EX-1.01 2 d200007dex101.htm EX-1.01 EX-1.01

Exhibit 1.01    Conflict Minerals Report

This is the Conflict Minerals Report of TTM Technologies, Inc. (the “Company” or “TTM”) for the calendar year ended December 31, 2015 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”), the instructions to Form SD. Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-67716 for definitions to the terms used in this Report, unless otherwise defined herein.

Rule 13p-1 and Form SD require the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “Conflict Minerals” (as defined below) are present in the products and necessary to the functionality of such products. Form SD defines “Conflict Minerals” as: i)(a) columbite-tantalite (or coltan, the metal ore from which tantalum is extracted), (b) cassiterite (the metal ore from which tin is extracted), (c) gold and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are currently limited to tantalum, tin and tungsten; or ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”).

 

(1) Product Description

TTM is a leading global provider of time-critical and technologically complex printed circuit board (“PCB”) products and electro-mechanical solutions (“E-M Solutions”) populated with electronic components, which include backplane assemblies and serve as the foundation for sophisticated electronic products. The Company provides advanced technology products and offers a one-stop manufacturing solution to customers from engineering support to prototype development through final volume production. The Company serves a diversified customer base in various markets throughout the world, including manufacturers of networking/communications infrastructure products, touch screen tablets and smartphones. The Company also serves aerospace and defense, high-end computing, and industrial/medical industries. The Company’s customers include both original equipment manufacturers (“OEMs”) and electronic manufacturing services (“EMS”) providers.

As a company whose business is the manufacturing and assembly of PCBs and E-M Solutions, TTM is several levels removed from the actual mining and refining of Conflict Minerals. TTM does not purchase raw ore or unrefined Conflict Minerals and makes no direct purchases in the Covered Countries.

Our customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials and components we use, and in many cases specify the suppliers from which we source these minerals and components. As a result, we are limited in our ability to exercise discretion in sourcing certain materials and components. Similarly, our ability to influence the supply chain practices of suppliers selected by our customers is limited. Thus, our ability to change the sourcing of our Conflict Minerals depends on our customers’ selections of suppliers and designs.

 

(2) Due Diligence in Accordance with the Organization for Economic Cooperation and Development (the “OECD”) 5-Step Framework

TTM has processes in place for the purpose of exercising due diligence over its supply chain as it relates to minerals from conflict-affected and high risk areas. The design of the due diligence processes conforms substantially to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related Supplements for gold and for tin, tantalum and tungsten (the “OECD Guidance”) as it relates to “downstream” purchasers of products and components. The due diligence processes have been described below under sub-headings corresponding to the five-step framework of the OECD Guidance.

Step 1 – Establish Strong Company Management Systems

 

1.1 TTM has adopted a Conflict Minerals Policy and Statement (the “Policy”). A copy of the Policy, together with a copy of this Form SD and Conflict Minerals Report, can be found on the Company’s website at www.ttm.com/about/about_ethics_governance.aspx. The content of our website as referred to in this Form and Report is included for general information only and is not incorporated by reference herein. In accordance with the Policy, TTM is continuing to review its suppliers’ declarations and has sought their cooperation and assistance in ensuring that the Conflict Minerals used in TTM products are sourced reliably and responsibly. However, as noted in the Policy and above, TTM’s purchasing decisions are limited by the level of cooperation it receives from suppliers in sourcing responsibly from non-conflict areas.

1.2 TTM has a Conflict Minerals Steering Committee (Steering Committee) to review and enhance the cross-functional working group (the “Working Group”) tasked with developing policies and procedures consistent with the OECD Guidance.

 

1.3 In accordance with the requirements of Rule 13p-1 and the instructions to Form SD, the Working Group annually reviews the Company’s PCB and E-M Solution products, all of which are manufactured to customer specifications, to determine if they contain Conflict Minerals necessary to the products’ generally expected functions, use, purpose or production.

 

1.4 The Working Group concluded that the bare PCBs may contain either gold or tin in surface finishes, and the E-M Solutions products manufactured in 2015 may contain any of the four Conflict Minerals in components.

Step 2 – Identify and Assess Risks in the Supply Chain

 

2.1 The Working Group has identified the suppliers of the chemistries and components that contain Conflict Minerals in TTM’s products and conducted a supply-chain survey to obtain source smelter identification from its suppliers of Conflict Minerals using the standard conflict minerals reporting template (“CMRT”) published by the Conflict Free Sourcing Initiative (“CFSI”) (formerly the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative (“EICC-GeSI”)).

 

2.2 The CMRT was distributed to all identified suppliers of components or materials containing Conflict Minerals to determine the country of origin of the Conflict Minerals contained therein; whether such Conflict Minerals were sourced from recycled or scrap materials; or whether such Conflict Minerals were otherwise outside of the supply chain as of December 31, 2015. The CMRT requested information on Conflict Minerals in components or materials supplied to TTM during calendar year 2015 and contained representations as to the source and origin of the necessary Conflict Minerals contained in the relevant products.

 

2.3 In addition to identifying suppliers of Conflict Minerals to the Company and conducting the supply-chain survey, TTM’s diligence measures included requesting suppliers to declare if any Conflict Minerals utilized in their products originate in the Covered Countries.

 

2.4 Smelters and refiners identified in the supply-chain survey were compared to the list of smelters that have been validated as “conflict free” by the CFSI.

 

2.5 Tracking of supplier responses was updated weekly and follow-up with unresponsive suppliers was conducted as needed. 100% of PCB suppliers and 97% of E-M Solutions suppliers submitted CMRTs.

 

2.6 Through this supplier survey process, TTM learned that 100% of its PCB suppliers identified all of their source smelters of conflict minerals, but only 84% of suppliers for its E-M Solutions products reported having identified all of their source smelters. TTM is continuing to work with such suppliers to obtain complete and accurate information relating to the source smelters.

Step 3 – Design and Implement a Strategy to Respond to Identified Risks

 

3.1 Results of the supplier survey program were reviewed with senior management monthly from September 2015 to April 2016.

