0000950123-16-021063.txt : 20161102 0000950123-16-021063.hdr.sgml : 20161102 20161102143454 ACCESSION NUMBER: 0000950123-16-021063 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 EFFECTIVENESS DATE: 20161102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDAM USA INC. CENTRAL INDEX KEY: 0001115941 IRS NUMBER: 133849588 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05929 FILM NUMBER: 161967464 BUSINESS ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 BUSINESS PHONE: 416-308-5346 MAIL ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 FORMER COMPANY: FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC. DATE OF NAME CHANGE: 20051114 FORMER COMPANY: FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20000531 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001115941 XXXXXXXX 09-30-2016 09-30-2016 TDAM USA INC.

Canada Trust Tower, BCE Place 161 Bay Street, 35th, Floor Toronto A6 M5J 2T2

13F COMBINATION REPORT 028-05929 28-04365 TD Bank N.A N Barbara Callbeck 416-308-5346 Barbara Callbeck Toronto A6 10-31-2016 1 438 2017625 false 1 28-04365 TD Bank N.A INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 31171 176875 SH DFND 1 141668 8096 27111 ABB LTD SPONSORED ADR 000375204 447 19855 SH DFND 1 9460 0 10395 ABBOTT LABS COM 002824100 9159 216587 SH DFND 1 149394 1215 65978 ABBVIE INC COM 00287Y109 32046 508109 SH DFND 1 442827 3400 61882 ABBVIE INC COM 00287Y109 312 4939 SH SOLE 4939 0 0 ADOBE SYS INC COM 00724F101 1530 14094 SH DFND 1 7500 0 6594 ADVANCE AUTO PARTS INC COM 00751Y106 8572 57483 SH DFND 1 57115 250 118 ADVANCE AUTO PARTS INC COM 00751Y106 1341 8993 SH SOLE 8993 0 0 AERCAP HOLDINGS NV SHS N00985106 6341 164735 SH SOLE 164735 0 0 AETNA INC NEW COM 00817Y108 388 3361 SH DFND 1 1500 0 1861 AFLAC INC COM 001055102 2524 35113 SH DFND 1 27166 0 7947 AGILENT TECHNOLOGIES INC COM 00846U101 240 5099 SH DFND 1 4870 150 79 AGRIUM INC COM 008916108 579 6380 SH DFND 1 4775 0 1605 AIR METHODS CORP COM PAR $.06 009128307 1782 56598 SH SOLE 56598 0 0 ALASKA COMMUNICATIONS SYS GR NOTE 6.250% 5/0 01167PAE1 16 16000 SH SOLE 16000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3458 32690 SH SOLE 32690 0 0 ALLERGAN PLC SHS G0177J108 11849 51446 SH DFND 1 49309 230 1907 ALPHABET INC CAP STK CL C 02079K107 18174 23381 SH DFND 1 20641 185 2555 ALPHABET INC CAP STK CL A 02079K305 3769 4687 SH DFND 1 1396 0 3291 ALTRIA GROUP INC COM 02209S103 23149 366107 SH DFND 1 284161 0 81946 ALTRIA GROUP INC COM 02209S103 281 4448 SH SOLE 4448 0 0 AMAZON COM INC COM 023135106 2460 2938 SH DFND 1 101 0 2837 AMEREN CORP COM 023608102 1310 26641 SH DFND 1 24740 0 1901 AMEREN CORP COM 023608102 289 5884 SH SOLE 5884 0 0 AMERICAN EXPRESS CO COM 025816109 9077 141738 SH DFND 1 30855 0 110883 AMERICAN INTL GROUP INC COM NEW 026874784 14378 242306 SH DFND 1 233626 1120 7560 AMERICAN TOWER CORP NEW COM 03027X100 476 4204 SH DFND 1 57 0 4147 AMERIPRISE FINL INC COM 03076C106 9406 94272 SH DFND 1 92326 435 1511 AMETEK INC NEW COM 031100100 1394 29165 SH SOLE 29165 0 0 AMGEN INC COM 031162100 10219 61261 SH DFND 1 8336 0 52925 ANADARKO PETE CORP COM 032511107 7808 123233 SH DFND 1 120571 610 2052 ANALOG DEVICES INC COM 032654105 611 9473 SH DFND 1 1365 0 8108 APACHE CORP COM 037411105 646 10111 SH DFND 1 8752 0 1359 APARTMENT INVT & MGMT CO CL A 03748R101 1080 23516 SH SOLE 23516 0 0 APPLE INC COM 037833100 329 2911 SH SOLE 2911 0 0 APPLE INC COM 037833100 50134 443466 SH DFND 1 384055 2205 57206 APPLIED MATLS INC COM 038222105 12275 407127 SH DFND 1 391331 1935 13861 ARCHER DANIELS MIDLAND CO COM 039483102 753 17863 SH DFND 1 9050 0 8813 ARMSTRONG WORLD INDS INC NEW COM 04247X102 1562 