0001193125-11-219634.txt : 20110811 0001193125-11-219634.hdr.sgml : 20110811 20110811161614 ACCESSION NUMBER: 0001193125-11-219634 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 EFFECTIVENESS DATE: 20110811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDAM USA INC. CENTRAL INDEX KEY: 0001115941 IRS NUMBER: 133849588 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05929 FILM NUMBER: 111027947 BUSINESS ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 BUSINESS PHONE: 416-308-5346 MAIL ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 FORMER COMPANY: FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC. DATE OF NAME CHANGE: 20051114 FORMER COMPANY: FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20000531 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30th, 2011 Check here if Amendment [_]: Amendment Number ______ This Amendment (Check only one): [_] is a restatement [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: TDAM USA Inc. Address: Canada Trust Tower, BCE Place, 161 Bay Street, 35th Floor, Toronto, Ontario, M5J 2T2 Form 13F File Number: 28-05929 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Callbeck Title: Managing Director Phone: 416-308-5346 Signature, Place, and Date of Signing: 'Barbara Callbeck' Toronto,Ontario August 10th, 2011 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [_] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion is reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report summary: Number of Other Included Managers: Two (2) Form 13F Information Table Entry Total: 415 Form 13F Information Table Value Total: US$ 1,880,495 (thousands) LIST OF OTHER INCLUDED MANAGERS: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-11528 TD Waterhouse Private Investment Counsel Inc. 2 28-04365 TD Bank N.A
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE -------------- -------------- --------- ----------- --------- ---------- -------- ------ ------- ------ 3M CO COM 88579Y101 36,143 381,057 Defined 2 358,281 22,776 ABB LTD SPONSORED ADR 000375204 229 8,830 Defined 2 6,110 2,720 ABBOTT LABS COM 002824100 709 13,797 Sole 13,797 ABBOTT LABS COM 002824100 34,089 647,834 Defined 2 606,558 41,276 ACCURAY INC COM 004397105 86 10,682 Sole 10,682 ACE LTD SHS H0023R105 211 3,200 Defined 1 3,200 ACE LTD SHS H0023R105 17,759 269,812 Defined 2 254,337 15,475 ADOBE SYS INC COM 00724F101 572 18,202 Defined 2 17,202 1,000 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 65 11,600 Sole 11,600 AETNA INC NEW COM 00817Y108 611 13,864 Sole 13,864 AFLAC INC COM 001055102 4,743 101,596 Defined 2 93,813 7,783 AIR PRODS & CHEMS INC COM 009158106 811 8,487 Defined 2 8,287 200 ALCOA INC COM 013817101 378 23,853 Defined 2 22,753 1,100 ALLERGAN INC COM 018490102 222 2,672 Defined 2 2,672 -- ALTRIA GROUP INC COM 02209S103 1,091 41,328 Defined 2 33,471 7,857 AMAZON COM INC COM 023135106 270 1,320 Defined 2 1,320 -- AMERICAN APPAREL INC COM 023850100 55 61,758 Defined 2 61,758 -- AMERICAN CAP LTD COM 02503Y103 144 14,511 Sole 14,511 AMERICAN EXPRESS CO COM 025816109 358 6,931 Sole 6,931 AMERICAN EXPRESS CO COM 025816109 39,830 770,405 Defined 2 724,262 46,143 AMERICAN FINL GROUP INC OHIO COM 025932104 208 5,833 Defined 2 5,833 -- AMERICAN SCIENCE & ENGR INC COM 029429107 464 5,800 Defined 2 5,800 -- AMGEN INC COM 031162100 343 5,871 Sole 5,871 AMGEN INC COM 031162100 328 5,620 Defined 1 5,620 AMGEN INC COM 031162100 716 12,277 Defined 2 9,981 2,296 ANADARKO PETE CORP COM 032511107 749 9,762 Defined 2 4,703 5,059 ANALOG DEVICES INC COM 032654105 6,442 164,581 Defined 2 143,922 20,659 APACHE CORP COM 037411105 40,668 329,589 Defined 2 313,996 15,593 APOLLO GROUP INC CL A 