTY TR
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85
11300
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1,2,3
11300
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59318T109
34
14500
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14500
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MICROSOFT CORP
COM
594918104
241
4350
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4350
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22000
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COM
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328
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COM
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546
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33
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COM UNIT REPST
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103
9327
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COM
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24
2000
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516
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COM
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206
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12100
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NORTHSTAR RLTY FIN CORP
COM
66704R803
788
46247
SH
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COM
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78
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COM
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DFND
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67070X101
201
13971
SH
OTR
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13971
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COM SH BEN INT
67070X101
364
25344
SH
DFND
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COM
67066V101
278
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COM
67066V101
81
5597
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COM
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15
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COM
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147
10603
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10603
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COM
670984103
100
7000
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NUVEEN MUN OPPORTUNITY FD IN
COM
670984103
1084
75666
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NUVEEN QUALITY MUN FD INC
COM
67062N103
323
23653
SH
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23653
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NUVEEN QUALITY MUN FD INC
COM
67062N103
2613
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COM
670973106
12
825
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OTR
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825
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COM
670973106
562
39999
SH
DFND
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39999
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OMEGA HEALTHCARE INVS INC
COM
681936100
549
15700
SH
OTR
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15700
0
OMEGA HEALTHCARE INVS INC
COM
681936100
385
11000
SH
DFND
1,2,3
11000
0
0
ONE LIBERTY PPTYS INC
COM
682406103
60
2799
SH
OTR
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2799
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ONE LIBERTY PPTYS INC
COM
682406103
1060
49375
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49375
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PIEDMONT OFFICE REALTY TR IN
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POTASH CORP SASK INC
COM
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120
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COM
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471
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PROLOGIS INC
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38
892
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892
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527
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399
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PROSHARES TR II
ULT VIX SHRT
74347W312
3260
115000
SH
DFND
1,2,3
115000
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
81
11000
SH
OTR
1,2,3
0
11000
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
663
90112
SH
DFND
1,2,3
90112
0
0
PUTNAM MANAGED MUN INCOM TR
SH BEN INT
746922103
141
11500
SH
OTR
1,2,3
0
11500
0
PUTNAM MANAGED MUN INCOM TR
SH BEN INT
746922103
569
46366
SH
DFND
1,2,3
46366
0
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
169
10200
SH
OTR
1,2,3
0
10200
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
660
39740
SH
DFND
1,2,3
39740
0
0
RAMCO-GERSHENSON PPTYS TR
PERP PFD-D CV
751452608
557
9106
SH
OTR
1,2,3
0
9106
0
RAMCO-GERSHENSON PPTYS TR
PERP PFD-D CV
751452608
153
2500
SH
DFND
1,2,3
2500
0
0
RCS CAP CORP
COM CL A
74937W102
39
128883
SH
DFND
1,2,3
128883
0
0
REALTY INCOME CORP
COM
756109104
129
2500
SH
OTR
1,2,3
0
2500
0
REALTY INCOME CORP
COM
756109104
103
2000
SH
DFND
1,2,3
2000
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
102911
6967566
SH
OTR
1,2,3
0
6967566
0
RETAIL PPTYS AMER INC
CL A
76131V202
53625
3630640
SH
DFND
1,2,3
3630640
0
0
ROSE ROCK MIDSTREAM L P
COM U REP LTD
777149105
883
58736
SH
OTR
1,2,3
0
58736
0
ROSE ROCK MIDSTREAM L P
COM U REP LTD
777149105
843
56043
SH
DFND
1,2,3
56043
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
81
4000
SH
OTR
1,2,3
0
4000
0
SABRA HEALTH CARE REIT INC
COM
78573L106
324
16000
SH
DFND
1,2,3
16000
0
0
SANDISK CORP
COM
80004C101
228
3000
SH
OTR
1,2,3
0
3000
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
160
10813
SH
OTR
1,2,3
0
10813
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
285
19200
SH
DFND
1,2,3
19200
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
45
4503
SH
OTR
1,2,3
0
4503
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
130
13000
SH
DFND
1,2,3
13000
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
7
1000
SH
OTR
1,2,3
0
1000
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
127
19000
SH
DFND
1,2,3
19000
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
288
15383
SH
OTR
1,2,3
0
15383
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
284
15159
SH
DFND
1,2,3
15159
0
0
TCP CAP CORP
COM
87238Q103
7
500
SH
OTR
1,2,3
0
500
0
TCP CAP CORP
COM
87238Q103
132
9500
SH
DFND
1,2,3
9500
0
0
TEEKAY TANKERS LTD
CL A
Y8565N102
103
15000
SH
DFND
1,2,3
15000
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
151
3000
SH
OTR
1,2,3
0
3000
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
327
6500
SH
DFND
1,2,3
6500
0
0
TETRA TECHNOLOGIES INC DEL
COM
88162F105
75
10000
SH
DFND
1,2,3
10000
0
0
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
781
15613
SH
DFND
1,2,3
15613
0
0
VENTAS INC
COM
92276F100
429
7600
SH
OTR
1,2,3
0
7600
0
VENTAS INC
COM
92276F100
248
4400
SH
DFND
1,2,3
4400
0
0
VEREIT INC
COM
92339V100
5231
660500
SH
OTR
1,2,3
0
660500
0
VEREIT INC
COM
92339V100
20342
2568398
SH
DFND
1,2,3
2568398
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
347
7500
SH
OTR
1,2,3
0
7500
0
VERIZON COMMUNICATIONS INC
COM
92343V104
231
5000
SH
DFND
1,2,3
5000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
298
3500
SH
OTR
1,2,3
0
3500
0
WELLS FARGO & CO NEW
COM
949746101
1087
20000
SH
DFND
1,2,3
20000
0
0
WELLS FARGO & CO NEW PERP PFD CONV CL A CPN-7.5% FREQ-QRTLY PERP MATY
PERP PFD CNV A
949746804
58
50
SH
OTR
1,2,3
0
50
0
WELLS FARGO & CO NEW PERP PFD CONV CL A CPN-7.5% FREQ-QRTLY PERP MATY
PERP PFD CNV A
949746804
639
550
SH
DFND
1,2,3
550
0
0
WELLTOWER INC
COM
95040Q104
354
5200
SH
OTR
1,2,3
0
5200
0
WELLTOWER INC
COM
95040Q104
1323
19450
SH
DFND
1,2,3
19450
0
0
WESTERN ASSET MTG CAP CORP
COM
95790D105
112
10970
SH
DFND
1,2,3
10970
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
428
9000
SH
OTR
1,2,3
0
9000
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
523
11000
SH
DFND
1,2,3
11000
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
1164
75948
SH
OTR
1,2,3
0
75948
0
XENIA HOTELS & RESORTS INC
COM
984017103
15
1000
SH
DFND
1,2,3
1000
0
0