37797 SH SOLE 37797 0 0 ARROW ELECTRS INC COM 042735100 219 3421 SH DFND 1 3388 0 33 AT&T INC COM 00206R102 28014 689836 SH DFND 1 622813 4810 62213 AT&T INC COM 00206R102 545 13425 SH SOLE 13425 0 0 AUTODESK INC COM 052769106 615 8500 SH DFND 1 3650 0 4850 AUTOLIV INC COM 052800109 214 2000 SH DFND 1 2000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 16207 183752 SH DFND 1 72034 1000 110718 AUTOMATIC DATA PROCESSING IN COM 053015103 372 4218 SH SOLE 4218 0 0 AUTOZONE INC COM 053332102 246 320 SH SOLE 320 0 0 AVON PRODS INC COM 054303102 119 21015 SH DFND 1 20425 0 590 B & G FOODS INC NEW COM 05508R106 1132 23011 SH SOLE 23011 0 0 BAIDU INC SPON ADR REP A 056752108 1498 8227 SH SOLE 8227 0 0 BANK AMER CORP COM 060505104 3790 242141 SH DFND 1 59516 0 182625 BANK HAWAII CORP COM 062540109 2038 28067 SH SOLE 28067 0 0 BANK MONTREAL QUE COM 063671101 446 6815 SH SOLE 6815 0 0 BANK N S HALIFAX COM 064149107 333 6298 SH SOLE 6298 0 0 BANK NEW YORK MELLON CORP COM 064058100 1331 33377 SH DFND 1 24686 0 8691 BANK OF NOVA SCOTIA NOTE 4.500%12/1 064159HB5 368 345000 SH SOLE 345000 0 0 BANKUNITED INC COM 06652K103 2052 67944 SH SOLE 67944 0 0 BARD C R INC COM 067383109 608 2713 SH DFND 1 2350 0 363 BAXTER INTL INC COM 071813109 687 14423 SH DFND 1 7187 0 7236 BB&T CORP COM 054937107 4356 115472 SH DFND 1 102446 570 12456 BCE INC COM NEW 05534B760 496 10767 SH SOLE 10767 0 0 BECTON DICKINSON & CO COM 075887109 4054 22555 SH DFND 1 13278 0 9277 BEMIS INC COM 081437105 1519 29784 SH DFND 1 29784 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 33082 153 SH DFND 1 153 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15497 107268 SH DFND 1 24913 0 82355 BHP BILLITON LTD SPONSORED ADR 088606108 289 8328 SH DFND 1 4883 0 3445 BIO RAD LABS INC CL A 090572207 1777 10849 SH SOLE 10849 0 0 BIO TECHNE CORP COM 09073M104 959 8758 SH DFND 1 8304 0 454 BIOGEN INC COM 09062X103 408 1304 SH DFND 1 71 0 1233 BLACK HILLS CORP COM 092113109 1476 24110 SH SOLE 24110 0 0 BLACKROCK INC COM 09247X101 262 723 SH SOLE 723 0 0 BLACKROCK INC COM 09247X101 18354 50636 SH DFND 1 48188 260 2188 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 248 15866 SH DFND 1 15866 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 1022 34710 SH SOLE 34710 0 0 BOEING CO COM 097023105 26415 200506 SH DFND 1 194735 630 5141 BP PLC SPONSORED ADR 055622104 656 18660 SH DFND 1 15117 0 3543 BRINKER INTL INC COM 109641100 998 19780 SH DFND 1 9480 0 10300 BRISTOL MYERS SQUIBB CO COM 110122108 5836 108242 SH DFND 1 96256 1900 10086 BRUNSWICK CORP COM 117043109 1532 31404 SH SOLE 31404 0 0 CA INC COM 12673P105 218 6595 SH DFND 1 280 0 6315 CAE INC COM 124765108 232 16398 SH SOLE 16398 0 0 CAMPBELL SOUP CO COM 134429109 816 14916 SH DFND 1 14770 0 146 CANADIAN NATL RY CO COM 136375102 230 3522 SH SOLE 3522 0 0 CAPITAL ONE FINL CORP COM 14040H105 1646 22920 SH DFND 1 22280 0 640 CATERPILLAR INC DEL COM 149123101 1074 12104 SH DFND 1 6956 1175 3973 CBOE HLDGS INC COM 12503M108 563 8684 SH SOLE 8684 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 223 2876 SH SOLE 2876 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 964 16820 SH SOLE 16820 0 0 CELGENE CORP COM 151020104 3169 30318 SH DFND 1 18605 0 11713 CENTURYLINK INC COM 156700106 4856 177044 SH DFND 1 170828 875 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329342 530 13377 CMS ENERGY CORP COM 125896100 912 21708 SH DFND 1 21670 0 38 COCA COLA CO COM 191216100 21503 508095 SH DFND 1 488220 3035 16840 COCA COLA CO COM 191216100 203 4801 SH SOLE 4801 0 0 COCA COLA EUROPEAN PARTNERS SHS G25839104 539 13503 SH DFND 1 13503 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2097 