-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TI7pvB2B93rljBYOKnt5LNexWOSGpJQnxJCjFAAaWCyxMiknJfa0qN6+XSGoD1F2 Hz+wGYDH26KBVfl6oS3wSQ== 0000950005-05-000171.txt : 20050211 0000950005-05-000171.hdr.sgml : 20050211 20050211141702 ACCESSION NUMBER: 0000950005-05-000171 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050211 DATE AS OF CHANGE: 20050211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RENOVIS INC CENTRAL INDEX KEY: 0001118361 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943353740 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80111 FILM NUMBER: 05597212 BUSINESS ADDRESS: STREET 1: TWO CORPORATE DR CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-266-1400 MAIL ADDRESS: STREET 1: TWO CORPORATE DR CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALTA PARTNERS CENTRAL INDEX KEY: 0001060013 IRS NUMBER: 943238854 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G 1 p19157_13g.txt SC 13G United States Securities and Exchange Commission WASHINGTON, D.C. 20549 Schedule 13G (Amendment No. __)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 RENOVIS, INC. ------------------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------------------ (Title of Class of Securities) 759885106 ------------------------------------------------------ (CUSIP Number) December 31, 2004 ------------------------------------------------------ (Date of Event That Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 759885106 Page 2 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Alta Partners - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 2,166,112 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.79% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IA - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 759885106 Page 3 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Alta Partners II, Inc. - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 2,166,112 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.79% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IA - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 759885106 Page 4 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Alta California Partners II, L. P. - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 2,166,112 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.79% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person PN - -------------------------------------------------------------------------------------------------------------------
CUSIP No. 759885106 Page 5 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Alta California Management Partners II, LLC - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 2,166,112 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.79% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person CO - -------------------------------------------------------------------------------------------------------------------
CUSIP No. 759885106 Page 6 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Alta Embarcadero Partners II, LLC - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 2,166,112 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.79% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person CO - -------------------------------------------------------------------------------------------------------------------
CUSIP No. 759885106 Page 7 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Alta BioPharma Partners II, L.P. - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 2,166,112 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.79% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person PN - -------------------------------------------------------------------------------------------------------------------
CUSIP No. 759885106 Page 8 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Alta BioPharma Management II, LLC - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 2,166,112 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.79% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person CO - -------------------------------------------------------------------------------------------------------------------
CUSIP No. 759885106 Page 9 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Alta Embarcadero BioPharma Partners II, LLC - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 2,166,112 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.79% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person CO - -------------------------------------------------------------------------------------------------------------------
CUSIP No. 759885106 Page 10 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Farah Champsi - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A & Footnote 1 Number Of Shares (5) Sole Voting Power 69,369 Beneficially Owned By Each Reporting (6) Shared Voting Power 1,190,475 Person With Please see Attachment A (7) Sole Dispositive Power 69,369 (8) Shared Dispositive Power 1,190,475 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,259,844 Please see Attachment A & Footnote 1 - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 5.11% Please see Attachment A & Footnote 1 - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Footnote 1: Includes 1,148,235 shares beneficially owned by Alta BioPharma Partners II, L.P. and 42,240 shares beneficially owned by Alta Embarcadero BioPharma Partners II, LLC. In addition, Ms. Champsi directly owns 42,703 shares of Common Stock and holds Stock Options for 26,666 shares of Common Stock.
