0000950123-16-018800.txt : 20160804 0000950123-16-018800.hdr.sgml : 20160804 20160804133526 ACCESSION NUMBER: 0000950123-16-018800 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160804 DATE AS OF CHANGE: 20160804 EFFECTIVENESS DATE: 20160804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDAM USA INC. CENTRAL INDEX KEY: 0001115941 IRS NUMBER: 133849588 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05929 FILM NUMBER: 161806691 BUSINESS ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 BUSINESS PHONE: 416-308-5346 MAIL ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 FORMER COMPANY: FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC. DATE OF NAME CHANGE: 20051114 FORMER COMPANY: FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20000531 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001115941 XXXXXXXX 06-30-2016 06-30-2016 TDAM USA INC.

CANADA TRUST TOWER, BCE PLACE 161 BAY STREET, 35TH, FLOOR TORONTO A6 M5J 2T2

13F HOLDINGS REPORT 028-05929 28-04365 TD Bank N.A N Barbara Callbeck 416-308-5346 Barbara Callbeck Toronto A6 07-29-2016 1 413 2035754 false 1 28-04365 TD Bank N.A INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 31759 181358 SH DFND 1 145744 8096 27518 ABB LTD SPONSORED ADR 000375204 407 20515 SH DFND 1 9460 0 11055 ABBOTT LABS COM 002824100 14724 374553 SH DFND 1 306528 2087 65938 ABBVIE INC COM 00287Y109 31784 513393 SH DFND 1 450092 3430 59871 ABBVIE INC COM 00287Y109 229 3700 SH SOLE 3700 0 0 ADOBE SYS INC COM 00724F101 1548 16159 SH DFND 1 7500 0 8659 ADVANCE AUTO PARTS INC COM 00751Y106 8911 55135 SH DFND 1 54770 260 105 ADVANCE AUTO PARTS INC COM 00751Y106 1863 11529 SH SOLE 11529 0 0 AERCAP HOLDINGS NV SHS N00985106 4994 148685 SH SOLE 148685 0 0 AETNA INC NEW COM 00817Y108 401 3280 SH DFND 1 1500 0 1780 AFLAC INC COM 001055102 2771 38394 SH DFND 1 30624 0 7770 AGILENT TECHNOLOGIES INC COM 00846U101 267 6015 SH DFND 1 5840 150 25 AGRIUM INC COM 008916108 531 5875 SH DFND 1 4825 0 1050 AIR METHODS CORP COM PAR $.06 009128307 2064 57607 SH SOLE 57607 0 0 ALASKA COMMUNICATIONS SYS GR NOTE 6.250% 5/0 01167PAE1 15 16000 SH SOLE 16000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1939 24376 SH SOLE 24376 0 0 ALLERGAN PLC SHS G0177J108 12128 52482 SH DFND 1 50634 240 1608 ALLISON TRANSMISSION HLDGS I COM 01973R101 1018 36064 SH SOLE 36064 0 0 ALPHABET INC CAP STK CL C 02079K107 16448 23766 SH DFND 1 21026 195 2545 ALPHABET INC CAP STK CL A 02079K305 3285 4670 SH DFND 1 1441 0 3229 ALTRIA GROUP INC COM 02209S103 26042 377643 SH DFND 1 293395 0 84248 ALTRIA GROUP INC COM 02209S103 223 3231 SH SOLE 3231 0 0 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 21 19000 SH SOLE 19000 0 0 AMAZON COM INC COM 023135106 2090 2920 SH DFND 1 81 0 2839 AMEREN CORP COM 023608102 1425 26597 SH DFND 1 24740 0 1857 AMERICAN EXPRESS CO COM 025816109 8725 143592 SH DFND 1 32778 0 110814 AMERICAN INTL GROUP INC COM NEW 026874784 12586 237973 SH DFND 1 229196 1170 7607 AMERICAN TOWER CORP NEW COM 03027X100 478 4211 SH DFND 1 57 0 4154 AMERIPRISE FINL INC COM 03076C106 9332 103863 SH DFND 1 102061 495 1307 AMGEN INC COM 031162100 9352 61467 SH DFND 1 8406 0 53061 ANADARKO PETE CORP COM 032511107 6695 125729 SH DFND 1 123590 640 1499 ANALOG DEVICES INC COM 032654105 511 9028 SH DFND 1 1560 0 7468 APACHE CORP COM 037411105 559 10038 SH DFND 1 8782 0 1256 APARTMENT INVT & MGMT CO CL A 03748R101 