037604105 317 7,247 Defined 2 6,635 612 APPLE INC COM 037833100 1,905 5,675 Sole 5,675 APPLE INC COM 037833100 2,468 7,353 Defined 2 6,878 475 APPLIED MATLS INC COM 038222105 7,147 549,311 Defined 2 519,691 29,620 ARCHER DANIELS MIDLAND CO COM 039483102 11,743 389,477 Defined 2 368,867 20,610 AT&T INC COM 00206R102 1,099 35,001 Sole 35,001 AT&T INC COM 00206R102 206 6,563 Defined 1 6,563 AT&T INC COM 00206R102 27,582 878,117 Defined 2 817,904 60,213 AU OPTRONICS CORP SPONSORED ADR 002255107 73 10,600 Sole 10,600 AUTODESK INC COM 052769106 6,457 167,284 Defined 2 153,395 13,889 AUTOLIV INC COM 052800109 353 4,500 Defined 2 4,500 -- AUTOMATIC DATA PROCESSING IN COM 053015103 9,432 179,035 Defined 2 154,768 24,267 AVALON RARE METALS INC COM 053470100 163 26,200 Sole 26,200 AVON PRODS INC COM 054303102 824 29,423 Defined 2 26,773 2,650 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 182 13,400 Sole 13,400 BANCORP NEW JERSEY INC NEW COM 059915108 210 23,000 Defined 2 23,000 -- BANK OF AMERICA CORPORATION COM 060505104 702 63,889 Sole 63,889 BANK OF AMERICA CORPORATION COM 060505104 156 14,270 Defined 1 14,270 BANK OF AMERICA CORPORATION COM 060505104 2,279 207,960 Defined 2 198,079 9,881 BANK OF NEW YORK MELLON CORP COM 064058100 5,119 199,804 Defined 2 189,770 10,034 BARCLAYS PLC ADR 06738E204 172 10,446 Defined 2 9,632 814 BARD C R INC COM 067383109 1,174 10,690 Defined 2 9,900 790 BARRICK GOLD CORP COM 067901108 693 15,277 Defined 1 15,277 BAXTER INTL INC COM 071813109 2,395 40,116 Defined 2 36,301 3,815 BB&T CORP COM 054937107 682 25,416 Defined 2 25,416 -- BECTON DICKINSON & CO COM 075887109 2,198 25,506 Defined 2 25,506 -- BEMIS INC COM 081437105 712 21,067 Defined 2 16,387 4,680 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,421 18,374 Sole 18,374 BERKSHIRE HATHAWAY INC DEL CL A 084670108 19,390 167 Defined 2 167 -- BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,332 17,216 Defined 2 17,216 -- BEST BUY INC COM 086516101 202 6,429 Defined 2 6,219 210 BHP BILLITON LTD SPONSORED ADR 088606108 608 6,425 Defined 2 6,385 40 BOEING CO COM 097023105 331 4,477 Sole 4,477 BOEING CO COM 097023105 1,160 15,692 Defined 2 14,593 1,099 BOSTON PROPERTIES INC COM 101121101 465 4,379 Sole 4,379 BP PLC SPONSORED ADR 055622104 411 9,276 Defined 2 9,276 -- BRISTOL MYERS SQUIBB CO COM 110122108 4,547 157,021 Defined 2 153,901 3,120 CALLAWAY GOLF CO COM 131193104 67 10,840 Sole 10,840 CANADIAN NAT RES LTD COM 136385101 1,172 27,965 Defined 1 27,965 CAPITAL ONE FINL CORP COM 14040H105 16,489 319,127 Defined 2 301,764 17,363 CAPSTONE TURBINE CORP COM 14067D102 23 15,000 Defined 2 15,000 -- CATERPILLAR INC DEL COM 149123101 352 3,311 Sole 3,311 CATERPILLAR INC DEL COM 149123101 1,219 11,453 Defined 2 11,023 430 CBIZ INC COM 124805102 80 10,839 Sole 10,839 CENTURYLINK INC COM 156700106 225 5,554 Defined 2 554 5,000 CHEVRON CORP NEW COM 166764100 1,192 11,592 Sole 11,592 CHEVRON CORP NEW COM 166764100 507 4,934 Defined 1 4,934 CHEVRON CORP NEW COM 166764100 48,524 471,835 Defined 2 433,575 38,260
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE -------------- -------------- --------- ----------- --------- ---------- -------- ------ --------- ------- CHIMERA INVT CORP COM 16934Q109 69 20,000 Defined 2 -- 20,000 CHURCH & DWIGHT INC COM 171340102 1,165 28,736 Defined 2 24,056 4,680 CIGNA CORP COM 125509109 939 18,250 Defined 2 18,250 -- CIMAREX ENERGY CO COM 171798101 1,564 17,398 Defined 2 17,153 245 CISCO SYS INC COM 17275R102 729 44,096 Sole 44,096 CISCO SYS INC COM 17275R102 182 11,676 Defined 1 11,676 CISCO SYS INC COM 17275R102 22,790 1,459,941 Defined 2 1,370,092 89,849 CITIGROUP INC COM NEW 172967424 689 16,546 Sole 16,546 