43950 SH DFND 1 26658 0 17292 COLGATE PALMOLIVE CO COM 194162103 19683 265481 SH DFND 1 250691 3340 11450 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 43 43000 SH SOLE 43000 0 0 COMCAST CORP NEW CL A 20030N101 13112 197648 SH DFND 1 168307 727 28614 COMMVAULT SYSTEMS INC COM 204166102 1445 27201 SH SOLE 27201 0 0 CONAGRA FOODS INC COM 205887102 220 4680 SH SOLE 4680 0 0 CONOCOPHILLIPS COM 20825C104 2039 46909 SH DFND 1 33144 2520 11245 CORNERSTONE ONDEMAND INC NOTE 1.500% 7/0 21925YAB9 39 36000 SH SOLE 36000 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 191 13780 SH DFND 1 13780 0 0 COSTCO WHSL CORP NEW COM 22160K105 1934 12681 SH DFND 1 107 0 12574 CREDICORP LTD COM G2519Y108 217 1424 SH SOLE 1424 0 0 CSRA INC COM 12650T104 1445 53712 SH SOLE 53712 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 418 8967 SH SOLE 8967 0 0 CUBESMART COM 229663109 1352 49599 SH SOLE 49599 0 0 CVB FINL CORP COM 126600105 1531 86965 SH SOLE 86965 0 0 CVS HEALTH CORP COM 126650100 4453 50034 SH DFND 1 27986 1445 20603 CYPRESS SEMICONDUCTOR CORP COM 232806109 1794 147541 SH SOLE 147541 0 0 DANAHER CORP DEL COM 235851102 13981 178357 SH DFND 1 171283 675 6399 DARDEN RESTAURANTS INC COM 237194105 996 16240 SH SOLE 16240 0 0 DEERE & CO COM 244199105 217 2538 SH SOLE 2538 0 0 DEERE & CO COM 244199105 1285 15055 SH DFND 1 11709 0 3346 DELUXE CORP COM 248019101 955 14287 SH DFND 1 14260 0 27 DENTSPLY SIRONA INC COM 24906P109 3932 66164 SH DFND 1 63979 350 1835 DEVON ENERGY CORP NEW COM 25179M103 662 15014 SH DFND 1 10955 75 3984 DIAGEO P L C SPON ADR NEW 25243Q205 7684 66220 SH DFND 1 909 0 65311 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 720 3897 SH SOLE 3897 0 0 DICKS SPORTING GOODS INC COM 253393102 1094 19295 SH DFND 1 15306 0 3989 DISNEY WALT CO COM DISNEY 254687106 16776 180654 SH DFND 1 76301 100 104253 DOMINION RES INC VA NEW COM 25746U109 11441 154049 SH DFND 1 142943 800 10306 DOMINION RES INC VA NEW COM 25746U109 455 6128 SH SOLE 6128 0 0 DOW CHEM CO COM 260543103 204 3932 SH SOLE 3932 0 0 DOW CHEM CO COM 260543103 14126 272536 SH DFND 1 259035 2500 11001 DR REDDYS LABS LTD ADR 256135203 467 10071 SH SOLE 10071 0 0 DRIL-QUIP INC COM 262037104 693 12430 SH SOLE 12430 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 11441 170839 SH DFND 1 159504 1770 9565 DUKE ENERGY CORP NEW COM NEW 26441C204 20971 262001 SH DFND 1 245434 1286 15281 DUKE ENERGY CORP NEW COM NEW 26441C204 622 7767 SH SOLE 7767 0 0 EATON CORP PLC SHS G29183103 15507 235988 SH DFND 1 211791 800 23397 EBAY INC COM 278642103 237 7194 SH DFND 1 1325 0 5869 ECOLAB INC COM 278865100 6396 52550 SH DFND 1 45569 95 6886 EDWARDS LIFESCIENCES CORP COM 28176E108 350 2905 SH DFND 1 1700 0 1205 EMERSON ELEC CO COM 291011104 19118 350725 SH DFND 1 335049 6545 9131 ENBRIDGE INC COM 29250N105 350 7982 SH SOLE 7982 0 0 ENTERGY CORP NEW COM 29364G103 291 3799 SH SOLE 3799 0 0 ENTERGY CORP NEW COM 29364G103 3169 41295 SH DFND 1 38432 600 2263 ENTERPRISE PRODS PARTNERS L COM 293792107 1127 40780 SH DFND 1 24630 5250 10900 EOG RES INC COM 26875P101 624 6455 SH DFND 1 18 0 6437 EVEREST RE GROUP LTD COM G3223R108 207 1092 SH SOLE 1092 0 0 EVERSOURCE ENERGY COM 30040W108 24361 449636 SH DFND 1 443294 735 5607 EVERTEC INC COM 30040P103 919 54796 SH SOLE 54796 0 0 EXPEDITORS INTL WASH INC COM 302130109 6011 116670 SH DFND 1 965 0 115705 EXPRESS SCRIPTS HLDG CO COM 30219G108 3421 48505 SH DFND 1 31003 810 16692 EXXON MOBIL CORP COM 30231G102 47065 539246 SH DFND 1 381856 5059 152331 EXXON MOBIL CORP COM 30231G102 290 3322 SH SOLE 3322 0 0 EZCORP INC NOTE 2.625% 6/1 302301AB2 17 17000 SH SOLE 17000 0 0 F5 NETWORKS INC COM 315616102 