1054 23863 SH SOLE 23863 0 0 APPLE INC COM 037833100 224 2341 SH SOLE 2341 0 0 APPLE INC COM 037833100 43897 459173 SH DFND 1 397576 2245 59352 APPLIED MATLS INC COM 038222105 9884 412337 SH DFND 1 395071 2005 15261 ARCHER DANIELS MIDLAND CO COM 039483102 762 17757 SH DFND 1 12740 0 5017 ARMSTRONG WORLD INDS INC NEW COM 04247X102 1504 38405 SH SOLE 38405 0 0 ARROW ELECTRS INC COM 042735100 259 4177 SH DFND 1 3388 0 789 AT&T INC COM 00206R102 31120 720202 SH DFND 1 643499 4810 71893 AT&T INC COM 00206R102 386 8933 SH SOLE 8933 0 0 AUTODESK INC COM 052769106 489 9036 SH DFND 1 4150 0 4886 AUTOLIV INC COM 052800109 215 2000 SH DFND 1 2000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 16940 184396 SH DFND 1 73295 1000 110101 AVON PRODS INC COM 054303102 79 20912 SH DFND 1 20425 0 487 B & G FOODS INC NEW COM 05508R106 1643 34084 SH SOLE 34084 0 0 BAIDU INC SPON ADR REP A 056752108 1056 6395 SH SOLE 6395 0 0 BANK AMER CORP COM 060505104 4076 307177 SH DFND 1 62433 0 244744 BANK HAWAII CORP COM 062540109 1965 28563 SH SOLE 28563 0 0 BANK MONTREAL QUE COM 063671101 292 4628 SH SOLE 4628 0 0 BANK N S HALIFAX COM 064149107 312 6398 SH SOLE 6398 0 0 BANK NEW YORK MELLON CORP COM 064058100 1382 35583 SH DFND 1 25126 0 10457 BANK OF NOVA SCOTIA NOTE 4.500%12/1 064159HB5 384 370000 SH SOLE 370000 0 0 BANKUNITED INC COM 06652K103 1527 49706 SH SOLE 49706 0 0 BARD C R INC COM 067383109 622 2646 SH DFND 1 2350 0 296 BAXTER INTL INC COM 071813109 642 14195 SH DFND 1 7287 0 6908 BB&T CORP COM 054937107 555 15574 SH DFND 1 3319 0 12255 BCE INC COM NEW 05534B760 322 6845 SH SOLE 6845 0 0 BECTON DICKINSON & CO COM 075887109 4122 24304 SH DFND 1 14028 0 10276 BEMIS INC COM 081437105 1572 30524 SH DFND 1 30524 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 33197 153 SH DFND 1 153 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15766 108891 SH DFND 1 26773 0 82118 BHP BILLITON LTD SPONSORED ADR 088606108 223 7808 SH DFND 1 6293 0 1515 BIO RAD LABS INC CL A 090572207 1582 11061 SH SOLE 11061 0 0 BIO TECHNE CORP COM 09073M104 1002 8889 SH DFND 1 8444 0 445 BIOGEN INC COM 09062X103 290 1200 SH DFND 1 81 0 1119 BLACKROCK INC COM 09247X101 17985 52505 SH DFND 1 49778 270 2457 BLACKROCK INC COM 09247X101 213 622 SH SOLE 622 0 0 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 258 15866 SH DFND 1 15866 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 211 8600 SH DFND 1 8600 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 976 35284 SH SOLE 35284 0 0 BOEING CO COM 097023105 27002 207916 SH DFND 1 203107 650 4159 BP PLC SPONSORED ADR 055622104 647 18216 SH DFND 1 15825 0 2391 BRINKER INTL INC COM 109641100 901 19780 SH DFND 1 9480 0 10300 BRINKER INTL INC COM 109641100 1942 42646 SH SOLE 42646 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 7868 106979 SH DFND 1 97731 1900 7348 BRUNSWICK CORP COM 117043109 1478 32604 SH SOLE 32604 0 0 CA INC COM 12673P105 211 6439 SH DFND 1 280 0 6159 CAE INC COM 124765108 131 10903 SH SOLE 10903 0 0 CAMPBELL SOUP CO COM 134429109 1054 15845 SH DFND 1 14770 0 1075 CANADIAN NATL RY CO COM 136375102 224 3811 SH SOLE 3811 0 0 CAPITAL ONE FINL CORP COM 14040H105 1495 23545 SH DFND 1 23030 0 515 CATERPILLAR INC DEL COM 149123101 1071 14126 SH DFND 1 6956 1175 5995 CBOE HLDGS INC COM 12503M108 800 12001 SH SOLE 12001 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 225 3012 SH SOLE 3012 0 0 CELGENE