CITIGROUP INC COM NEW 172967424 712 17,104 Defined 2 16,015 1,089 CLEAN HARBORS INC COM 184496107 329 3,628 Sole 3,628 CLOROX CO DEL COM 189054109 749 11,103 Defined 2 9,488 1,615 COACH INC COM 189754104 670 10,485 Sole 10,485 COACH INC COM 189754104 200 3,130 Defined 1 3,130 COACH INC COM 189754104 312 4,873 Defined 2 2,373 2,500 COCA COLA CO COM 191216100 1,126 16,811 Sole 16,811 COCA COLA CO COM 191216100 360 5,345 Defined 1 5,345 COCA COLA CO COM 191216100 6,654 98,879 Defined 2 92,809 6,070 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,323 45,310 Defined 2 44,775 535 COLGATE PALMOLIVE CO COM 194162103 355 4,065 Defined 1 4,065 COLGATE PALMOLIVE CO COM 194162103 30,345 347,160 Defined 2 321,502 25,658 COMCAST CORP NEW CL A 20030N101 465 18,404 Sole 18,404 CONOCOPHILLIPS COM 20825C104 630 8,384 Sole 8,384 CONOCOPHILLIPS COM 20825C104 10,254 136,369 Defined 2 123,462 12,907 CONSOLIDATED EDISON INC COM 209115104 568 10,668 Defined 2 8,668 2,000 CORNING INC COM 219350105 224 12,369 Defined 2 8,719 3,650 COSTCO WHSL CORP NEW COM 22160K105 307 3,773 Defined 2 3,163 610 CSX CORP COM 126408103 1,118 42,634 Defined 2 42,634 -- CVS CAREMARK CORPORATION COM 126650100 358 9,565 Sole 9,565 CVS CAREMARK CORPORATION COM 126650100 1,497 39,831 Defined 2 39,831 -- DANAHER CORP DEL COM 235851102 20,872 393,892 Defined 2 374,202 19,690 DEERE & CO COM 244199105 1,269 15,387 Defined 2 12,575 2,812 DENTSPLY INTL INC NEW COM 249030107 731 19,190 Defined 2 19,190 -- DEVON ENERGY CORP NEW COM 25179M103 212 2,690 Sole 2,690 DIAGEO P L C SPON ADR NEW 25243Q205 21,530 262,978 Defined 2 247,714 15,264 DIAMOND OFFSHORE DRILLING IN COM 25271C102 557 7,910 Defined 2 7,910 -- DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 397 9,700 Sole 9,700 DISNEY WALT CO COM DISNEY 254687106 442 11,315 Sole 11,315 DISNEY WALT CO COM DISNEY 254687106 225 5,765 Defined 1 5,765 DISNEY WALT CO COM DISNEY 254687106 25,981 665,504 Defined 2 622,615 42,889 DOLLAR GEN CORP NEW COM 256677105 402 11,856 Sole 11,856 DOMINION RES INC VA NEW COM 25746U109 753 15,593 Defined 2 15,593 -- DOW CHEM CO COM 260543103 220 6,114 Sole 6,114 DOW CHEM CO COM 260543103 663 18,426 Defined 2 16,751 1,675 DU PONT E I DE NEMOURS & CO COM 263534109 270 4,987 Sole 4,987 DU PONT E I DE NEMOURS & CO COM 263534109 2,425 44,874 Defined 2 41,964 2,910 DUKE ENERGY CORP NEW COM 26441C105 1,300 69,045 Defined 2 64,185 4,860 E M C CORP MASS COM 268648102 319 11,585 Sole 11,585 E M C CORP MASS COM 268648102 32,861 1,192,760 Defined 2 1,116,658 76,102 EATON CORP COM 278058102 534 10,385 Sole 10,385 EATON VANCE CORP COM NON VTG 278265103 503 16,648 Defined 2 10,748 5,900 ECOLAB INC COM 278865100 23,417 415,343 Defined 2 391,334 24,009 EDAC TECHNOLOGIES CORP COM 279285100 2,281 486,251 Defined 2 -- 486,251 EMERSON ELEC CO COM 291011104 239 4,247 Sole 4,247 EMERSON ELEC CO COM 291011104 225 3,995 Defined 1 3,995 EMERSON ELEC CO COM 291011104 12,657 225,016 Defined 2 203,213 21,803 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 232 4,740 Defined 2 600 4,140 ENTERGY CORP NEW COM 29364G103 242 3,541 Defined 2 3,391 150 ENTERPRISE PRODS PARTNERS L COM 293792107 416 9,635 Defined 2 4,185 5,450 ERESEARCHTECHNOLOGY INC COM 29481V108 64 10,025 Sole 10,025 EXELON CORP COM 30161N101 17,004 396,912 Defined 2 373,167 23,745 EXIDE TECHNOLOGIES COM NEW 302051206 90 11,820 Sole 11,820 EXPEDITORS INTL WASH INC COM 302130109 1,233 24,094 Defined 2 23,914 180 EXPRESS SCRIPTS INC COM 302182100 2,823 52,299 Defined 2 52,299 -- EXXON MOBIL CORP COM 30231G102 2,477 30,439 Sole 30,439 EXXON MOBIL CORP COM 30231G102 848 10,425 Defined 1 10,425 EXXON MOBIL CORP COM 30231G102 76,823 944,000 Defined 2 869,443 74,557 