1433 11501 SH SOLE 11501 0 0 F5 NETWORKS INC COM 315616102 8353 67021 SH DFND 1 65127 320 1574 FACEBOOK INC CL A 30303M102 1801 14044 SH DFND 1 2985 0 11059 FEDEX CORP COM 31428X106 2037 11663 SH DFND 1 4875 0 6788 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 7286 197404 SH DFND 1 169813 920 26671 FIDELITY NATL INFORMATION SV COM 31620M106 12045 156365 SH DFND 1 150723 765 4877 FIREEYE INC NOTE 1.000% 6/0 31816QAB7 60 65000 SH SOLE 65000 0 0 FIRST DATA CORP NEW COM CL A 32008D106 5412 411237 SH DFND 1 408869 2030 338 FIRST REP BK SAN FRANCISCO C COM 33616C100 739 9578 SH SOLE 9578 0 0 FLOTEK INDS INC DEL COM 343389102 464 31922 SH SOLE 31922 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 346 28635 SH DFND 1 3677 0 24958 FORTIVE CORP COM 34959J108 4299 84459 SH DFND 1 82787 343 1330 FREEPORT-MCMORAN INC CL B 35671D857 118 10829 SH DFND 1 5588 0 5241 FRESH DEL MONTE PRODUCE INC ORD G36738105 1354 22601 SH SOLE 22601 0 0 FXCM INC NOTE 2.250% 6/1 302693AB2 45 108000 SH SOLE 108000 0 0 GALLAGHER ARTHUR J & CO COM 363576109 1407 27651 SH SOLE 27651 0 0 GALLAGHER ARTHUR J & CO COM 363576109 1458 28653 SH DFND 1 24297 0 4356 GENERAL DYNAMICS CORP COM 369550108 907 5845 SH DFND 1 5612 0 233 GENERAL DYNAMICS CORP COM 369550108 287 1851 SH SOLE 1851 0 0 GENERAL ELECTRIC CO COM 369604103 31775 1072747 SH DFND 1 853097 11250 208400 GENERAL MLS INC COM 370334104 1244 19476 SH DFND 1 3709 0 15767 GENESEE & WYO INC CL A 371559105 1181 17124 SH SOLE 17124 0 0 GENUINE PARTS CO COM 372460105 6026 59992 SH DFND 1 58006 280 1706 GEO GROUP INC NEW COM 36162J106 966 40609 SH SOLE 40609 0 0 GILEAD SCIENCES INC COM 375558103 3413 43135 SH DFND 1 36511 30 6594 GLACIER BANCORP INC NEW COM 37637Q105 1522 53353 SH SOLE 53353 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 244 5666 SH DFND 1 2136 0 3530 GOGO INC NOTE 3.750% 3/0 38046CAB5 14 19000 SH SOLE 19000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 542 3363 SH DFND 1 30 0 3333 GRAINGER W W INC COM 384802104 1292 5747 SH DFND 1 450 0 5297 GRAINGER W W INC COM 384802104 214 952 SH SOLE 952 0 0 HARMONIC INC COM 413160102 1018 171652 SH SOLE 171652 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 216 5033 SH DFND 1 4619 0 414 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 76 77000 SH SOLE 77000 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 453 19926 SH DFND 1 11565 0 8361 HEXCEL CORP NEW COM 428291108 2028 45771 SH SOLE 45771 0 0 HIBBETT SPORTS INC COM 428567101 1017 25500 SH SOLE 25500 0 0 HOME DEPOT INC COM 437076102 22781 177038 SH DFND 1 164504 365 12169 HONEYWELL INTL INC COM 438516106 4453 38196 SH DFND 1 18358 0 19838 HONEYWELL INTL INC COM 438516106 251 2149 SH SOLE 2149 0 0 ICICI BK LTD ADR 45104G104 1601 214290 SH SOLE 214290 0 0 IGI LABORATORIES INC NOTE 3.750%12/1 449575AB5 17 18000 SH SOLE 18000 0 0 ILLINOIS TOOL WKS INC COM 452308109 7531 62846 SH DFND 1 52051 0 10795 IMPAX LABORATORIES INC NOTE 2.000% 6/1 45256BAE1 11 13000 SH SOLE 13000 0 0 INFOSYS LTD SPONSORED ADR 456788108 693 43888 SH SOLE 43888 0 0 INGERSOLL-RAND PLC SHS G47791101 9363 137816 SH DFND 1 136424 760 632 INTEL CORP COM 458140100 23151 613281 SH DFND 1 566680 7625 38976 INTERNATIONAL BUSINESS MACHS COM 459200101 10110 63644 SH DFND 1 51442 800 11402 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1894 13245 SH DFND 1 13135 0 110 INTL PAPER CO COM 460146103 364 7578 SH DFND 1 2596 125 4857 INVENSENSE INC NOTE 1.750%11/0 46123DAB2 21 22000 SH SOLE 22000 0 0 IRON MTN INC NEW COM 46284V101 209 5582 SH SOLE 5582 0 0 IRON MTN INC NEW COM 46284V101 6756 180018 SH DFND 1 179727 0 291 ISHARES TR MBS ETF 464288588 1615 14667 SH SOLE 14667 