-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FNdwiv8hGof1ixFqqxAB1fxhf68d3KNmlu62fjVs4HqRnF9je6X+oC1t/hchCcW3 B0Tt5ttZreLIuvvJaQKzbA== 0000950153-01-000228.txt : 20010223 0000950153-01-000228.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950153-01-000228 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: BROCKWAY MORAN & PARTNERS FUND LP GROUP MEMBERS: BROCKWAY, MORAN & PARTNERS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TTM TECHNOLOGIES INC CENTRAL INDEX KEY: 0001116942 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 911033443 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-61057 FILM NUMBER: 1546235 BUSINESS ADDRESS: STREET 1: 17550 NE 67TH COURT CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 4258837575 MAIL ADDRESS: STREET 1: 17550 NE 67TH COURT CITY: REDMOND STATE: WA ZIP: 98052 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROCKWAY MORAN & PARTNERS FUND LP CENTRAL INDEX KEY: 0001062539 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 650832704 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 225 E. MIZNER BLVD., 7TH FLOOR CITY: BOCA RATON STATE: FL ZIP: 33432 BUSINESS PHONE: 5617502000 SC 13G 1 p64618sc13g.txt SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- SCHEDULE 13G UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 TTM TECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 87305R109 (CUSIP Number) DECEMBER 31, 2000 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed. / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Pages 2 - ------------------- ----------------- CUSIP NO. 87305R109 SCHEDULE 13G PAGE 2 OF 7 PAGES - ------------------- ----------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) BROCKWAY MORAN & PARTNERS FUND, L.P. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION FLORIDA - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF ------------------------------------------- SHARES 6 SHARED VOTING POWER 2,106,422(1) BENEFICIALLY ------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING ------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 2,106,422(1) - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,106,422(1) - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /X/ (2) - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6%(1) - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) See Item 4 herein. (2) The aggregate amount in Row 9 does not include 19,000,000 shares of Common Stock owned of record by Circuit Holdings, LLC, a Delaware limited liability company in which the Reporting Person owns a 40% ownership interest, with respect to which the Reporting Person disclaims beneficial ownership. 3 - ------------------- ----------------- CUSIP NO. 87305R109 SCHEDULE 13G PAGE 3 OF 7 PAGES - ------------------- ----------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) BROCKWAY MORAN & PARTNERS, INC. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION FLORIDA - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 2,106,422(1) EACH -------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 REPORTING -------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 2,106,422(1) - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,106,422(1) - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6%(1) - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) See Item 4 herein. 4 - ------------------- ----------------- CUSIP NO. 87305R109 SCHEDULE 13G PAGE 4 OF 7 PAGES - ------------------- ----------------- ITEM 1(a). NAME OF ISSUER. TTM Technologies, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 17550 N.E. 67th Court Redmond, Washington 98052 ITEM 2(a). NAME OF PERSON FILING. This statement is filed on behalf of Brockway Moran & Partners Fund, L.P. and Brockway Moran & Partners, Inc. (individually, a "Reporting Person," and collectively, the "Reporting Persons"). See Exhibit A for the Reporting Persons' agreement for a joint filing of a single statement on their behalf. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE. The address of the principal business office for each of Brockway Moran & Partners Fund, L.P. and Brockway Moran & Partners, Inc. is: 225 E. Mizner Blvd., 7th Floor Boca Raton, Florida 33432 ITEM 2(c). CITIZENSHIP. Brockway Moran & Partners Fund, L.P. was organized under the laws of the State of Delaware. Brockway Moran & Partners, Inc. was incorporated under the laws of the State of Florida. ITEM 2(d). TITLE OF CLASS OF SECURITIES. Common Stock ITEM 2(e). CUSIP NUMBER. 87305R109 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), IDENTIFY THE STATUS OF THE PERSON FILING. Not applicable. 5 - ------------------- ----------------- CUSIP NO. 87305R109 SCHEDULE 13G PAGE 5 OF 7 PAGES - ------------------- ----------------- ITEM 4. OWNERSHIP.
AMOUNT REPORTING PERSON BENEFICIALLY OWNED PERCENT OF CLASS - ------------------------------------ -------------------------------------- ----------------------------------- Brockway Moran & Partners Fund, L.P. 2,106,422 5.6%(1) Brockway Moran & Partners, Inc. 2,106,422(2) 5.6%(1)
POWER TO VOTE POWER TO DISPOSE -------------------------------------- ----------------------------------- REPORTING PERSON SOLE SHARED SOLE SHARED - ------------------------------------ -------------------------------------- ----------------------------------- Brockway Moran & Partners Fund, L.P. 0 2,106,422 0 2,106,422 Brockway Moran & Partners, Inc. 0 2,106,422(2) 0 2,106,422(2)
- ------------------ (1) Calculated on the basis of 37,348,882 shares of Common Stock outstanding on December 31, 2000. (2) Includes 2,106,422 shares of Common Stock directly owned by Brockway Moran & Partners Fund, L.P. The general partner of Brockway Moran & Partners Fund, L.P. is Brockway Moran & Partners Management, L.P., a Delaware limited partnership. Brockway Moran & Partners, Inc., a Florida corporation, is the general partner of Brockway Moran & Partners Fund, L.P. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not Applicable. 6 - ------------------- ----------------- CUSIP NO. 87305R109 SCHEDULE 13G PAGE 6 OF 7 PAGES - ------------------- ----------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2001 BROCKWAY MORAN & PARTNERS FUND, L.P. By: Brockway Moran & Partners Management, L.P., its General Partner By: Brockway Moran & Partners, Inc., its General Partner /s/ Peter W. Klein By: __________________________________________ Peter W. Klein Partner BROCKWAY MORAN & PARTNERS, INC. /s/ Peter W. Klein By: __________________________________________ Peter W. Klein Partner 7 - ------------------- ----------------- CUSIP NO. 87305R109 SCHEDULE 13G PAGE 7 OF 7 PAGES - ------------------- ----------------- EXHIBIT A AGREEMENT TO FILE JOINT SCHEDULE 13G Pursuant to Rule 13d-1(k)(1), the undersigned hereby consent to the joint filing of a single statement on their behalf. February 13, 2001 BROCKWAY MORAN & PARTNERS FUND, L.P. By: Brockway Moran & Partners Management, L.P., its General Partner By: Brockway Moran & Partners, Inc., its General Partner /s/ Peter W. Klein By: __________________________________________ Peter W. Klein Partner BROCKWAY MORAN & PARTNERS, INC. /s/ Peter W. Klein By: __________________________________________ Peter W. Klein Partner -----END PRIVACY-ENHANCED MESSAGE-----