FASTENAL CO COM 311900104 586 16,294 Defined 2 16,166 128 FEDEX CORP COM 31428X106 1,145 12,072 Defined 2 12,072 -- FLOWSERVE CORP COM 34354P105 286 2,400 Sole 2,400 FLOWSERVE CORP COM 34354P105 449 4,090 Defined 2 4,090 -- FORD MTR CO DEL COM PAR $0.01 345370860 242 17,533 Sole 17,533 FOREST LABS INC COM 345838106 356 9,050 Defined 2 9,050 -- FORTUNE BRANDS INC COM 349631101 607 9,525 Defined 2 5,325 4,200 FRANKLIN RES INC COM 354613101 706 5,376 Defined 2 5,376 -- FREEPORT-MCMORAN COPPER & GO COM 35671D857 249 4,708 Sole 4,708 FREEPORT-MCMORAN COPPER & GO COM 35671D857 951 17,972 Defined 2 17,504 468
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE -------------- -------------- --------- ----------- --------- ---------- -------- ------ ------- ------ FRONTIER COMMUNICATIONS CORP COM 35906A108 100 12,431 Defined 2 8,316 4,115 GALLAGHER ARTHUR J & CO COM 363576109 688 24,112 Defined 2 17,535 6,577 GENERAL DYNAMICS CORP COM 369550108 360 4,825 Defined 2 4,755 70 GENERAL ELECTRIC CO COM 369604103 1,394 74,268 Sole 74,268 GENERAL ELECTRIC CO COM 369604103 465 24,667 Defined 1 24,667 GENERAL ELECTRIC CO COM 369604103 19,929 1,056,674 Defined 2 995,241 61,433 GENERAL MLS INC COM 370334104 514 13,810 Defined 2 13,810 -- GILEAD SCIENCES INC COM 375558103 21,018 507,553 Defined 2 479,433 28,120 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 408 9,520 Defined 2 9,520 -- GOLDMAN SACHS GROUP INC COM 38141G104 645 4,421 Sole 4,421 GOLDMAN SACHS GROUP INC COM 38141G104 345 2,595 Defined 1 2,595 GOLDMAN SACHS GROUP INC COM 38141G104 882 6,630 Defined 2 6,455 175 GOOGLE INC CL A 38259P508 915 1,807 Sole 1,807 GOOGLE INC CL A 38259P508 220 435 Defined 1 435 GOOGLE INC CL A 38259P508 631 1,246 Defined 2 751 495 GRAINGER W W INC COM 384802104 494 3,215 Defined 2 1,215 2,000 GRAPHIC PACKAGING HLDG CO COM 388689101 70 12,815 Sole 12,815 GREEN MTN COFFEE ROASTERS IN COM 393122106 732 8,200 Defined 2 8,200 -- GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 243 7,250 Defined 2 7,250 -- HARTFORD FINL SVCS GROUP INC COM 416515104 475 18,030 Defined 2 18,030 -- HEINZ H J CO COM 423074103 785 14,727 Defined 2 13,427 1,300 HEWLETT PACKARD CO COM 428236103 251 6,908 Defined 1 6,908 HEWLETT PACKARD CO COM 428236103 20,079 551,627 Defined 2 522,803 28,824 HOME DEPOT INC COM 437076102 30,561 843,747 Defined 2 788,971 54,776 HONEYWELL INTL INC COM 438516106 2,548 42,753 Defined 2 34,463 8,290 HOSPIRA INC COM 441060100 329 5,800 Sole 5,800 ILLINOIS TOOL WKS INC COM 452308109 26,815 474,692 Defined 2 441,106 33,586 INGERSOLL-RAND PLC SHS G47791101 473 10,417 Sole 10,417 INTEL CORP COM 458140100 927 42,408 Sole 42,408 INTEL CORP COM 458140100 248 11,192 Defined 1 11,192 INTEL CORP COM 458140100 10,942 493,771 Defined 2 465,818 27,953 INTERNATIONAL BUSINESS MACHS COM 459200101 1,557 9,307 Sole 9,307 INTERNATIONAL BUSINESS MACHS COM 459200101 323 1,885 Defined 1 1,885 INTERNATIONAL BUSINESS MACHS COM 459200101 39,633 231,029 Defined 2 217,136 13,893 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 991 15,430 Defined 2 14,070 1,360 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 191 15,000 Defined 2 -- 15,000 ISHARES INC MSCI JAPAN 464286848 281 26,915 Defined 1 26,915 ISHARES INC MSCI EMU INDEX 464286608 786 20,250 Defined 2 20,250 -- ISHARES SILVER TRUST ISHARES 46428Q109 281 8,290 Defined 2 7,920 370 ISHARES TR MSCI EAFE INDEX 464287465 1,841 30,607 Defined 1 30,607 ISHARES TR BARCLYS 1-3YR CR 464288646 957 9,120 Defined 1 9,120 ISHARES TR MSCI EAFE INDEX 464287465 23,429 389,581 Defined 2 338,910 50,671 ISHARES TR BARCLYS 1-3 YR 464287457 14,777 175,294 Defined 2 166,891 8,403 ISHARES TR IBOXX INV CPBD 464287242 12,425 112,818 