-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ILuuXzasycdUWwwqq47XT5WEiRcOcPqe3qk5W7/YeTSi7oY2+bMUIG7FCRPKAml2 F6UFcb7CZmfT/oJcZiIxlQ== 0000912057-02-009349.txt : 20020415 0000912057-02-009349.hdr.sgml : 20020415 ACCESSION NUMBER: 0000912057-02-009349 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020311 GROUP MEMBERS: BROCKWAY MORAN & PARTNERS, INC. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROCKWAY MORAN & PARTNERS FUND LP CENTRAL INDEX KEY: 0001062539 IRS NUMBER: 650832704 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 225 E. MIZNER BLVD., 7TH FLOOR CITY: BOCA RATON STATE: FL ZIP: 33432 BUSINESS PHONE: 5617502000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TTM TECHNOLOGIES INC CENTRAL INDEX KEY: 0001116942 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 911033443 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-61057 FILM NUMBER: 02571890 BUSINESS ADDRESS: STREET 1: 17550 NE 67TH COURT CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 4258837575 MAIL ADDRESS: STREET 1: 17550 NE 67TH COURT CITY: REDMOND STATE: WA ZIP: 98052 SC 13G/A 1 a2072978zsc13ga.htm SC 13G/A

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


SCHEDULE 13G/A

Under the Securities and Exchange Act of 1934

(Amendment No. 1)


TTM TECHNOLOGIES, INC.

(Name of Issuer)

Common Stock, no par value

(Title of Class of Securities)

87305R109

(CUSIP Number)

February 27, 2002

(Date of Event Which Requires Filing of this Statement)

        Check the appropriate box to designate the rule pursuant to which this Schedule is filed.

        o      Rule 13d-1(b)

        o      Rule 13d-1(c)

        ý      Rule 13d-1(d)

        *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

        The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Page 1 of 7 Pages


CUSIP No. 87305R109   SCHEDULE 13G   Page 2 of 7 Pages


1   NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

 

Brockway Moran & Partners Fund, L.P.

 

 

 

 

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*       (a)    o
            (b)    o

3   SEC USE ONLY        
             

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Florida

 

 

 

 

NUMBER OF SHARES   5   SOLE VOTING POWER
            0
       
BENEFICIALLY OWNED   6   SHARED VOTING POWER
            809,873(1)
       
BY EACH REPORTING   7   SOLE DISPOSITIVE POWER
            0
       
PERSON WITH   8   SHARED DISPOSITIVE POWER
            809,873(1)

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

809,873(1)

 

 

 

 

10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*    ý(2)
             

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

2.0%(1)

 

 

 

 

12   TYPE OF REPORTING PERSON*

 

 

PN

 

 

 

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

(1)
See Item 4 herein.

(2)
The aggregate amount in Row 9 does not include 15,652,731 shares of Common Stock owned of record by Circuit Holdings, LLC, a Delaware limited liability company in which the Reporting Person owns a 40% ownership interest, with respect to which the Reporting Person disclaims beneficial ownership.

Page 2 of 7 Pages


CUSIP No. 87305R109   SCHEDULE 13G   Page 3 of 7 Pages


1   NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

 

Brockway Moran & Partners, Inc.

 

 

 

 

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*       (a)    o
            (b)    o

3   SEC USE ONLY        
             

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Florida

 

 

 

 

NUMBER OF SHARES   5   SOLE VOTING POWER
            0
       
BENEFICIALLY OWNED   6   SHARED VOTING POWER
            809,873(1)
       
BY EACH REPORTING   7   SOLE DISPOSITIVE POWER
            0
       
PERSON WITH   8   SHARED DISPOSITIVE POWER
            809,873(1)

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

809,873(1)

 

 

 

 

10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*    o(2)
             

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

2.0%(1)

 

 

 

 

12   TYPE OF REPORTING PERSON*

 

 

CO

 

 

 

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

(1)
See Item 4 herein.

Page 3 of 7 Pages


CUSIP No. 87305R109   SCHEDULE 13G   Page 4 of 7 Pages
Item 1(a).   Name of Issuer.

 

 

TTM Technologies, Inc.

Item 1(b).

 

Address of Issuer's Principal Executive Offices.

 

 

17550 N.E. 67th Court
Redmond, Washington 98052

Item 2(a).