 

3.2 Suppliers that were non-responsive were reviewed with purchasing and sales management for continued business.

 

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3.3 As the Company reported for the year ended December 31, 2014, some of its source smelters for tantalum, tin, tungsten and gold source some portion of their feedstock ores from the Covered Countries. For the calendar year ended December 31, 2015, these smelters included:

 

Tantalum      Conghua Tantalum and Niobium Smeltry    -      China
     Douluoshan Sapphire Rare Metal Co Ltd    -      China
     F & X Electro & Resource Ltd.    -      China
     JiuJiang JinXin Nonferrous Metals Co., Ltd.    -      China
     Jiujiang Tanbre Co., Ltd.    -      China
     Ningxia Orient Tantalum Industry Co., Ltd.    -      China
     Taki Chemicals    -      Japan
     ULBA Metallurgical Plant JSC    -      Kazakhstan
     Zhuzhou Cemented Carbide    -      China
     KEMET Blue Metals    -      Mexico
     H.C. Starck Co., Ltd.    -      Thailand
     H.C. Starck GmbH Goslar    -      Germany
     H.C. Starck GmbH Laufenburg    -      Germany
     H.C. Starck Smelting GmbH & Co. KG    -      Germany
     Global Advanced Metals Boyertown    -      United States
     Global Advanced Metals Aizu    -      Japan
     KEMET Blue Powder    -      United States
Tin      Malaysia Smelting Corporation (MSC)    -      Malaysia
     PT Bukit Timah    -      Indonesia
     Thaisarco    -      Thailand
     Phoenix Metal Ltd.    -      Rwanda
Tungsten      Vietnam Youngsun Tungsten Industry Co., Ltd.    -      Vietnam
     WBH,Wolfram    -      Austria
     Xiamen H.C.    -      China
     Asia Tungsten Products Vietnam Ltd.    -      Vietnam
Gold      Argor-Heraeus S.A.    -      Switzerland
     PAMP S.A.    -      Switzerland
     Rand Refinery (Pty) Ltd.    -      South Africa
     MMTC-PAMP India Pvt., Ltd.    -      India

The smelters listed directly above have been audited in accordance with the CFSI audit program and found to be compliant. The lone exception is for Phoenix Metal Ltd. which has committed to and is currently engaged in the audit process according to CFSI. TTM has no reason to otherwise believe that any of these conflict minerals financed or benefited armed groups that operate in the covered countries of the DRC region.

 

3.4 As noted above, the Company’s supply chain survey did not yield complete source-smelter information from a number of customer-specified suppliers of Conflict Minerals for TTM’s E-M Solutions products. The Company is continuing its efforts to work with such suppliers to ensure complete information is provided to the Company, including the country of origin of the relevant Conflict Minerals and the identity of the source smelters used to process the minerals. As additional information is obtained, the Company will undertake to determine whether such smelters have been certified by CFSI as “conflict-free” or otherwise. In connection with such continuing diligence, the Company intends to increase education of and outreach to its suppliers.

Step 4 – Carry Out Independent Third-Party Audit (IPSA) of Smelter/Refiner’s Due Diligence Practices

 

4.1 TTM supports the CFSI conflict free smelter program as well as the development and implementation of due diligence practices and tools such as the CMRT. TTM analyzed the data received on smelters and refiners and

 

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  compared such information against the list of facilities that have received a “conflict free” designation from the CFSI. However, due to the structure of the Company’s supply chain as noted in the Policy and above, there are generally multiple tiers of suppliers between TTM and the smelters and refiners in the supply chain, and TTM does not purchase raw ore or unrefined Conflict Minerals or make any direct purchases in the Covered Countries. Therefore, as contemplated by the OECD Guidance for “downstream” companies, TTM has not performed its own audits of smelters or refiners. TTM will obtain an IPSA as and when required by Form SD.

Step 5 – Report Annually on Supply Chain Due Diligence

 

5.1 TTM submitted its Form SD with Exhibit 1.01 for the reporting period ended December 31, 2014 to the SEC and posted same on TTM’s external web site on May 14, 2015.

(3)    Products

The Company has identified the following products that may contain Conflict Minerals necessary to the functionality or production of products manufactured, or contracted to manufacture:

As noted in section (1) above, TTM products are the following:

 

  1. Bare Printed circuit boards fabricated to customer specifications, including procurement of heat sinks and their attachments, where applicable, and

 

  2. Electro-Mechanical Solutions including printed circuit assemblies assembled to customer specified bills of materials using customer controlled components from customer approved vendor lists and any other products assembled to customer design and using customer specified suppliers.

As shown in Appendix I, all PCB suppliers not only identified all of their source smelters for gold and tin that are used in PCB surface finishes, but also 63 of 64 source smelters have been audited by CFSI, and the remaining tin smelter is actively seeking CFSI validation. Therefore, in the near future, all of TTM’s PCB conflict minerals source smelters may be validated by CFSI as conflict-free smelters.

(4)    Summary

TTM’s reasonable country of origin inquiry is based on third party audit information and, to the extent that audited information is not available, it draws on additional information that TTM and others have collected. To the extent reasonably possible, TTM has documented the country of origin of identified smelters and refiners based on information from the CFSI, surveys of smelters and refiners, and/or third party reviews of publicly available information. However, some country of origin information has not been audited by a third party because, among other reasons, applicable smelters and refiners have gone out of operation before completing a third party audit, smelters and refiners have not gone through a third party audit, or the third party audit does not yet include reporting of country of origin information. TTM believes that the applicable conflict minerals smelters for 100% of its PCB product supplies have been identified, but available supplier information indicates that this is not yet true for its E-M Solutions products. Nevertheless, based on the information provided by TTM’s suppliers, smelters, and refiners, as well as from the CFSI and other sources, TTM believes that the Conflict Minerals contained in its products were processed in the countries listed in the Annexes below and has indicated where the smelters have previously been audited by CFSI and found to be sourcing conflict free, or are working with CFSI to be audited in the future.