Defined 2 99,349 13,469 ISHARES TR BARCLYS TIPS BD 464287176 10,540 95,262 Defined 2 87,805 7,457 ISHARES TR BARCLYS 7-10 YR 464287440 9,011 94,005 Defined 2 85,192 8,813 ISHARES TR COHEN&ST RLTY 464287564 5,554 76,593 Defined 2 74,246 2,347 ISHARES TR HIGH YLD CORP 464288513 4,391 48,085 Defined 2 44,762 3,323 ISHARES TR S&P 100 IDX FD 464287101 3,352 57,065 Defined 2 55,593 1,472 ISHARES TR MSCI EMERG MKT 464287234 2,809 59,005 Defined 2 48,867 10,138 ISHARES TR S&P MIDCP VALU 464287705 2,452 29,185 Defined 2 26,533 2,652 ISHARES TR S&P MC 400 GRW 464287606 2,122 19,128 Defined 2 17,008 2,120 ISHARES TR S&P SMLCP VALU 464287879 2,093 28,177 Defined 2 25,096 3,081 ISHARES TR S&P GBL INF 464287291 1,891 30,975 Defined 2 30,175 800 ISHARES TR RUSL 2000 GROW 464287648 1,555 16,396 Defined 2 15,772 624 ISHARES TR RUSSELL MCP GR 464287481 1,410 22,802 Defined 2 21,456 1,346 ISHARES TR S&P SMLCP GROW 464287887 1,353 16,827 Defined 2 14,013 2,814 ISHARES TR RUSL 2000 VALU 464287630 959 13,062 Defined 2 12,849 213 ISHARES TR RUSSELL 2000 464287655 789 9,525 Defined 2 6,655 2,870 ISHARES TR RUSSELL MCP VL 464287473 700 14,652 Defined 2 13,966 686 ISHARES TR S&P500 GRW 464287309 354 5,100 Defined 2 5,100 -- ISHARES TR S&P SMLCAP 600 464287804 349 4,756 Defined 2 4,756 -- ISHARES TR DJ US INDUSTRL 464287754 300 4,280 Defined 2 4,280 -- ISHARES TR S&P MIDCAP 400 464287507 276 2,826 Defined 2 2,826 -- ISHARES TR BARCLY USAGG B 464287226 265 2,485 Defined 2 2,485 -- ISHARES TR CONS SRVC IDX 464287580 259 3,550 Defined 2 3,550 -- ITT CORP NEW COM 450911102 334 5,673 Defined 2 5,673 -- JACOBS ENGR GROUP INC DEL COM 469814107 550 12,710 Defined 2 12,710 -- JETBLUE AIRWAYS CORP COM 477143101 69 11,264 Sole 11,264 JOHNSON & JOHNSON COM 478160104 1,260 18,939 Sole 18,939 JOHNSON & JOHNSON COM 478160104 525 7,891 Defined 1 7,891 JOHNSON & JOHNSON COM 478160104 39,056 587,128 Defined 2 548,349 38,779 JOHNSON CTLS INC COM 478366107 2,501 60,030 Defined 2 36,030 24,000 JPMORGAN CHASE & CO COM 46625H100 1,028 25,064 Sole 25,064 JPMORGAN CHASE & CO COM 46625H100 322 7,868 Defined 1 7,868 JPMORGAN CHASE & CO COM 46625H100 32,682 798,298 Defined 2 746,613 51,685
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ----------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE -------------- -------------- --------- ----------- --------- ---------- -------- ------ --------- ------ KELLOGG CO COM 487836108 248 4,488 Defined 2 4,413 75 KIMBERLY CLARK CORP COM 494368103 1,201 18,046 Defined 2 15,026 3,020 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 379 5,220 Defined 2 4,720 500 KRAFT FOODS INC CL A 50075N104 437 12,867 Sole 12,867 KRAFT FOODS INC CL A 50075N104 1,607 45,607 Defined 2 40,986 4,621 L-3 COMMUNICATIONS HLDGS INC COM 502424104 12,506 143,003 Defined 2 135,418 7,585 LAKELAND BANCORP INC COM 511637100 984 98,611 Defined 2 98,611 -- LEGG MASON INC COM 524901105 460 14,049 Defined 2 13,659 390 LILLY ELI & CO COM 532457108 419 11,170 Defined 2 10,920 250 LIMELIGHT NETWORKS INC COM 53261M104 70 15,327 Sole 15,327 LINCOLN ELEC HLDGS INC COM 533900106 330 9,210 Defined 2 9,210 -- LINCOLN NATL CORP IND COM 534187109 436 15,292 Defined 2 14,656 636 LINEAR TECHNOLOGY CORP COM 535678106 17,351 525,475 Defined 2 490,171 35,304 LIZ CLAIBORNE INC COM 539320101 80 15,013 Sole 15,013 LKQ CORP COM 501889208 259 11,400 Sole 11,400 LOCKHEED MARTIN CORP COM 539830109 1,282 15,830 Defined 2 12,420 3,410 LOWES COS INC COM 548661107 207 8,885 Sole 8,885 LOWES COS INC COM 548661107 1,178 50,540 Defined 2 40,690 9,850 M & T BK CORP COM 55261F104 358 4,076 Sole 4,076 MANITOWOC INC COM 563571108 345 20,500 Defined 2 -- 20,500 MANULIFE FINL CORP COM 56501R106 636 