 

Name of Person Filing.

 

 

This statement is filed on behalf of Brockway Moran & Partners Fund, L.P. and Brockway Moran & Partners, Inc. (individually, a "Reporting Person," and collectively, the "Reporting Persons"). See Exhibit A for the Reporting Persons' agreement for a joint filing of a single statement on their behalf.

Item 2(b).

 

Address of Principal Business Office.

 

 

The address of the principal business office for each of Brockway Moran & Partners Fund, L.P. and Brockway Moran & Partners, Inc. is:

 

 

225 E. Mizner Blvd., 7th Floor
Boca Raton, Florida 33432

Item 2(c).

 

Citizenship.

 

 

Brockway Moran & Partners Fund, L.P. was organized under the laws of the State of Delaware.

 

 

Brockway Moran & Partners, Inc. was incorporated under the laws of the State of Florida.

Item 2(d).

 

Title of Class of Securities.

 

 

Common Stock

Item 2(e).

 

CUSIP Number.

 

 

87305R109

Item 3.

 

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), identify the status of the person filing.

 

 

Not applicable.

Page 4 of 7 Pages


CUSIP No. 87305R109   SCHEDULE 13G   Page 5 of 7 Pages

Item 4.        Ownership.

Reporting Person

  Amount Beneficially Owned
  Percent of Class
 
Brockway Moran & Partners Fund, L.P.   809,873   2.0 %(1)
Brockway Moran & Partners, Inc.   809,873 (2) 2.0 %(1)
 
  Power to Vote
  Power to Dispose
 

Reporting Person


 
  Sole
  Shared
  Sole
  Shared
 
Brockway Moran & Partners Fund, L.P.   0   809,873   0   809,873  
Brockway Moran & Partners, Inc.   0   809,873 (2) 0   809,873 (2)

(1)
Calculated on the basis of 39,667,357 shares of Common Stock outstanding on February 27, 2002.

(2)
Includes 809,873 shares of Common Stock directly owned by Brockway Moran & Partners Fund, L.P. The general partner of Brockway Moran & Partners Fund, L.P. is Brockway Moran & Partners Management, L.P., a Delaware limited partnership. Brockway Moran & Partners, Inc., a Florida corporation, is the general partner of Brockway Moran & Partners Fund, L.P.

Item 5.   Ownership of Five Percent or Less of a Class.

 

 

If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ý

Item 6.

 

Ownership of More than Five Percent on Behalf of Another Person.

 

 

Not applicable.

Item 7.

 

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

 

Not applicable.

Item 8.

 

Identification and Classification of Members of the Group.

 

 

Not applicable.

Item 9.

 

Notice of Dissolution of Group.

 

 

Not applicable.

Item 10.

 

Certification.

 

 

Not Applicable.

Page 5 of 7


CUSIP No. 87305R109   SCHEDULE 13G   Page 6 of 7 Pages

SIGNATURES

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

March 6, 2002          
    BROCKWAY MORAN & PARTNERS FUND, L.P.

 

 

By:

 

Brockway Moran & Partners Management, L.P.,
its General Partner

 

 

By:

 

Brockway Moran & Partners, Inc.,
its General Partner

 

 

 

 

By:

/s/ Peter W. Klein

Peter W. Klein
Partner

 

 

BROCKWAY MORAN & PARTNERS, INC.

 

 

 

 

By:

/s/ Peter W. Klein

Peter W. Klein
Partner

Page 6 of 7


CUSIP No. 87305R109   SCHEDULE 13G   Page 7 of 7 Pages

EXHIBIT A

AGREEMENT TO FILE JOINT SCHEDULE 13G

        Pursuant to Rule 13d-1(k)(1), the undersigned hereby consent to the joint filing of a single statement on their behalf.

March 6, 2002          
    BROCKWAY MORAN & PARTNERS FUND, L.P.

 

 

By:

 

Brockway Moran & Partners Management, L.P.,
its General Partner

 

 

By:

 

Brockway Moran & Partners, Inc.,
its General Partner

 

 

 

 

By:

/s/ Peter W. Klein

Peter W. Klein
Partner

 

 

BROCKWAY MORAN & PARTNERS, INC.

 

 

 

 

By:

/s/ Peter W. Klein

Peter W. Klein
Partner

Page 7 of 7



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