TTM’s customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials, components and suppliers we use, which limits our ability to exercise discretion in sourcing certain materials and components, and our ability to influence the supply chain practices of suppliers. Accordingly, the Company’s success in making determinations about the potential presence of Conflict Minerals in its products depends upon various factors including, but not limited to, (i) the respective due diligence efforts of its suppliers and their supply chain; (ii) such suppliers’ respective willingness, whether public or private entities, to disclose such information to the Company; and (iii) the ability of the involved entities to make their determinations in accordance with nationally or internationally recognized standards, including the Guidance provided by the OECD. The failure to obtain reliable information from any level of TTM’s supply chain could have a material impact on the Company’s future ability to report on the presence of Conflict Minerals with any degree of certainty. There can be no assurance that the Company’s suppliers will continue to cooperate with diligence inquiries and requests for certifications or provide documentation or other evidence that TTM considers reliable or in a time frame sufficient to allow the Company to make its own assessment following appropriate further diligence measures, if any.

 

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Appendix I

Source conflict minerals smelters for PCB global operations during 2015

 

Appendix II

Source conflict minerals smelters for E-M Solutions global operations during 2015

 

5

Appendix I

Conflict Minerals Sources to TTM PCB Global Operations

2015

 

Metal (*)

    Metal
Total		   

Smelter Name (*)

   

Smelter Country (*)

    Validated
CFS?

Gold

       AngloGold Ashanti Córrego do Sítio Mineração    BRAZIL    Y

Gold

       Argor-Heraeus SA    SWITZERLAND    Y

Gold

       CCR Refinery – Glencore Canada Corporation    CANADA    Y

Gold

       Chimet S.p.A.    ITALY    Y

Gold

       Heimerle + Meule GmbH    GERMANY    Y

Gold

       Heraeus Ltd. Hong Kong    CHINA    Y

Gold

       Heraeus Precious Metals GmbH & Co. KG    GERMANY    Y

Gold

       Johnson Matthey Inc.    UNITED STATES    Y

Gold

       Materion    UNITED STATES    Y

Gold

       Metalor Technologies (Hong Kong) Ltd.    CHINA    Y

Gold

       Metalor Technologies SA    SWITZERLAND    Y

Gold

       Metalor USA Refining Corporation    UNITED STATES    Y

Gold

       METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V    MEXICO    Y

Gold

       Ohio Precious Metals, LLC    UNITED STATES    Y

Gold

       PAMP SA    SWITZERLAND    Y

Gold

       Rand Refinery (Pty) Ltd.    SOUTH AFRICA    Y

Gold

       Republic Metals Corporation    UNITED STATES    Y

Gold

       Royal Canadian Mint    CANADA    Y

Gold

       Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    Y

Gold

       Sumitomo Metal Mining Co., Ltd.    JAPAN    Y

Gold

       Tanaka Kikinzoku Kogyo K.K.    JAPAN    Y

Gold

       The Refinery of Shandong Gold Mining Co., Ltd.    CHINA    Y

Gold

       Umicore SA Business Unit Precious Metals Refining    BELGIUM    Y

Gold

       United Precious Metal Refining, Inc.    UNITED STATES    Y

Gold

       Valcambi SA    SWITZERLAND    Y

Gold

       Western Australian Mint trading as The Perth Mint    AUSTRALIA    Y

Gold

       Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    Y

Gold

    27    PCB Gold Source Smelters      

Tin

       Alpha    UNITED STATES    Y

Tin

       Cooperativa Metalurgica de Rondônia Ltda.    BRAZIL    Y

Tin

       CV Serumpun Sebalai    INDONESIA    Y

Tin

       CV United Smelting    INDONESIA    Y

Tin

       CV Venus Inti Perkasa    INDONESIA    Y

Tin

       Dowa    JAPAN    Y

Tin

       EM Vinto    BOLIVIA    Y

Tin

       Fenix Metals    POLAND    Y

Tin

       Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    Y

Tin

       Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    Y

Tin

       Malaysia Smelting Corporation (MSC)    MALAYSIA    Y

Tin

       Mineração Taboca S.A.    BRAZIL    Y

Tin

       Minsur    PERU    Y

Tin

       Mitsubishi Materials Corporation    JAPAN    Y

Tin

       Operaciones Metalurgical S.A.    BOLIVIA    Y

Tin

       PT Aries Kencana Sejahtera    INDONESIA    Y

Tin

       PT Bangka Tin Industry    INDONESIA    Y

Tin

       PT Bukit Timah    INDONESIA    Y

Tin

       PT DS Jaya Abadi    INDONESIA    Y

Tin

       PT Eunindo Usaha Mandiri    INDONESIA    Y

Tin

       PT Inti Stania Prima    INDONESIA    Y

Tin

       PT Mitra Stania Prima    INDONESIA    Y

Tin

       PT Panca Mega Persada    INDONESIA    Y

 

Appendix I – Page 1

Tin

       PT Refined Bangka Tin    INDONESIA    Y

Tin

       PT Sariwiguna Binasentosa    INDONESIA    Y

Tin

       PT Stanindo Inti Perkasa    INDONESIA    Y

Tin

       PT Timah (Persero) Tbk Kundur    INDONESIA    Y

Tin

       PT Timah (Persero) Tbk Mentok    INDONESIA    Y

Tin

       PT Tinindo Inter Nusa    INDONESIA    Y

Tin

       Thaisarco    THAILAND    Y

Tin

       White Solder Metalurgia e Mineração Ltda.    BRAZIL    Y

Tin

       Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    Active

Tin

       Yunnan Tin Group (Holding) Company Limited    CHINA    Y

Tin

    33    PCB Tin Smelters      
   60    Total PCB Source Smelters      

 

Appendix I – Page 2

Appendix II

Conflict Minerals Sources to E-M Solutions Global Operations

2015

 

Metal (*)

   

Metal
Total

   

Smelter Name (*)

   

Smelter Country (*)