35,954 Defined 1 35,954 MARATHON OIL CORP COM 565849106 13,897 263,791 Defined 2 248,351 15,440 MASCO CORP COM 574599106 148 12,280 Defined 2 12,280 -- MASSMUTUAL CORPORATE INVS IN COM 576292106 283 17,526 Defined 2 17,526 -- MASTERCARD INC CL A 57636Q104 261 866 Sole 866 MCCORMICK & CO INC COM NON VTG 579780206 1,336 26,960 Defined 2 25,785 1,175 MCDONALDS CORP COM 580135101 639 7,717 Sole 7,717 MCDONALDS CORP COM 580135101 363 4,306 Defined 1 4,306 MCDONALDS CORP COM 580135101 12,101 143,512 Defined 2 129,646 13,866 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2,707 47,890 Defined 2 43,462 4,428 MEDTRONIC INC COM 585055106 5,550 144,052 Defined 2 136,190 7,862 MERCK & CO INC NEW COM 58933Y105 682 19,315 Sole 19,315 MERCK & CO INC NEW COM 58933Y105 384 10,870 Defined 1 10,870 MERCK & CO INC NEW COM 58933Y105 8,728 247,333 Defined 2 198,819 48,514 METLIFE INC COM 59156R108 945 21,530 Defined 2 21,530 -- MF GLOBAL HLDGS LTD COM 55277J108 77 10,000 Defined 2 10,000 -- MFA FINANCIAL INC COM 55272X102 95 11,792 Sole 11,792 MICROSOFT CORP COM 594918104 1,300 50,028 Sole 50,028 MICROSOFT CORP COM 594918104 554 21,320 Defined 1 21,320 MICROSOFT CORP COM 594918104 30,740 1,182,299 Defined 2 1,108,216 74,083 MOHAWK INDS INC COM 608190104 486 8,104 Defined 2 7,975 129 MOLSON COORS BREWING CO CL B 60871R209 307 6,868 Sole 6,868 MONSANTO CO NEW COM 61166W101 3,747 51,659 Defined 2 48,065 3,594 MORGAN STANLEY COM NEW 617446448 400 17,369 Defined 2 16,629 740 MURPHY OIL CORP COM 626717102 290 4,410 Defined 2 3,568 842 NATIONAL FUEL GAS CO N J COM 636180101 364 5,000 Defined 2 5,000 -- NATIONAL OILWELL VARCO INC COM 637071101 972 12,431 Defined 2 11,831 600 NEW YORK TIMES CO CL A 650111107 129 14,800 Defined 2 14,800 -- NEWS CORP CL A 65248E104 178 10,079 Sole 10,079 NEXTERA ENERGY INC COM 65339F101 2,805 48,822 Defined 2 47,002 1,820 NIKE INC CL B 654106103 624 7,148 Sole 7,148 NIKE INC CL B 654106103 3,557 39,529 Defined 2 36,224 3,305 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 461 11,705 Defined 2 11,705 -- NOKIA CORP SPONSORED ADR 654902204 120 18,672 Defined 2 15,932 2,740 NORFOLK SOUTHERN CORP COM 655844108 3,055 40,772 Defined 2 25,021 15,751 NORTHERN TR CORP COM 665859104 380 8,277 Sole 8,277 NOVARTIS A G SPONSORED ADR 66987V109 1,853 30,315 Defined 2 21,125 9,190 NOVO-NORDISK A S ADR 670100205 1,108 8,845 Defined 2 7,705 1,140 NUCOR CORP COM 670346105 953 23,109 Defined 2 22,309 800 OCCIDENTAL PETE CORP DEL COM 674599105 491 4,724 Sole 4,724 ORACLE CORP COM 68389X105 207 6,290 Defined 1 6,290 ORACLE CORP COM 68389X105 27,553 837,229 Defined 2 792,944 44,285 ORBITZ WORLDWIDE INC COM 68557K109 39 15,723 Sole 15,723 PALL CORP COM 696429307 314 5,590 Defined 2 5,590 -- PARKER HANNIFIN CORP COM 701094104 459 5,113 Sole 5,113 PATTERSON COMPANIES INC COM 703395103 331 10,050 Defined 2 6,580 3,470 PAYCHEX INC COM 704326107 725 23,615 Defined 2 20,975 2,640 PEABODY ENERGY CORP COM 704549104 471 7,995 Sole 7,995 PENNICHUCK CORP COM NEW 708254206 2,076 72,214 Defined 2 27,772 44,442 PEOPLES UNITED FINANCIAL INC COM 712704105 465 34,593 Defined 2 23,107 11,486 PEPSICO INC COM 713448108 573 8,129 Defined 1 8,129 PEPSICO INC COM 713448108 42,464 602,920 Defined 2 567,355 35,565 PFIZER INC COM 717081103 986 47,865 Sole 47,865 PFIZER INC COM 717081103 494 23,993 Defined 1 23,993 PFIZER INC COM 717081103 8,112 393,794 Defined 2 339,766 54,028 PG&E CORP COM 69331C108 735 17,495 Defined 2 16,150 1,345