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 884 17099 SH SOLE 17099 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 468 3850 SH SOLE 3850 0 0 JD COM INC SPON ADR CL A 47215P106 387 14827 SH SOLE 14827 0 0 JOHNSON & JOHNSON COM 478160104 372 3151 SH SOLE 3151 0 0 JOHNSON & JOHNSON COM 478160104 44391 375778 SH DFND 1 259437 2135 114206 JONES LANG LASALLE INC COM 48020Q107 1292 11355 SH SOLE 11355 0 0 JPMORGAN CHASE & CO COM 46625H100 11389 171028 SH DFND 1 112412 0 58616 KAR AUCTION SVCS INC COM 48238T109 1689 39124 SH SOLE 39124 0 0 KEYW HLDG CORP NOTE 2.500% 7/1 493723AA8 10 10000 SH SOLE 10000 0 0 KIMBERLY CLARK CORP COM 494368103 295 2340 SH SOLE 2340 0 0 KIMBERLY CLARK CORP COM 494368103 15529 123108 SH DFND 1 111134 700 11274 KINDER MORGAN INC DEL COM 49456B101 705 30493 SH DFND 1 858 0 29635 KITE RLTY GROUP TR COM NEW 49803T300 1163 41953 SH SOLE 41953 0 0 KRAFT HEINZ CO COM 500754106 2858 31934 SH DFND 1 18192 0 13742 LIBERTY PPTY TR SH BEN INT 531172104 1447 35866 SH SOLE 35866 0 0 LILLY ELI & CO COM 532457108 217 2698 SH SOLE 2698 0 0 LILLY ELI & CO COM 532457108 826 10290 SH DFND 1 3097 0 7193 LINEAR TECHNOLOGY CORP COM 535678106 10353 174620 SH DFND 1 2550 0 172070 LOCKHEED MARTIN CORP COM 539830109 4465 18625 SH DFND 1 12425 400 5800 LOCKHEED MARTIN CORP COM 539830109 399 1664 SH SOLE 1664 0 0 LOEWS CORP COM 540424108 212 5156 SH SOLE 5156 0 0 LOWES COS INC COM 548661107 3493 48371 SH DFND 1 3946 0 44425 LUMOS NETWORKS CORP COM 550283105 245 17517 SH SOLE 17517 0 0 M & T BK CORP COM 55261F104 520 4476 SH DFND 1 4350 0 126 MADDEN STEVEN LTD COM 556269108 1274 36870 SH SOLE 36870 0 0 MARATHON OIL CORP COM 565849106 265 16774 SH DFND 1 8968 0 7806 MARATHON PETE CORP COM 56585A102 497 12239 SH DFND 1 9244 0 2995 MARKEL CORP COM 570535104 1697 1827 SH SOLE 1827 0 0 MARSH & MCLENNAN COS INC COM 571748102 8173 121527 SH DFND 1 113751 470 7306 MARTIN MARIETTA MATLS INC COM 573284106 2942 16423 SH DFND 1 16257 100 66 MARTIN MARIETTA MATLS INC COM 573284106 691 3860 SH SOLE 3860 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 485 12157 SH DFND 1 100 0 12057 MCCORMICK & CO INC COM NON VTG 579780206 944 9449 SH DFND 1 6845 0 2604 MCDONALDS CORP COM 580135101 18888 163731 SH DFND 1 130774 1575 31382 MCDONALDS CORP COM 580135101 400 3467 SH SOLE 3467 0 0 MCKESSON CORP COM 58155Q103 11982 71856 SH DFND 1 69076 340 2440 MEDTRONIC PLC SHS G5960L103 10820 125230 SH DFND 1 100238 335 24657 MELCO CROWN ENTMT LTD ADR 585464100 1965 121982 SH SOLE 121982 0 0 MERCHANTS BANCSHARES COM 588448100 760 23470 SH DFND 1 23390 0 80 MERCK & CO INC COM 58933Y105 12068 193370 SH DFND 1 145967 4450 42953 METHANEX CORP COM 59151K108 512 14351 SH SOLE 14351 0 0 METLIFE INC COM 59156R108 475 10681 SH DFND 1 5208 125 5348 MICROCHIP TECHNOLOGY INC COM 595017104 1435 23091 SH DFND 1 21359 0 1732 MICROSOFT CORP COM 594918104 58288 1011947 SH DFND 1 775475 3865 232607 MICROSOFT CORP COM 594918104 400 6940 SH SOLE 6940 0 0 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 376 49255 SH SOLE 49255 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 4817 113165 SH SOLE 113165 0 0 MOLINA HEALTHCARE INC COM 60855R100 1793 30737 SH SOLE 30737 0 0 MOLSON COORS BREWING CO CL B 60871R209 836 7611 SH DFND 1 7370 0 241 MONDELEZ INTL INC CL A 609207105 708 16128 SH DFND 1 9089 0 7039 MONSANTO CO NEW COM 61166W101 1404 13735 SH DFND 1 7231 480 6024 MOODYS CORP COM 615369105 611 5643 SH DFND 1 2650 0 2993 MORGAN STANLEY COM NEW 617446448 262 8161 SH DFND 1 3731 0 4430 MORNINGSTAR INC COM 617700109 1122 14152 SH SOLE 14152 0 0 MUELLER INDS INC COM 624756102 1412 43543 SH SOLE 43543 0 0 NATIONAL INSTRS CORP COM 