    Validated
CFS?
Gold       Advanced Chemical Company    UNITED STATES    Active
Gold       Aida Chemical Industries Co., Ltd.    JAPAN    Y
Gold       Aktyubinsk Copper Company TOO    KAZAKHSTAN   
Gold       Al Etihad Gold Refinery DMCC    UAE   
Gold       Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY    Y
Gold       Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    Active
Gold       AngloGold Ashanti Córrego do Sítio Mineração    BRAZIL    Y
Gold       Argor-Heraeus SA    SWITZERLAND    Y
Gold       Asahi Pretec Corporation    JAPAN    Y
Gold       Asaka Riken Co., Ltd.    JAPAN    Y
Gold       Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    TURKEY   
Gold       AURA-II    UNITED STATES   
Gold       Aurubis AG    GERMANY    Y
Gold       BALORE REFINERSGA    INDIA   
Gold       Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    Y
Gold       Bauer Walser AG    GERMANY   
Gold       Boliden AB    SWEDEN    Y
Gold       C. Hafner GmbH + Co. KG    GERMANY    Y
Gold       Caridad    MEXICO   
Gold       CCR Refinery – Glencore Canada Corporation    CANADA    Y
Gold       Cendres + Métaux SA    SWITZERLAND    Active
Gold       Changsha South Tantalum Niobium Co., Ltd.    CHINA   
Gold       Chimet S.p.A.    ITALY    Y
Gold       China Golddeal Investment Co., Ltd    CHINA   
Gold       China National Gold Group Corp.    CHINA   
Gold       Chugai Mining    JAPAN   
Gold       CID002863    INDIA   
Gold       Daejin Indus Co., Ltd.    KOREA, REPUBLIC OF    Active
Gold       Daye Non-Ferrous Metals Mining Ltd.    CHINA   
Gold       Do Sung Corporation    KOREA, REPUBLIC OF    Active
Gold       Doduco    GERMANY    Y
Gold       Dowa    JAPAN    Y
Gold       Eco-System Recycling Co., Ltd.    JAPAN    Y
Gold       electro metals    UNITED STATES   
Gold       Emirates Gold DMCC    UAE    Y
Gold       ERCEI    France   
Gold       Faggi Enrico S.p.A.    ITALY    Active
Gold       Feinhütte Halsbrücke GmbH    Germany   
Gold       Fidelity Printers and Refiners Ltd.    ZIMBABWE   
Gold       Gansu Seemine Material Hi-Tech Co., Ltd.    CHINA   
Gold       Gansu-based Baiyin Nonferrous Metals Corporation (BNMC)    CHINA   
Gold       Geib Refining Corporation    UNITED STATES    Active
Gold       Guangdong Jinding Gold Limited    CHINA   
Gold       Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CHINA   
Gold       Hangzhou Fuchunjiang Smelting Co., Ltd.    CHINA   

 

Appendix II – Page 1

Gold       Hawkins Inc    UNITED STATES   
Gold       Heesung Catalysts    KOREA, REPUBLIC OF   
Gold   

                

   Heimerdinger    GERMANY   
Gold       Heimerle + Meule GmbH    GERMANY    Y
Gold       Henan Sanmenxia Lingbao Jinyuan Mining Co., Ltd.    CHINA   
Gold       Henan Yuguang Gold & Lead Co., Ltd.    CHINA   
Gold       Heraeus Ltd. Hong Kong    CHINA    Y
Gold       Heraeus Precious Metals GmbH & Co. KG    GERMANY    Y
Gold       Hunan Chenzhou Mining Group Co., Ltd.    CHINA   
Gold       Hutti Gold Mines Co.    INDIA   
Gold       Hwasung CJ Co., Ltd.    KOREA, REPUBLIC OF   
Gold       Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited    CHINA   
Gold       inovan gmbh    GERMANY   
Gold       Ishifuku Metal Industry Co., Ltd.    JAPAN    Y
Gold       Istanbul Gold Refinery    TURKEY    Y
Gold       Japan Mint    JAPAN    Y
Gold       Jiangxi Copper Company Limited    CHINA    Y
Gold       Jin Jinyin refining company limited    CHINA   
Gold       Johnson Matthey Inc.    UNITED STATES    Y
Gold       Johnson Matthey Limited    CANADA    Y
Gold       JSC Ekaterinburg Non-Ferrous Metal Processing Plant    RUSSIAN FEDERATION    Y
Gold       JSC Uralelectromed    RUSSIAN FEDERATION    Y
Gold       JX Nippon Mining & Metals Co., Ltd.    JAPAN    Y
Gold       K.A Rasmussen as    NORWAY   
Gold       Kaloti Precious Metals    UAE   
Gold       Kazakhmys Smelting LLC    KAZAKHSTAN   
Gold       Kazzinc    KAZAKHSTAN    Y
Gold       Kennecott Utah Copper LLC    UNITED STATES    Y
Gold       KGHM Polska Miedź Spółka Akcyjna    POLAND    Active
Gold       Kojima Chemicals Co., Ltd.    JAPAN    Y
Gold       Korea Metal Co., Ltd.    KOREA, REPUBLIC OF   
Gold       Korea Zinc Co. Ltd.    KOREA, REPUBLIC OF    Active
Gold       Kyrgyzaltyn JSC    KYRGYZSTAN   
Gold       L’ azurde Company For Jewelry    SAUDI ARABIA   
Gold       Lingbao Gold Company Limited    CHINA   
Gold       Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CHINA   
Gold       LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    Y
Gold       Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CHINA   
Gold       Materion    UNITED STATES    Y
Gold       Matsuda Sangyo Co., Ltd.    JAPAN    Y
Gold       Mead Metals    UNITED STATES   
Gold       Metahub Industries Sdn. Bhd.    MALAYSIA   
Gold       Metalor Technologies (Hong Kong) Ltd.    CHINA    Y
Gold       Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    Y
Gold       Metalor Technologies (Suzhou) Ltd.    CHINA    Active
Gold       Metalor Technologies SA    SWITZERLAND    Y
Gold       Metalor USA Refining Corporation    UNITED STATES    Y
Gold       METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V    MEXICO    Y
Gold       Minsur Mines    PERU   

 