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE -------------- -------------- --------- ----------- --------- ---------- -------- ------ ------- ------- PHILIP MORRIS INTL INC COM 718172109 773 11,589 Sole 11,589 PHILIP MORRIS INTL INC COM 718172109 11,309 169,368 Defined 2 158,164 11,204 PIMCO INCOME STRATEGY FUND I COM 72201J104 116 10,760 Defined 2 300 10,460 PITNEY BOWES INC COM 724479100 489 21,250 Defined 2 1,250 20,000 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 387 13,359 Defined 2 12,237 1,122 POWERSHARES DWA TECH ETF TRUST LDRS 73935X153 353 13,545 Defined 2 -- 13,545 PRAXAIR INC COM 74005P104 306 3,200 Sole 3,200 PRAXAIR INC COM 74005P104 3,369 31,083 Defined 2 26,414 4,669 PRECISION CASTPARTS CORP COM 740189105 352 2,135 Defined 2 2,135 -- PRICE T ROWE GROUP INC COM 74144T108 491 8,137 Sole 8,137 PRICE T ROWE GROUP INC COM 74144T108 1,198 19,850 Defined 2 19,725 125 PROCTER & GAMBLE CO COM 742718109 1,386 21,749 Sole 21,749 PROCTER & GAMBLE CO COM 742718109 645 10,150 Defined 1 10,150 PROCTER & GAMBLE CO COM 742718109 42,459 667,914 Defined 2 633,756 34,158 PROGRESS ENERGY INC COM 743263105 385 8,013 Defined 2 8,013 -- PRUDENTIAL FINL INC COM 744320102 474 7,459 Defined 2 7,384 75 PUBLIC SVC ENTERPRISE GROUP COM 744573106 280 8,565 Defined 2 5,365 3,200 QEP RES INC COM 74733V100 208 4,980 Defined 2 4,980 -- QUALCOMM INC COM 747525103 16,994 299,251 Defined 2 282,761 16,490 QUEST DIAGNOSTICS INC COM 74834L100 4,819 81,533 Defined 2 74,533 7,000 RACKSPACE HOSTING INC COM 750086100 257 6,021 Sole 6,021 REPUBLIC SVCS INC COM 760759100 393 12,732 Sole 12,732 RESEARCH IN MOTION LTD COM 760975102 270 9,369 Defined 1 9,369 RIVERBED TECHNOLOGY INC COM 768573107 226 5,699 Sole 5,699 ROCKVILLE FINL INC NEW COM 774188106 282 28,438 Defined 2 28,438 -- ROGERS COMMUNICATIONS INC CL B 775109200 486 12,293 Defined 1 12,293 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,485 20,873 Defined 2 15,335 5,538 SAFEWAY INC COM NEW 786514208 318 13,598 Sole 13,598 SANOFI RIGHT 12/31/2020 80105N113 28 11,493 Defined 2 11,493 -- SCANA CORP NEW COM 80589M102 306 7,772 Defined 2 6,572 1,200 SCHLUMBERGER LTD COM 806857108 835 9,763 Sole 9,763 SCHLUMBERGER LTD COM 806857108 4,448 51,482 Defined 2 48,218 3,264 SCORPIO TANKERS INC SHS Y7542C106 304 30,467 Defined 2 11,467 19,000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 1,316 51,200 Defined 2 16,200 35,000 SEMPRA ENERGY COM 816851109 423 7,993 Sole 7,993 SEMPRA ENERGY COM 816851109 5,158 97,550 Defined 2 90,568 6,982 SHERWIN WILLIAMS CO COM 824348106 321 3,825 Sole 3,825 SHERWIN WILLIAMS CO COM 824348106 516 6,148 Defined 2 6,148 -- SIGMA ALDRICH CORP COM 826552101 6,363 86,712 Defined 2 80,761 5,951 SOUTHERN CO COM 842587107 7,146 176,971 Defined 2 165,063 11,908 SPDR GOLD TRUST GOLD SHS 78463V107 614 4,205 Defined 1 4,205 SPDR GOLD TRUST GOLD SHS 78463V107 50,532 346,108 Defined 2 325,402 20,706 SPDR S&P 500 ETF TR TR UNIT 78462F103 287 2,178 Defined 1 2,178 SPDR S&P 500 ETF TR TR UNIT 78462F103 52,676 399,152 Defined 2 340,360 58,792 SPDR S&P MIDCAP UTSER1 400 ETF TR S&PDCRP 78467Y107 238 1,341 Defined 2 1,341 -- ST JUDE MED INC COM 790849103 601 12,600 Defined 2 12,600 -- STAPLES INC COM 855030102 899 56,879 Defined 2 51,657 5,222 STARBUCKS CORP COM 855244109 251 6,345 Defined 2 6,105 240 STATE STR CORP COM 857477103 5,581 123,767 Defined 2 113,963 9,804 STEELCASE INC CL A 858155203 228 20,000 Defined 2 -- 20,000 STRYKER CORP COM 863667101 23,978 408,545 Defined 2 380,566 27,979 SYMANTEC CORP COM 871503108 497 25,192 Sole 25,192 SYNGENTA AG SPONSORED ADR 87160A100 1,249 18,487 Defined 2 14,087 4,400 SYSCO CORP COM 871829107 1,144 36,700 Defined 2 36,700 -- TALISMAN ENERGY INC COM 87425E103 543 26,490 Defined 2 26,490 -- TARGET CORP COM 87612E106 204 4,345 Defined 1 4,345 TARGET CORP COM 87612E106 22,052 470,083 Defined 2 445,387 24,696 TECHNE CORP COM 878377100 740 8,874 Defined 2 6,784 