CUSIP No. 759885106 Page 11 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Jean Deleage - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 2,166,112 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 2,166,112 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.79% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 759885106 Page 12 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Garrett Gruener - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 975,637 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 975,637 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 975,637 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 3.96% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 759885106 Page 13 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Daniel Janney - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 963,465 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 963,465 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 963,465 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 3.91% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 759885106 Page 14 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Alix Marduel - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 2,153,940 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 2,153,940 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 2,153,940 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.74% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 759885106 Page 15 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Guy Nohra - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 975,637 Person With Please see Attachment A (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 975,637 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 975,637 Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 3.96% Please see Attachment A - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
CUSIP No. 759885106 Page 15 of 23 Pages - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Edward Penhoet - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------------------------------------------- Please see Attachment A and Footnote 2 Number Of Shares (5) Sole Voting Power 121,129 Beneficially Owned By Each Reporting (6) Shared Voting Power 1,148,235 Person With Please see Attachment A & Footnote 2 (7) Sole Dispositive Power 121,129 (8) Shared Dispositive Power 1,148,235 Please see Attachment A & Footnote 2 - ------------------------------------------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 1,269,364 Please see Attachment A & Footnote 2 - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 5.15% Please see Attachment A and Footnote 2 - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Footnote 2: Includes 1,148,235 shares beneficially owned by Alta BioPharma Partners II, L.P. In addition, Dr. Penhoet directly owns 72,241 shares of Common Stock and holds Stock Options for 48,888 shares of Common Stock.
Item 1. (a) Name of Issuer: Renovis, Inc. ("Issuer") (b) Address of Issuer's Principal Executive Offices: Two Corporate Drive South San Francisco, CA 94080 Item 2. (a) Name of Person Filing: Alta Partners ("AP") Alta Partners II, Inc. ("AP II") Alta California Partners II, L.P. ("ACPII") Alta California Management Partners II, LLC ("ACMPII") Alta Embarcadero Partners II, LLC ("AEPII") Alta BioPharma Partners II, L.P. ("ABP II") Alta BioPharma Management II, LLC ("ABPM II") Alta Embarcadero BioPharma Partners II, LLC ("AEBP II") Farah Champsi ("FC") Jean Deleage ("JD") Garrett Gruener ("GG") Daniel Janney ("DJ") Alix Marduel ("AM") Guy Nohra ("GN") Edward Penhoet ("EP") (b) Address of Principal Business Office: One Embarcadero Center, Suite 4050 San Francisco, CA 94111 (c) Citizenship/Place of Organization: Entities: AP California AP II California ACPII Delaware ACMPII Delaware AEPII California ABPII Delaware ABPMII Delaware AEBPII California Individuals: FC United States JD United States GG United States DJ United States AM United States GN United States EP United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 759885106 Item 3. Not applicable. Item 4 Ownership.