636518102 1091 38429 SH SOLE 38429 0 0 NETEASE INC SPONSORED ADR 64110W102 429 1782 SH SOLE 1782 0 0 NETSCOUT SYS INC COM 64115T104 2012 68791 SH SOLE 68791 0 0 NEW MTN FIN CORP NOTE 5.000% 6/1 647551AB6 19 19000 SH SOLE 19000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 212 14912 SH SOLE 14912 0 0 NEXTERA ENERGY INC COM 65339F101 329 2688 SH SOLE 2688 0 0 NEXTERA ENERGY INC COM 65339F101 3386 27684 SH DFND 1 24948 250 2486 NIELSEN HLDGS PLC SHS EUR G6518L108 5349 99847 SH DFND 1 97941 560 1346 NIKE INC CL B 654106103 3036 57657 SH DFND 1 32364 2120 23173 NISOURCE INC COM 65473P105 598 24786 SH DFND 1 24430 0 356 NORFOLK SOUTHERN CORP COM 655844108 3590 36991 SH DFND 1 32761 1065 3165 NORTHERN TR CORP COM 665859104 1028 15119 SH DFND 1 14948 0 171 NORTHWESTERN CORP COM NEW 668074305 1294 22501 SH SOLE 22501 0 0 NOVARTIS A G SPONSORED ADR 66987V109 7307 92539 SH DFND 1 4177 0 88362 NOVO-NORDISK A S ADR 670100205 783 18815 SH DFND 1 18815 0 0 NUCOR CORP COM 670346105 349 7061 SH DFND 1 1600 0 5461 NVIDIA CORP COM 67066G104 221 3223 SH DFND 1 2814 0 409 NVR INC COM 62944T105 979 597 SH SOLE 597 0 0 NXP SEMICONDUCTORS N V COM N6596X109 29460 288798 SH SOLE 288798 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 371 5088 SH SOLE 5088 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 22544 309164 SH DFND 1 301063 1665 6436 OIL STS INTL INC COM 678026105 570 18043 SH SOLE 18043 0 0 OMNICOM GROUP INC COM 681919106 1585 18645 SH DFND 1 2678 0 15967 ORACLE CORP COM 68389X105 17971 457499 SH DFND 1 431262 2377 23860 PATTERN ENERGY GROUP INC NOTE 4.000% 7/1 70338PAB6 31 31000 SH SOLE 31000 0 0 PAYCHEX INC COM 704326107 3958 68393 SH DFND 1 15376 0 53017 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 111 116000 SH SOLE 116000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 195 12304 SH SOLE 12304 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 878 55490 SH DFND 1 47180 0 8310 PEPSICO INC COM 713448108 29799 273961 SH DFND 1 191941 2035 79985 PEPSICO INC COM 713448108 448 4123 SH SOLE 4123 0 0 PFIZER INC COM 717081103 9593 283240 SH DFND 1 219467 1740 62033 PHILIP MORRIS INTL INC COM 718172109 28982 298104 SH DFND 1 223529 1425 73150 PHILIP MORRIS INTL INC COM 718172109 383 3942 SH SOLE 3942 0 0 PHILLIPS 66 COM 718546104 724 8986 SH DFND 1 6978 0 2008 PNC FINL SVCS GROUP INC COM 693475105 2015 22361 SH DFND 1 10156 0 12205 PPG INDS INC COM 693506107 803 7769 SH DFND 1 7447 0 322 PPL CORP COM 69351T106 15669 453253 SH DFND 1 450333 660 2260 PPL CORP COM 69351T106 627 18124 SH SOLE 18124 0 0 PRAXAIR INC COM 74005P104 1023 8464 SH DFND 1 3399 60 5005 PRICE T ROWE GROUP INC COM 74144T108 229 3439 SH DFND 1 1729 0 1710 PRICELINE GRP INC COM NEW 741503403 780 530 SH DFND 1 302 30 198 PROCTER AND GAMBLE CO COM 742718109 42534 473919 SH DFND 1 392603 3560 77756 PROCTER AND GAMBLE CO COM 742718109 480 5347 SH SOLE 5347 0 0 PROS HOLDINGS INC NOTE 2.000%12/0 74346YAB9 24 24000 SH SOLE 24000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.750% 3/1 74348TAL6 33 32000 SH SOLE 32000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 39 38000 SH SOLE 38000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 45 46000 SH SOLE 46000 0 0 PTC INC COM 69370C100 2067 46659 SH SOLE 46659 0 0 PVH CORP COM 693656100 1471 13315 SH SOLE 13315 0 0 PVH CORP COM 693656100 5302 47986 SH DFND 1 47153 280 553 QUALCOMM INC COM 747525103 16210 236638 SH DFND 1 201525 0 35113 QUALCOMM INC COM 747525103 237 3460 SH SOLE 3460 0 0 QUEST DIAGNOSTICS INC COM 74834L100 1158 13682 SH DFND 1 7166 0 6516 RAYTHEON CO COM NEW 755111507 22307 163867 SH DFND 1 160442 350 3075 RAYTHEON CO COM NEW 755111507 242 1775 