Appendix II – Page 2

Gold

       Mitsubishi Materials Corporation    JAPAN    Y
Gold       Mitsui Mining and Smelting Co., Ltd.    JAPAN    Y
Gold       MMTC-PAMP India Pvt., Ltd.    INDIA    Y
Gold       Morris and Watson    NEW ZEALAND   
Gold       Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION    Y
Gold       MPF    France   
Gold                        Nadir Metal Rafineri San. Ve Tic. A.Ş.    TURKEY    Y
Gold       Navoi Mining and Metallurgical Combinat    UZBEKISTAN    Active
Gold       Nihon Material Co., Ltd.    JAPAN    Y
Gold       Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    Y
Gold       Ohio Precious Metals, LLC    UNITED STATES    Y
Gold       Ohura Precious Metal Industry Co., Ltd.    JAPAN    Y
Gold       OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)    RUSSIAN FEDERATION    Y
Gold       OJSC Kolyma Refinery    RUSSIAN FEDERATION   
Gold       OJSC Novosibirsk Refinery    RUSSIAN FEDERATION    Y
Gold       PAMP SA    SWITZERLAND    Y
Gold       Penglai Penggang Gold Industry Co., Ltd.    CHINA   
Gold       Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION    Y
Gold       PT Aneka Tambang (Persero) Tbk    INDONESIA    Y
Gold       PX Précinox SA    SWITZERLAND    Y
Gold       Rand Refinery (Pty) Ltd.    SOUTH AFRICA    Y
Gold       Remondis Argentia    NETHERLANDS   
Gold       Republic Metals Corporation    UNITED STATES    Y
Gold       Royal Canadian Mint    CANADA    Y
Gold    119    Sabin Metal Corp.    UNITED STATES   
Gold       Samduck Precious Metals    KOREA, REPUBLIC OF    Active
Gold       SAMWON Metals Corp.    KOREA, REPUBLIC OF   
Gold       Sanmenxia HengSheng    CHINA   
Gold       SAXONIA Edelmetalle GmbH    GERMANY    Active
Gold       Schone Edelmetaal    NETHERLANDS    Y
Gold       SEMPSA Joyería Platería SA    SPAIN    Y
Gold       Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CHINA   
Gold       Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    Y
Gold       Shandong Zhaoyuan    CHINA   
Gold       Shangdong Humon Smelting Co., Ltd.    CHINA   
Gold       Shanghai Gold Exchan    CHINA   
Gold       Shenzhen Zhonghenglong Real Industry Co., Ltd.    CHINA   
Gold       Sichuan Tianze Precious Metals Co., Ltd.    CHINA    Y
Gold       Singway Technology Co., Ltd.    TAIWAN    Y
Gold       So Accurate Group, Inc.    UNITED STATES   
Gold       SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION    Y
Gold       Solar Applied Materials Technology Corp.    TAIWAN    Y
Gold       Sumitomo Metal Mining Co., Ltd.    JAPAN    Y
Gold       Super Dragon Technology Co., Ltd.    TAIWAN   
Gold       T.C.A S.p.A    ITALY    Y
Gold       Taizhou Chang San Jiao Electric Company    CHINA   
Gold       Tanaka Kikinzoku Kogyo K.K.    JAPAN    Y
Gold       The Great Wall Gold and Silver Refinery of China    CHINA   
Gold       The Hutti Gold Company    INDIA   
Gold       The Refinery of Shandong Gold Mining Co., Ltd.    CHINA    Y

 

Appendix II – Page 3

Gold

       Tokuriki Honten Co., Ltd.    JAPAN    Y

Gold

       Tongling Nonferrous Metals Group Co., Ltd.    CHINA   

Gold

       Torecom    KOREA, REPUBLIC OF    Active

Gold

       Umicore Brasil Ltda.    BRAZIL    Y

Gold

       Umicore Precious Metals Thailand    THAILAND    Y

Gold

       Umicore SA Business Unit Precious Metals Refining    BELGIUM    Y

Gold

       United Precious Metal Refining, Inc.    UNITED STATES    Y

Gold

       Valcambi SA    SWITZERLAND    Y

Gold

       W.C. Heraeus GmbH    GERMANY   

Gold

                        WATANABE ELECTRIC    JAPAN   

Gold

       WATANABE PLATING    JAPAN   

Gold

       Western Australian Mint trading as The Perth Mint    AUSTRALIA    Y

Gold

       WIELAND Edelmetalle GmbH    GERMANY    Active

Gold

       Yamamoto Precious Metal Co., Ltd.    JAPAN    Y

Gold

       Yantai Zhaojinlufu    CHINA   

Gold

       Yokohama Metal Co., Ltd.    JAPAN    Y

Gold

       Yunnan Copper Industry Co., Ltd.    CHINA   

Gold

       Yunnan Metallurgical    CHINA   

Gold

       zhaojinjinyinyelian    CHINA   

Gold

       Zhongkuang Gold Industry Co., Ltd.    CHINA   

Gold

       Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    Y

Gold

       Zhuzhou Smelting Group Co., Ltd.    CHINA   

Gold

       Zijin Mining Group Co., Ltd. Gold Refinery    CHINA    Y

Gold

       LOGO    CHINA   

Gold

       LOGO    CHINA   

Gold

       LOGO    CHINA   

Gold

    170    Assembly Reported Gold Smelters      

Tantalum

       A.L.M.T. TUNGSTEN Corp.    JAPAN   

Tantalum

       A.M.P.E.R.E. Deutsch    GERMANY   

Tantalum

       Advanced Metallurgical Group N.V. (AMG)    UNITED STATES   

Tantalum

       AGL    UNITED STATES   

Tantalum

       ALMT    CHINA   

Tantalum

       BÖHLER Schmiedetechn    AUSTRIA   

Tantalum

       Changsha South Tantalum Niobium Co., Ltd.    CHINA    Y

Tantalum

       Chaozhou Xianglu Tun    CHINA   

Tantalum

       China National Nonfe    China   

Tantalum

       Conghua Tantalum and Niobium Smeltry    CHINA    Y

Tantalum

       D Block Metals, LLC    UNITED STATES    Y

Tantalum

       Designed Alloy Produ    UNITED STATES   

Tantalum

       Duoluoshan    CHINA    Y

Tantalum

       Exotech Inc.    UNITED STATES    Y

Tantalum

       F&X Electro-Materials Ltd.    CHINA    Y

Tantalum

       FIR Metals & Resource Ltd.    CHINA    Y

Tantalum

       Global Advanced Metals Aizu    JAPAN    Y

Tantalum

       Global Advanced Metals Boyertown    UNITED STATES    Y

Tantalum

       GTP Corp.    UNITED STATES   

Tantalum

       Guangdong Zhiyuan New Material Co., Ltd.    CHINA    Y

Tantalum

       Guixi smelting plant    China   

Tantalum

       Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch    CHINA   

Tantalum

       H.C. Starck Co., Ltd.    THAILAND    Y

Tantalum

       H.C. Starck GmbH Goslar    GERMANY    Y

Tantalum

       H.C. Starck GmbH Laufenburg    GERMANY    Y

Tantalum

       H.C. Starck Hermsdorf GmbH    GERMANY    Y

Tantalum

       H.C. Starck Inc.    UNITED STATES    Y

Tantalum

       H.C. Starck Ltd.    JAPAN    Y

 