Please see Attachment A - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- AP AP II ACPII ACMPII AEPII ABP II ABPMII - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- (a) Beneficial 2,166,112 2,166,112 2,166,112 2,166,112 2,166,112 2,166,112 2,166,112 Ownership - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- (b) Percentage of 8.79% 8.79% 8.79% 8.79% 8.79% 8.79% 8.79% Class - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- (c) Sole Voting Power -0- -0- -0- -0- -0- -0- -0- - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- Shared Voting 2,166,112 2,166,112 2,166,112 2,166,112 2,166,112 2,166,112 2,166,112 Power - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- Sole Dispositive -0- -0- -0- -0- -0- -0- -0- Power - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- Shared 2,166,112 2,166,112 2,166,112 2,166,112 2,166,112 2,166,112 2,166,112 Dispositive Power - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- AEBPII FC JD GG DJ AM GN - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- (a) Beneficial 2,166,112 1,259,844 2,166,112 975,637 963,465 2,153,940 975,637 Ownership - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- (b) Percentage of 8.79% 5.11% 8.79% 3.96% 3.91% 8.74% 3.96% Class - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- (c) Sole Voting Power -0- 69,369 -0- -0- -0- -0- -0- - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- Shared Voting 2,166,112 1,190,475 2,166,112 975,637 963,465 2,153,940 975,637 Power - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- Sole Dispositive -0- 69,369 -0- -0- -0- -0- -0- Power - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- Shared 2,166,112 1,190,475 2,166,112 975,637 963,465 2,153,940 975,637 Dispositive Power - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- EP - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- (a) Beneficial 1,269,364 Ownership - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- (b) Percentage of 5.15% Ownership - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- (c) Sole Voting Power 121,129 - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- Shared Voting 1,148,235 Power - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- Sole Dispositive 121,129 Power - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ ------------- Shared 1,148,235 Dispositive Power - ------- ------------------ ----------- ----------- ------------ ----------- ------------- ------------ -------------
Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which \ Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group No reporting person is a member of a group as defined in Section 240.13d-1(b)(1)(ii)(H) of the Act. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. EXHIBITS A: Joint Filing Statement SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 8, 2005
ALTA PARTNERS ALTA CALIFORNIA PARTNERS II, L.P. By: Alta California Management Partners II, LLC, Its General Partner By: /s/ Jean Deleage By: /s/ Jean Deleage . ----------------------------------------- ------------------------------------------ Jean Deleage, President Jean Deleage, Member ALTA CALIFORNIA MANAGEMENT PARTNERS II, LLC ALTA EMBARCADERO PARTNERS II, LLC By: /s/ Jean Deleage By: /s/ Jean Deleage ----------------------------------------- ----------------------------------------- Jean Deleage, Member Jean Deleage, Member ALTA PARTNERS II, INC. By: /s/ Jean Deleage ----------------------------------------- Jean Deleage, President ALTA BIOPHARMA PARTNERS II, L.P. ALTA BIOPHARMA MANAGEMENT II, LLC By: Alta BioPharma Management II, LLC By: /s/ Farah Champsi By: /s/ Farah Champsi ----------------------------------------- ----------------------------------------- Farah Champsi, Managing Director Farah Champsi, Managing Director ALTA EMBARCADERO BIOPHARMA PARTNERS II, LLC By: /s/ Farah Champsi /s/ Alix Marduel ----------------------------------------- -------------------------------------------- Farah Champsi, Manager Alix Marduel /s/ Jean Deleage /s/ Guy Nohra - -------------------------------------------- -------------------------------------------- Jean Deleage Guy Nohra /s/ Garrett Gruener /s/ Farah Champsi - -------------------------------------------- -------------------------------------------- Garrett Gruener Farah Champsi /s/ Daniel Janney /s/ Edward Penhoet - -------------------------------------------- -------------------------------------------- Daniel Janney Edward Penhoet
EXHIBIT A AGREEMENT OF JOINT FILING Date: February 8, 2005 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