SH SOLE 1775 0 0 REDWOOD TR INC NOTE 4.625% 4/1 758075AB1 17 17000 SH SOLE 17000 0 0 REGAL ENTMT GROUP CL A 758766109 526 24205 SH DFND 1 24205 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1270 17626 SH SOLE 17626 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 1134 9440 SH DFND 1 0 0 9440 REPUBLIC SVCS INC COM 760759100 269 5332 SH SOLE 5332 0 0 REPUBLIC SVCS INC COM 760759100 820 16249 SH DFND 1 15700 0 549 RESOURCE CAP CORP NOTE 6.000%12/0 76120WAA2 17 17000 SH SOLE 17000 0 0 REYNOLDS AMERICAN INC COM 761713106 260 5516 SH SOLE 5516 0 0 REYNOLDS AMERICAN INC COM 761713106 11993 254369 SH DFND 1 248328 0 6041 RITE AID CORP COM 767754104 348 45254 SH DFND 1 0 0 45254 ROCKWELL COLLINS INC COM 774341101 9184 108898 SH DFND 1 98344 525 10029 ROGERS COMMUNICATIONS INC CL B 775109200 263 6200 SH SOLE 6200 0 0 ROYAL BANK OF CANADA NOTE 4.650% 1/2 780082AD5 730 670000 SH SOLE 670000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 602 9744 SH SOLE 9744 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 215 4295 SH SOLE 4295 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 7930 158382 SH DFND 1 122287 1635 34460 SALLY BEAUTY HLDGS INC COM 79546E104 1334 51961 SH SOLE 51961 0 0 SCANA CORP NEW COM 80589M102 1033 14274 SH DFND 1 8074 0 6200 SCHLUMBERGER LTD COM 806857108 5062 64372 SH DFND 1 33881 320 30171 SCORPIO TANKERS INC SHS Y7542C106 523 112968 SH DFND 1 91968 3000 18000 SEAGATE TECHNOLOGY PLC SHS G7945M107 13815 358369 SH DFND 1 353094 3525 1750 SEAGATE TECHNOLOGY PLC SHS G7945M107 1291 33490 SH SOLE 33490 0 0 SERVICE CORP INTL COM 817565104 1909 71915 SH SOLE 71915 0 0 SHERWIN WILLIAMS CO COM 824348106 1494 5399 SH DFND 1 5310 0 89 SILGAN HOLDINGS INC COM 827048109 1263 24975 SH SOLE 24975 0 0 SMUCKER J M CO COM NEW 832696405 5359 39539 SH DFND 1 37582 180 1777 SOLAZYME INC NOTE 5.000%10/0 83415TAC5 9 20000 SH SOLE 20000 0 0 SOUTHERN CO COM 842587107 451 8792 SH SOLE 8792 0 0 SOUTHERN CO COM 842587107 12893 251326 SH DFND 1 239150 0 12176 SPECTRA ENERGY CORP COM 847560109 1591 37205 SH DFND 1 24415 3385 9405 ST JUDE MED INC COM 790849103 805 10096 SH DFND 1 9800 0 296 STARBUCKS CORP COM 855244109 1786 32996 SH DFND 1 16686 0 16310 STATE STR CORP COM 857477103 3625 52058 SH DFND 1 26934 0 25124 STERICYCLE INC COM 858912108 1216 15172 SH SOLE 15172 0 0 STRYKER CORP COM 863667101 8615 74005 SH DFND 1 18173 0 55832 SUN LIFE FINL INC COM 866796105 302 9308 SH SOLE 9308 0 0 SUNPOWER CORP DBCV 0.750% 6/0 867652AG4 13 14000 SH SOLE 14000 0 0 SYNCHRONY FINL COM 87165B103 7024 250872 SH DFND 1 245968 1365 3539 SYNGENTA AG SPONSORED ADR 87160A100 1446 16502 SH DFND 1 14552 970 980 SYSCO CORP COM 871829107 219 4469 SH SOLE 4469 0 0 SYSCO CORP COM 871829107 738 15060 SH DFND 1 11997 0 3063 TARGET CORP COM 87612E106 629 9162 SH DFND 1 4970 0 4192 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 1065 9634 SH SOLE 9634 0 0 TATA MTRS LTD SPONSORED ADR 876568502 987 24693 SH SOLE 24693 0 0 TELUS CORP COM 87971M103 279 8456 SH SOLE 8456 0 0 TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 34 38000 SH SOLE 38000 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 1433 26101 SH SOLE 26101 0 0 TEXAS INSTRS INC COM 882508104 203 2898 SH SOLE 2898 0 0 TEXAS INSTRS INC COM 882508104 3900 55577 SH DFND 1 35685 175 19717 THERMO FISHER SCIENTIFIC INC COM 883556102 1212 7620 SH DFND 1 1150 0 6470 THOMSON REUTERS CORP COM 884903105 246 5967 SH SOLE 5967 0 0 TIME WARNER INC COM NEW 887317303 21167 265889 SH DFND 1 258578 740 6571 TJX COS INC NEW COM 872540109 11456 153198 SH DFND 1 147892 1315 3991 TORONTO DOMINION BK ONT COM NEW 891160509 12169 274074 SH DFND 1 0 0 274074 TORONTO DOMINION