Appendix II – Page 4

Tantalum       H.C. Starck Smelting GmbH & Co.KG    GERMANY    Y
Tantalum       Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    Y
Tantalum       Heraeus Material Technology GmbH null KG (Heraeus Holding GmbH)    GERMANY   
Tantalum       Hi-Temp Specialty Metals, Inc.    UNITED STATES    Y
Tantalum       Jade-Sterling    UNITED STATES   
Tantalum       Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA    Y
Tantalum       JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    Y
Tantalum                        Jiujiang Tanbre Co., Ltd.    CHINA    Y
Tantalum       Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA    Y
Tantalum       KEMET Blue Metals    MEXICO    Y
Tantalum       KEMET Blue Powder    UNITED STATES    Y
Tantalum       Kennametal inc    UNITED STATES   
Tantalum       King-Tan Tantalum Industry Ltd.    CHINA    Y
Tantalum       LSM Brasil S.A.    BRAZIL    Y
Tantalum       Metallurgical Products India Pvt., Ltd.    INDIA    Y
Tantalum       Mineração Taboca S.A.    BRAZIL    Y
Tantalum       Mitsui Mining & Smelting    JAPAN    Y
Tantalum       Molycorp Silmet A.S.    ESTONIA    Y
Tantalum       Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    Y
Tantalum       Plansee SE Liezen    AUSTRIA    Y
Tantalum       Plansee SE Reutte    AUSTRIA    Y
Tantalum       PM Kalco Inc    UNITED STATES   
Tantalum       QuantumClean    UNITED STATES    Y
Tantalum       Resind Indústria e Comércio Ltda    BRAZIL    Y
Tantalum       RFH Tantalum Smeltry Co., Ltd.    CHINA    Y
Tantalum       SANDVIK HARD MAT.    France   
Tantalum       Shanghai Jiangxi Metals Co. Ltd    China   
Tantalum       Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION    Y
Tantalum       Taki Chemicals    JAPAN    Y
Tantalum       Tantalum Mining Corp. of Canada Ltd    CANADA   
Tantalum       Telex Metals    UNITED STATES    Y
Tantalum       Tranzact, Inc.    UNITED STATES    Y
Tantalum       Ulba Metallurgical Plant JSC    KAZAKHSTAN    Y
Tantalum       WBH AG    AUSTRIA   
Tantalum       XinXing HaoRong Electronic Material Co., Ltd.    CHINA    Y
Tantalum       Yao gang xian mining    CHINA   
Tantalum       Yichun Jin Yang Rare Metal Co., Ltd.    CHINA    Y
Tantalum       Zhuzhou Cemented Carbide    CHINA    Y
Tantalum        66    Assembly Reported Tantalum Smelters      
Tin       AFICA    France   
Tin       ALLTECH METAL    France   
Tin       Alpha    UNITED STATES    Y
Tin       AMPERE    France   
Tin       An Vinh Joint Stock Mineral Processing Company    VIETNAM    Active
Tin       Atlas Pacific    UNITED STATES   
Tin       Aurubis Netherlands    NETHERLANDS   
Tin       B T Solders Pvt Ltd    INDIA   
Tin       BALVER ZINN    GERMANY   
Tin       Best Metais e Solda    BRAZIL   
Tin       Brinkmann Chemie AG    GERMANY   
Tin       CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda.    BRAZIL   
Tin       Chemtreat Consultant    INDIA   
Tin       Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    Active
Tin       CHIA FAR    TAIWAN   

 

Appendix II – Page 5

Tin       China Tin Group Co., Ltd.    CHINA    Y
Tin       CIMSA, S.A.    SPAIN   
Tin       CNMC (Guangxi) PGMA Co., Ltd.    CHINA   
Tin       Colonial Metals    UNITED STATES   
Tin       Cooperativa Metalurgica de Rondônia Ltda.    BRAZIL    Y
Tin       COPPER 100    BRAZIL   
Tin       CV Ayi Jaya    INDONESIA    Y
Tin       CV Dua Sekawan    INDONESIA    Active
Tin       CV Duta Putra Bangka    INDONESIA   
Tin       CV Gita Pesona    INDONESIA    Y
Tin       CV Serumpun Sebalai    INDONESIA    Y
Tin       CV United Smelting    INDONESIA    Y
Tin       CV Venus Inti Perkasa    INDONESIA    Y
Tin       Dowa    JAPAN    Y
Tin       Dr.ing.Max Schloette    GERMANY   
Tin                        Eagle Brass    UNITED STATES   
Tin       Egli Fischer    SWITZERLAND   
Tin       Electroloy Metal (Shenzhen) Co. ltd.    CHINA   
Tin       Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    VIETNAM    Active
Tin       Elmet S.L.U (Metallo Group)    SPAIN    Y
Tin       EM Vinto    BOLIVIA    Y
Tin       Estanho de Rondônia S.A.    BRAZIL   
Tin       Feinhütte Halsbrücke GmbH    GERMANY   
Tin       Fenix Metals    POLAND    Y
Tin       Fuji Metal Mining Corp.    TAIWAN   
Tin       Furukawa Electric    JAPAN   
Tin       GA AVRIL    UNITED STATES   
Tin       Gejiu Fengming Metallurgy Chemical Plant    CHINA    Active
Tin       Gejiu Jinye Mineral Company    CHINA    Active
Tin       Gejiu Kai Meng Industry and Trade LLC    CHINA    Active
Tin       Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    Y
Tin       Gejiu YunXin Colored Electrolysis Ltd    CHINA   
Tin       Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA    Active
Tin       Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA   
Tin       Glencore    CANADA   
Tin       Global Advanced Metals Pty Ltd    AUSTRALIA   
Tin       H. Kramer & Co.    UNITED STATES   
Tin       Hayes Metals Pty Ltd    NEW ZEALAND   
Tin       HongQiao metal parts    CHINA   
Tin       HUAHONG CO., LTD    CHINA   
Tin       Huanggang Tongding    CHINA   
Tin       HuiChang Hill Tin Industry Co., Ltd.    CHINA    Active
Tin       Huichang Jinshunda Tin Co., Ltd.    CHINA   
Tin       Impag AG CH-Zürich    SWITZERLAND   
Tin       Ind. Minera Mexico    MEXICO   
Tin       Indonesia Tin Corp    INDONESIA   
Tin       Ing.Josef Kořínek    CZECH REPUBLIC   
Tin       i-TSCL    GERMANY   
Tin       Jiangxi Ketai Advanced Material Co., Ltd.    CHINA    Y
Tin       Jiangxi Shunda Huichang Kam Tin Co., Ltd.    CHINA   
Tin       KARAS PLATING LTD    UNITED KINGDOM   
Tin       KIESOW DR. BRINKMANN    GERMANY   
Tin       KME France    FRANCE   
Tin       KME Germany    GERMANY   