ALTA PARTNERS ALTA CALIFORNIA PARTNERS II, L.P. By: Alta California Management Partners II, LLC, Its General Partner By: /s/ Jean Deleage By: /s/ Jean Deleage ----------------------------------------- ------------------------------------------ Jean Deleage, President Jean Deleage, Member ALTA CALIFORNIA MANAGEMENT PARTNERS II, LLC ALTA EMBARCADERO PARTNERS II, LLC By: /s/ Jean Deleage By: /s/ Jean Deleage ----------------------------------------- ----------------------------------------- Jean Deleage, Member Jean Deleage, Member ALTA PARTNERS II, INC. By: /s/ Jean Deleage ----------------------------------------- Jean Deleage, President ALTA BIOPHARMA PARTNERS II, L.P. ALTA BIOPHARMA MANAGEMENT II, LLC By: Alta BioPharma Management II, LLC By: /s/ Farah Champsi By: /s/ Farah Champsi ----------------------------------------- ----------------------------------------- Farah Champsi, Managing Director Farah Champsi, Managing Director ALTA EMBARCADERO BIOPHARMA PARTNERS II, LLC By: /s/ Farah Champsi /s/ Alix Marduel ----------------------------------------- -------------------------------------------- Farah Champsi, Manager Alix Marduel /s/ Jean Deleage /s/ Guy Nohra - -------------------------------------------- -------------------------------------------- Jean Deleage Guy Nohra /s/ Garrett Gruener /s/ Farah Champsi - -------------------------------------------- -------------------------------------------- Garrett Gruener Farah Champsi /s/ Daniel Janney /s/ Edward Penhoet - -------------------------------------------- -------------------------------------------- Daniel Janney Edward Penhoet
Attachment A Alta Partners provides investment advisory services to several venture capital funds including Alta California Partners II, L.P. and Alta Embarcadero Partners II, LLC. Alta California Partners II, L.P. beneficially owns 963,465 shares of Common Stock and Alta Embarcadero Partners II, LLC beneficially owns 12,172 shares of Common Stock. The respective general partners and members of Alta California Partners II L.P. and Alta Embarcadero Partners II, LLC exercise sole voting and investment power with respect to the shares owned by such funds. Certain principals of Alta Partners are members of Alta California Management Partners II, LLC (which is a general partner of Alta California Partners II, L.P.) and members of Alta Embarcadero Partners II, LLC. As members of such entities, they may be deemed to share voting and investment powers over the shares held by such funds. The principals of Alta Partners disclaim beneficial ownership of all such shares held by the foregoing funds, except to the extent of their proportionate pecuniary interests therein. Alta Partners II, Inc. provides investment advisory services to several venture capital funds including Alta BioPharma Partners II, L.P. and Alta Embarcadero BioPharma Partners II, LLC. Alta BioPharma Partners II, L.P. beneficially owns 1,148,235 shares of Common Stock and Alta Embarcadero BioPharma Partners II, LLC beneficially owns 42,240 shares Common Stock. The managing directors of Alta BioPharma Partners II, L.P. and managers of Alta Embarcadero BioPharma Partners II, LLC exercise sole voting and investment power in respect to the shares owned by such funds. Certain principals of Alta Partners II, Inc. are managing directors of Alta BioPharma Management II, LLC (which is the general partner of Alta BioPharma Partners II, L.P.) and managers of Alta Embarcadero BioPharma Partners II, LLC. As managing directors and managers of such entities, they may be deemed to share voting and investment powers over the shares beneficially held by the funds. The principals of Alta Partners II, Inc. disclaim beneficial ownership of all such shares held by the foregoing funds, except to the extent of their proportionate pecuniary interests therein. Ms. Farah Champsi is a managing director of Alta BioPharma Management II, LLC (which is the general partner of Alta BioPharma Partners II, L.P.) and a manager of Alta Embarcadero BioPharma Partners II, LLC. Thus she currently shares voting and dispositive powers over the 1,148,235 shares of Common Stock beneficially owned by Alta BioPharma Partners II, L.P. and the 42,240 shares of Common Stock beneficially owned by Alta Embarcadero BioPharma Partners II, LLC. She disclaims beneficial ownership of all such shares held by the foregoing funds except to the extent of her proportionate pecuniary interests therein. She directly owns 42,703 shares of Common Stock. In addition, she holds stock options for 26,666 shares of Common Stock; of which 4,444 shares were granted 8/9/00 and 22,222 shares were granted on 9/24/03. The vesting schedule for the Stock Options is 1/48 of the shares vest monthly over a four year period beginning on the date of grant. Mr. Jean Deleage, is a managing director of Alta BioPharma Management II, LLC (which is the general partner of Alta BioPharma Partners II, L.P.), a manager of Alta Embarcadero BioPharma Partners II, LLC, a member of Alta California Management Partners II, LLC (which is the general partner of Alta California Partners II, L.P.), and a member of Alta Embarcadero Partners II, LLC. Thus he currently