0001104659-23-098422.txt : 20230905
0001104659-23-098422.hdr.sgml : 20230905
20230905200853
ACCESSION NUMBER: 0001104659-23-098422
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230831
FILED AS OF DATE: 20230905
DATE AS OF CHANGE: 20230905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASAMENTO CHARLES J
CENTRAL INDEX KEY: 0001117167
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37853
FILM NUMBER: 231237528
MAIL ADDRESS:
STREET 1: 99 BELBROOK WAY
CITY: ATHERTON
STATE: CA
ZIP: 94027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Wave BioPharma, Inc.
CENTRAL INDEX KEY: 0001604191
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 464993860
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 YAMATO ROAD
STREET 2: SUITE 502
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: 561-589-7020
MAIL ADDRESS:
STREET 1: 777 YAMATO ROAD
STREET 2: SUITE 502
CITY: BOCA RATON
STATE: FL
ZIP: 33431
FORMER COMPANY:
FORMER CONFORMED NAME: AzurRx BioPharma, Inc.
DATE OF NAME CHANGE: 20141103
FORMER COMPANY:
FORMER CONFORMED NAME: BioPharma d'Azur, Inc.
DATE OF NAME CHANGE: 20140331
4
1
tm2325486-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-08-31
0
0001604191
First Wave BioPharma, Inc.
FWBI
0001117167
CASAMENTO CHARLES J
C/O FIRST WAVE BIOPHARMA, INC.
777 YAMATO ROAD, SUITE 502
BOCA RATON
FL
33431
1
0
0
0
0
Common Stock
2023-08-31
4
S
0
6053
0.30
D
6108
D
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3001 to $0.3013. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes unvested RSUs.
/s/ Charles Casamento
2023-09-05