 

Appendix II – Page 6

Tin       Koepp Schaum GmbH    GERMANY   
Tin       Kunshan Chengli Tin Co., Ltd    CHINA   
Tin       Laibin Huaxi Smelting Co., Ltd    CHINA   
Tin       Linwu Xianggui Ore Smelting Co., Ltd.    CHINA   
Tin       M&R Claushuis BV    NETHERLANDS   
Tin       Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    Y
Tin       Malaysia Smelting Corporation (MSC)    MALAYSIA    Y
Tin       MANAAS MEYERLARGICAL    INDIA   
Tin       MBO    FRANCE   
Tin                        MEDEKO CAST s.r.o.    SLOVAKIA (Slovak Republic)   
Tin       Melt Metais e Ligas S/A    BRAZIL    Y
Tin       Metallic Resources, Inc.    UNITED STATES    Y
Tin       Metallo-Chimique N.V.    BELGIUM    Y
Tin       Metallum Metal Tradi    SWITZERLAND   
Tin       Minchai Metal Indust    TAIWAN   
Tin       Mineração Taboca S.A.    BRAZIL    Y
Tin       Mineral-Metal s.r.o.    CZECH REPUBLIC   
Tin       Minsur    PERU    Y
Tin       Mitsubishi Materials Corporation    JAPAN    Y
Tin       Monette    GERMANY   
Tin       Nankang Nanshan Tin Manufactory Co., Ltd.    CHINA   
Tin       Neuhaus    GERMANY   
Tin       Nghe Tinh Non-Ferrous Metals Joint Stock Company    VIETNAM    Active
Tin       Nippon Micrometal Corp.    JAPAN   
Tin       Nohon Superior Co.,    JAPAN   
Tin       Norteña de Metales, SA    Spain   
Tin       Novosibirsk Processing Plant Ltd.    RUSSIAN FEDERATION   
Tin       O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    Y
Tin       O.M. Manufacturing Philippines, Inc.    PHILIPPINES    Y
Tin       Operaciones Metalugicas SA.    INDONESIA   
Tin       Operaciones Metalurgical S.A.    BOLIVIA    Y
Tin       Phoenix Metal Ltd.    RWANDA    Active
Tin       PIREKS    TURKEY   
Tin       Prifer Com de Sucata    BRAZIL   
Tin       PT Alam Lestari Kencana    INDONESIA   
Tin       PT Aries Kencana Sejahtera    INDONESIA    Y
Tin       PT Artha Cipta Langgeng    INDONESIA    Y
Tin       PT ATD Makmur Mandiri Jaya    INDONESIA    Y
Tin       PT Babel Inti Perkasa    INDONESIA    Y
Tin       PT Bangka Kudai Tin    INDONESIA   
Tin       PT Bangka Prima Tin    INDONESIA    Y
Tin       PT Bangka Putra Karya    INDONESIA   
Tin       PT Bangka Timah Utama Sejahtera    INDONESIA   
Tin       PT Bangka Tin Industry    INDONESIA    Y
Tin       PT Belitung Industri Sejahtera    INDONESIA    Y
Tin       PT BilliTin Makmur Lestari    INDONESIA    Y
Tin       PT Bukit Timah    INDONESIA    Y
Tin       PT Cipta Persada Mulia    INDONESIA    Y
Tin       PT DS Jaya Abadi    INDONESIA    Y
Tin       PT Eunindo Usaha Mandiri    INDONESIA    Y
Tin       PT Fang Di MulTindo    INDONESIA   
Tin       PT Inti Stania Prima    INDONESIA    Y
Tin       PT Justindo    INDONESIA    Y
Tin       PT Karimun Mining    INDONESIA    Active
Tin       PT Mitra Stania Prima    INDONESIA    Y

 