shares voting and dispositive powers over the 963,465 shares of Common Stock beneficially owned by Alta California Partners II, L.P., the 12,172 shares beneficially owned by Alta Embarcadero Partners II, LLC, the 1,148,235 shares beneficially owned by Alta BioPharma Partners II, L.P., and the 42,240 shares of Common Stock beneficially owned by Alta Embarcadero BioPharma Partners II, LLC. He disclaims beneficial ownership of all such shares held by the foregoing funds except to the extent of his proportionate pecuniary interests therein. Page 1 of 2 of Attachment A Attachment A (continued) Mr. Garrett Gruener is a member of Alta California Management Partners II, LLC (which is the general partner of Alta California Partners II, L.P.) and a member of Alta Embarcadero Partners II, LLC. Thus he currently shares voting and dispositive powers over the 963,465 shares of Common Stock beneficially owned by Alta California Partners II, L.P. and the 12,172 shares beneficially owned by Alta Embarcadero Partners II, LLC. He disclaims beneficial ownership of all such shares held by the foregoing funds except to the extent of his proportionate pecuniary interests therein. Mr. Daniel Janney is a member of Alta California Management Partners II, LLC (which is the general partner of Alta California Partners II, L.P.). Thus he currently shares voting and dispositive powers over the 963,465 shares of Common Stock beneficially owned by Alta California Partners II, L.P. He disclaims beneficial ownership of all such shares held by the foregoing funds except to the extent of his proportionate pecuniary interests therein. Dr. Alix Marduel is a member of Alta California Management Partners II, LLC (which is the general partner of Alta California Partners II, L.P.), a managing director of Alta BioPharma Management II, LLC (which is the general partner of Alta BioPharma Partners II, L.P.) and a manager of Alta Embarcadero BioPharma Partners II, LLC. Thus she currently shares voting and dispositive powers over the 963,465 shares of Common Stock beneficially owned by Alta California Partners II, L.P., 1,148,235 shares of Common Stock beneficially owned by Alta BioPharma Partners II, L.P. and the 42,240 shares of Common Stock beneficially owned by Alta Embarcadero BioPharma Partners II, LLC. She disclaims beneficial ownership of all such shares held by the foregoing funds except to the extent of her proportionate pecuniary interests therein. Mr. Guy Nohra is a member of Alta California Management Partners II, LLC (which is the general partner of Alta California Partners II, L.P.) and a member of Alta Embarcadero Partners II, LLC Thus he currently shares voting and dispositive powers over the 963,465 shares of Common Stock beneficially owned by Alta California Partners II, L.P. and the 12,172 shares of Common Stock beneficially owned by Alta Embarcadero Partners II, LLC. He disclaims beneficial ownership of all such shares held by the foregoing funds except to the extent of his proportionate pecuniary interests therein. Mr. Edward Penhoet, Director, is a director of Alta BioPharma Management Partners II, LLC (which is the general partner of Alta BioPharma Partners II, L.P.) and a limited partner of Alta BioPharma Partners II, L.P. Thus he currently shares voting and dispositive powers over the 1,148,235 shares of Common Stock beneficially owned by Alta BioPharma Partners II, L.P. He is an affiliate of Alta Partners, but does not have voting or investment powers over the funds held by Alta California Partners II, L.P. or Alta Embarcadero Partners II, LLC. He disclaims beneficial ownership of all such shares held by the foregoing funds except to the extent of his proportionate pecuniary interests therein. He directly owns 72,241 shares of Common Stock. In addition, he holds stock options for 48,888 shares of Common Stock; of which 4,444 shares were granted 8/9/00 and 44,444 shares were granted on 9/24/03. The vesting schedule for the Stock Options is 1/48 of the shares vest monthly over a four year period beginning on the date of grant. Alta Partners and Alta Partners II, Inc. are venture capital firms that share an office in San Francisco. Alta Partners is California Corporation. Alta Partners II, Inc. is a California Corporation. Alta California Partners II, L.P. is a Delaware Limited Partnership, Alta Embarcadero Partners II, LLC is a California Limited Liability Company, Alta BioPharma Partners II, L.P. is a Delaware Limited Partnership, and Alta Embarcadero BioPharma Partners II, LLC is a California Limited Liability Company. Page 2 of 2 of Attachment A -----END PRIVACY-ENHANCED MESSAGE-----