BK ONT COM NEW 891160509 327 7377 SH SOLE 7377 0 0 TOTAL SYS SVCS INC COM 891906109 1075 22804 SH SOLE 22804 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 217 1870 SH DFND 1 340 0 1530 TRANSCANADA CORP COM 89353D107 508 10719 SH SOLE 10719 0 0 TREEHOUSE FOODS INC COM 89469A104 898 10301 SH SOLE 10301 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 52 54000 SH SOLE 54000 0 0 UGI CORP NEW COM 902681105 3314 73251 SH DFND 1 73188 0 63 UNION PAC CORP COM 907818108 8445 86588 SH DFND 1 42794 800 42994 UNITED FINL BANCORP INC NEW COM 910304104 311 22438 SH DFND 1 22438 0 0 UNITED NAT FOODS INC COM 911163103 1586 39598 SH SOLE 39598 0 0 UNITED PARCEL SERVICE INC CL B 911312106 7059 64547 SH DFND 1 35313 0 29234 UNITED TECHNOLOGIES CORP COM 913017109 8149 80206 SH DFND 1 53563 765 25878 UNITEDHEALTH GROUP INC COM 91324P102 25333 180949 SH DFND 1 161063 540 19346 UNITEDHEALTH GROUP INC COM 91324P102 429 3064 SH SOLE 3064 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 1802 32468 SH SOLE 32468 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 1402 11381 SH SOLE 11381 0 0 UNIVEST CORP PA COM 915271100 650 27837 SH DFND 1 27790 0 47 URBAN OUTFITTERS INC COM 917047102 1060 30716 SH SOLE 30716 0 0 US BANCORP DEL COM NEW 902973304 280 6532 SH SOLE 6532 0 0 US BANCORP DEL COM NEW 902973304 8306 193663 SH DFND 1 174365 1530 17768 VALERO ENERGY CORP NEW COM 91913Y100 270 5095 SH DFND 1 932 0 4163 VALVOLINE INC COM 92047W101 998 42475 SH SOLE 42475 0 0 VECTREN CORP COM 92240G101 1429 28475 SH SOLE 28475 0 0 VECTREN CORP COM 92240G101 621 12369 SH DFND 1 12250 0 119 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 19 20000 SH SOLE 20000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 26826 516088 SH DFND 1 419875 4125 92088 VERIZON COMMUNICATIONS INC COM 92343V104 323 6207 SH SOLE 6207 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 149 10178 SH SOLE 10178 0 0 VISA INC COM CL A 92826C839 24207 292711 SH DFND 1 232988 1280 58443 VISTEON CORP COM NEW 92839U206 723 10093 SH SOLE 10093 0 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 13087 448950 SH DFND 1 404541 0 44409 WABTEC CORP COM 929740108 1700 20819 SH SOLE 20819 0 0 WAL-MART STORES INC COM 931142103 3425 47492 SH DFND 1 33143 550 13799 WALGREENS BOOTS ALLIANCE INC COM 931427108 8367 103780 SH DFND 1 43514 0 60266 WASTE MGMT INC DEL COM 94106L109 1826 28632 SH DFND 1 23751 0 4881 WASTE MGMT INC DEL COM 94106L109 206 3226 SH SOLE 3226 0 0 WEC ENERGY GROUP INC COM 92939U106 382 6382 SH SOLE 6382 0 0 WEC ENERGY GROUP INC COM 92939U106 22946 383199 SH DFND 1 366009 860 16330 WELLCARE HEALTH PLANS INC COM 94946T106 725 6188 SH SOLE 6188 0 0 WELLS FARGO & CO NEW COM 949746101 232 5247 SH SOLE 5247 0 0 WELLS FARGO & CO NEW COM 949746101 24011 542253 SH DFND 1 338338 1875 202040 WELLTOWER INC COM 95040Q104 16021 214269 SH DFND 1 212508 0 1761 WELLTOWER INC COM 95040Q104 335 4478 SH SOLE 4478 0 0 WERNER ENTERPRISES INC COM 950755108 1056 45376 SH SOLE 45376 0 0 WESTAR ENERGY INC COM 95709T100 613 10803 SH DFND 1 0 0 10803 WESTERN UN CO COM 959802109 669 32141 SH DFND 1 5297 0 26844 WEX INC COM 96208T104 962 8902 SH SOLE 8902 0 0 WGL HLDGS INC COM 92924F106 643 10260 SH DFND 1 8510 0 1750 WIPRO LTD SPON ADR 1 SH 97651M109 580 59686 SH SOLE 59686 0 0 WOLVERINE WORLD WIDE INC COM 978097103 317 13778 SH DFND 1 13778 0 0 WOODWARD INC COM 980745103 1924 30789 SH SOLE 30789 0 0 XCEL ENERGY INC COM 98389B100 224 5440 SH SOLE 5440 0 0 XEROX CORP COM 984121103 279 27529 SH DFND 1 14250 0 13279 YUM BRANDS INC COM 988498101 3592 39553 SH DFND 1 31612 0 7941 ZIMMER BIOMET HLDGS INC COM 98956P102 9399 72287 SH DFND 1 18480 415 53392