2,090 TELEFLEX INC COM 879369106 1,294 21,191 Defined 2 21,191 -- TELEFONICA S A SPONSORED ADR 879382208 289 11,782 Defined 2 11,698 84 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,009 20,926 Defined 2 19,491 1,435 TEXAS INSTRS INC COM 882508104 920 28,011 Defined 2 26,951 1,060 THERMO FISHER SCIENTIFIC INC COM 883556102 23,372 362,974 Defined 2 341,666 21,308 THOMSON REUTERS CORP COM 884903105 260 6,941 Sole 6,941 TIBCO SOFTWARE INC COM 88632Q103 213 7,349 Sole 7,349 TIME WARNER INC COM NEW 887317303 241 6,619 Sole 6,619 TOOTSIE ROLL INDS INC COM 890516107 1,090 37,252 Defined 2 -- 37,252 TORONTO DOMINION BK ONT COM NEW 891160509 12,452 146,669 Defined 2 8,484 138,185 TOYOTA MOTOR SP ADR CORP REP2COM 892331307 7,625 92,511 Defined 2 87,561 4,950 TRANSOCEAN LTD REG SHS H8817H100 652 10,106 Defined 2 1,587 8,519 TYCO INTERNATIONAL LTD SHS H89128104 382 7,733 Defined 2 7,733 -- UBS AG SHS NEW H89231338 13,038 714,029 Defined 2 676,234 37,795 UGI CORP NEW COM 902681105 1,556 48,792 Defined 2 48,792 -- ULTRA PETROLEUM CORP COM 903914109 3,622 79,077 Defined 2 76,094 2,983 UNION PAC CORP COM 907818108 321 3,071 Sole 3,071 UNION PAC CORP COM 907818108 1,508 14,441 Defined 2 13,038 1,403
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE -------------- -------------- --------- ----------- --------- ---------- -------- ------ ------- ------ UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 47 18,300 Sole 18,300 UNITED PARCEL SERVICE INC CL B 911312106 403 5,528 Sole 5,528 UNITED PARCEL SERVICE INC CL B 911312106 8,263 113,295 Defined 2 73,196 40,099 UNITED TECHNOLOGIES CORP COM 913017109 472 5,335 Sole 5,335 UNITED TECHNOLOGIES CORP COM 913017109 569 6,425 Defined 1 6,425 UNITED TECHNOLOGIES CORP COM 913017109 39,490 446,167 Defined 2 418,403 27,764 UNITEDHEALTH GROUP INC COM 91324P102 329 6,369 Sole 6,369 UNITEDHEALTH GROUP INC COM 91324P102 23,326 452,235 Defined 2 425,140 27,095 US BANCORP DEL COM NEW 902973304 289 11,328 Sole 11,328 US BANCORP DEL COM NEW 902973304 21,469 841,600 Defined 2 795,774 45,826 VALERO ENERGY CORP NEW COM 91913Y100 17,858 698,406 Defined 2 661,372 37,034 VALLEY NATL BANCORP COM 919794107 165 12,103 Defined 2 12,103 -- VANGUARD INTL MSCI EMR MKT EQUITY INDEX F ETF 922042858 823 16,929 Defined 2 3,429 13,500 VANGUARD WORLD FINANCIALS FDS ETF 92204A405 1,191 37,094 Defined 2 20,694 16,400 VERIZON COMMUNICATIONS INC COM 92343V104 867 23,510 Sole 23,510 VERIZON COMMUNICATIONS INC COM 92343V104 25,149 675,508 Defined 2 613,854 61,654 VISA INC COM CL A 92826C839 418 4,955 Sole 4,955 VODAFONE GROUP SPONS ADR PLC NEW NEW 92857W209 497 18,615 Defined 2 16,100 2,515 WAL MART STORES INC COM 931142103 1,167 21,969 Sole 21,969 WAL MART STORES INC COM 931142103 395 7,425 Defined 1 7,425 WAL MART STORES INC COM 931142103 5,688 107,033 Defined 2 98,046 8,987 WALGREEN CO COM 931422109 297 7,028 Sole 7,028 WALGREEN CO COM 931422109 246 5,800 Defined 1 5,800 WALGREEN CO COM 931422109 1,544 36,358 Defined 2 27,890 8,468 WARNER CHILCOTT PLC IRELAND SHS A G94368100 371 15,360 Defined 2 15,360 -- WELLS FARGO & CO NEW COM 949746101 890 31,702 Sole 31,702 WELLS FARGO & CO NEW COM 949746101 529 18,850 Defined 1 18,850 WELLS FARGO & CO NEW COM 949746101 26,158 932,232 Defined 2 874,661 57,571 WEYERHAEUSER CO COM 962166104 346 15,833 Sole 15,833 WILLIAMS COS INC DEL COM 969457100 574 18,973 Sole 18,973 WILLIAMS COS INC DEL COM 969457100 543 17,960 Defined 2 3,960 14,000 WINDSTREAM CORP COM 97381W104 188 14,511 Sole 14,511 XEROX CORP COM 984121103 440 42,262 Sole 42,262 YUM BRANDS INC COM 988498101 18,597 336,661 Defined 2 315,742 20,919 ZIMMER HLDGS INC COM 98956P102 5,903 93,404 Defined 2 84,296 9,108 415 1,880,495