Appendix II – Page 7

Tin       PT Panca Mega Persada    INDONESIA    Y
Tin       PT Pelat Timah Nusantara Tbk    INDONESIA   
Tin       PT Prima Timah Utama    INDONESIA    Y
Tin       PT Refined Bangka Tin    INDONESIA    Y
Tin       PT Sariwiguna Binasentosa    INDONESIA    Y
Tin       PT Seirama Tin Investment    INDONESIA   
Tin       PT Stanindo Inti Perkasa    INDONESIA    Y
Tin       PT Sukses Inti Makmur    INDONESIA    Y
Tin                        PT Sumber Jaya Indah    INDONESIA    Y
Tin       PT Supra Sukses Trinusa    INDONESIA   
Tin       PT Timah (Persero) Tbk Kundur    INDONESIA    Y
Tin       PT Timah (Persero) Tbk Mentok    INDONESIA    Y
Tin       PT Tinindo Inter Nusa    INDONESIA    Y
Tin       PT Tirus Putra Mandiri    INDONESIA   
Tin       PT Tommy Utama    INDONESIA    Y
Tin       PT Wahana Perkit Jaya    INDONESIA    Y
Tin       Resind Indústria e Comércio Ltda    BRAZIL    Y
Tin       REYNOLDS    FRANCE   
Tin       Rui Da Hung    TAIWAN    Y
Tin       SAN-ETSU METALS    JAPAN   
Tin       SARBAK    TURKEY   
Tin       Senju Metal Industry Co., Ltd.    MALAYSIA   
Tin       Sevotrans    GERMANY   
Tin       Shanghai Hubao Coppe    CHINA   
Tin       Sipi Metals Corp    UNITED STATES   
Tin       Smclting&Refining    THAILAND   
Tin       Soft Metais Ltda.    BRAZIL    Y
Tin       SORIMETAL    FRANCE   
Tin       Super Ligas    BRAZIL   
Tin       swissmetal    SWITZERLAND   
Tin       Swopes Salvage    UNITED STATES   
Tin       Tambang Timah    INDONESIA   
Tin       Teck Metals Ltd    CANADA   
Tin       Termomecanica    BRAZIL   
Tin       Thaisarco    THAILAND    Y
Tin       ThyssenKrupp    GERMANY   
Tin       Timah    INDONESIA   
Tin       TODINI AND CO SPA    ITALY   
Tin       Tuyen Quang Non-Ferrous Metals Joint Stock Company    VIETNAM    Active
Tin       Univertical Corp    UNITED STATES   
Tin       Vitkovicke slevarny    CZECH REPUBLIC   
Tin       VQB Mineral and Trading Group JSC    VIETNAM    Y
Tin       Watanabe Plating co.    JAPAN   
Tin       Westfalenzinn J. Jos    GERMANY   
Tin       Westmetall GmbH & Co.KG    GERMANY   
Tin       White Solder Metalurgia e Mineração Ltda.    BRAZIL    Y
Tin       Wieland Metals    UNITED STATES   
Tin       Winter Metalle GmbH    GERMANY   
Tin       Xianghualing Tin Industry Co., Ltd.    CHINA   
Tin       Yifeng Tin Industry (Chenzhou) Co Ltd    CHINA   
Tin       Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    Active
Tin       Yunnan Gejiu Jinye Minerals    CHINA   
Tin       Yunnan Tin Group (Holding) Company Limited    CHINA    Y
Tin       LOGO    CHINA   
Tin    178    Assembly Reported Tin Smelters      
Tungsten       A.L.M.T. TUNGSTEN Corp.    JAPAN    Y

 

Appendix II – Page 8

Tungsten       ACL Metais Eireli    BRAZIL    Active
Tungsten       Alloys Imphy    France   
Tungsten       Asia Tungsten Products Vietnam Ltd.    VIETNAM    Y
Tungsten       AVX Corporation    UNITED STATES   
Tungsten       Cabot Corporation    UNITED STATES   
Tungsten                        Canon-Muskegon Corp    UNITED STATES   
Tungsten       Chenzhou Diamond Tungsten Products Co., Ltd.    China    Y
Tungsten       Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    Y
Tungsten       Dayu Jincheng Tungsten Industry Co., Ltd.    CHINA   
Tungsten       Dayu Weiliang Tungsten Co., Ltd.    CHINA   
Tungsten       Exotech.Inc    KAZAKHSTAN   
Tungsten       Fujian Jinxin Tungsten Co., Ltd.    CHINA    Y
Tungsten       Ganxian Shirui New Material Co., Ltd.    CHINA   
Tungsten       Ganzhou Haichuang Tungsten Industry Co., Ltd.    CHINA   
Tungsten       Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA    Y
Tungsten       Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA    Y
Tungsten       Ganzhou Non-ferrous Metals Smelting Co., Ltd.    CHINA   
Tungsten       Ganzhou Seadragon W & Mo Co., Ltd.    CHINA    Y
Tungsten       Ganzhou Sinda W&MO Co.,Ltd    CHINA   
Tungsten       Ganzhou Yatai Tungsten Co., Ltd.    CHINA    Y
Tungsten       Gerard Daniel Worldw    UNITED STATES   
Tungsten       Global Tungsten & Powders Corp.    UNITED STATES    Y
Tungsten       Guangdong Xianglu Tungsten Co., Ltd.    CHINA    Y
Tungsten       H.C. Starck GmbH    GERMANY    Y
Tungsten       H.C. Starck Smelting GmbH & Co.KG    GERMANY    Y
Tungsten       Hunan Chenzhou Mining Group Co., Ltd.    CHINA    Y
Tungsten       Hunan Chuangda Metallurgy Group Co. Ltd.    CHINA   
Tungsten       Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA    Y
Tungsten       Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin    CHINA    Active
Tungsten       Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA    Y
Tungsten       Hydrometallurg, JSC    RUSSIAN FEDERATION    Y
Tungsten       Japan New Metals Co., Ltd.    JAPAN    Y
Tungsten       Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    Active
Tungsten       Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    Y
Tungsten       Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CHINA   
Tungsten       Jiangxi Richsea New Materials Co., Ltd.    CHINA   
Tungsten       Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    Active
Tungsten       Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    Active
Tungsten       Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    CHINA    Y
Tungsten       Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    Active
Tungsten       Jiujiang Tanbre    CHINA   
Tungsten       Kennametal Fallon    UNITED STATES    Active
Tungsten       Kennametal Huntsville    UNITED STATES    Y
Tungsten       Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd    CHINA   
Tungsten       Malipo Haiyu Tungsten Co., Ltd.    CHINA    Y
Tungsten       Niagara Refining LLC    UNITED STATES    Y
Tungsten       Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    VIETNAM    Y
Tungsten       Pobedit, JSC    RUSSIAN FEDERATION   
Tungsten       Sanher Tungsten Vietnam Co., Ltd.    VIETNAM    Active
Tungsten       Tejing (Vietnam) Tungsten Co., Ltd.    VIETNAM    Y
Tungsten       ugitech    France   
Tungsten       Vietnam Youngsun Tungsten Industry Co., Ltd.    VIETNAM    Y
Tungsten       Wolfram Bergbau und Hütten AG    AUSTRIA    Y
Tungsten       Wolfram Company CJSC    RUSSIAN FEDERATION   
Tungsten       W-Si target    JAPAN   

 

Appendix II – Page 9

Tungsten       Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    Y
Tungsten       Xiamen Tungsten Co., Ltd.    CHINA    Y
Tungsten       Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    Active
Tungsten                        Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CHINA    Y
Tungsten    60    Assembly Reported Tungsten Smelters      
   474    Total Assembly Reported Source Smelters      

 

Appendix II – Page 10