CORP COM 151020104 2977 30182 SH DFND 1 19555 0 10627 CENTURYLINK INC COM 156700106 5316 183254 SH DFND 1 177165 885 5204 CHECK POINT SOFTWARE TECH LT ORD M22465104 7176 90057 SH DFND 1 88897 370 790 CHECK POINT SOFTWARE TECH LT ORD M22465104 10618 133261 SH SOLE 133261 0 0 CHEMTURA CORP COM NEW 163893209 416 15782 SH SOLE 15782 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 54 59000 SH SOLE 59000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 15 16000 SH SOLE 16000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 16 20000 SH SOLE 20000 0 0 CHEVRON CORP NEW COM 166764100 12622 120407 SH DFND 1 68311 1200 50896 CHUBB LIMITED COM H1467J104 8170 62507 SH DFND 1 52347 190 9970 CHURCH & DWIGHT INC COM 171340102 1142 11098 SH DFND 1 8338 0 2760 CIGNA CORPORATION COM 125509109 330 2575 SH DFND 1 477 0 2098 CISCO SYS INC COM 17275R102 9986 348078 SH DFND 1 282944 0 65134 CITIGROUP INC COM NEW 172967424 563 13282 SH DFND 1 9141 150 3991 CITIZENS FINL GROUP INC COM 174610105 5314 265960 SH DFND 1 263934 1510 516 CITRIX SYS INC COM 177376100 213 2665 SH DFND 1 1373 0 1292 CLOROX CO DEL COM 189054109 1227 8867 SH DFND 1 2732 0 6135 CME GROUP INC COM 12572Q105 33728 346283 SH DFND 1 340362 560 5361 CME GROUP INC COM 12572Q105 293 3005 SH SOLE 3005 0 0 CMS ENERGY CORP COM 125896100 996 21708 SH DFND 1 21670 0 38 COCA COLA CO COM 191216100 21038 464118 SH DFND 1 446382 2775 14961 COCA COLA EUROPEAN PARTNERS SHS G25839104 482 13503 SH DFND 1 13503 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1748 30534 SH DFND 1 27528 0 3006 COLGATE PALMOLIVE CO COM 194162103 20281 277065 SH DFND 1 263023 3350 10692 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 41 43000 SH SOLE 43000 0 0 COMCAST CORP NEW CL A 20030N101 12523 192100 SH DFND 1 172433 757 18910 COMMVAULT SYSTEMS INC COM 204166102 1657 38365 SH SOLE 38365 0 0 CONOCOPHILLIPS COM 20825C104 2696 61828 SH DFND 1 48274 2520 11034 CORNERSTONE ONDEMAND INC NOTE 1.500% 7/0 21925YAB9 37 36000 SH SOLE 36000 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 483 13780 SH DFND 1 13780 0 0 COSTCO WHSL CORP NEW COM 22160K105 2113 13454 SH DFND 1 107 0 13347 CREDICORP LTD COM G2519Y108 220 1424 SH SOLE 1424 0 0 CSRA INC COM 12650T104 1017 43425 SH SOLE 43425 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 308 7482 SH SOLE 7482 0 0 CUBESMART COM 229663109 1272 41185 SH SOLE 41185 0 0 CVB FINL CORP COM 126600105 1450 88491 SH SOLE 88491 0 0 CVS HEALTH CORP COM 126650100 5141 53695 SH DFND 1 33227 1445 19023 CYPRESS SEMICONDUCTOR CORP COM 232806109 1273 120634 SH SOLE 120634 0 0 DANAHER CORP DEL COM 235851102 18646 184614 SH DFND 1 176678 705 7231 DEERE & CO COM 244199105 1338 16505 SH DFND 1 12819 0 3686 DELUXE CORP COM 248019101 947 14271 SH DFND 1 14260 0 11 DENTSPLY SIRONA INC COM 24906P109 257 4149 SH DFND 1 2458 0 1691 DEVON ENERGY CORP NEW COM 25179M103 3719 102605 SH DFND 1 94710 525 7370 DIAGEO P L C SPON ADR NEW 25243Q205 7478 66250 SH DFND 1 939 0 65311 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 742 3940 SH SOLE 3940 0 0 DICKS SPORTING GOODS INC COM 253393102 1500 33285 SH SOLE 33285 0 0 DICKS SPORTING GOODS INC COM 253393102 5576 123737 SH DFND 1 118876 590 4271 DISNEY WALT CO COM DISNEY 254687106 18018 184198 SH DFND 1 79815 100 104283 DOMINION RES INC VA NEW COM 25746U109 12435 159567 SH DFND 1 148317 800 10450 DOMINION RES INC VA NEW COM 25746U109 235 3016 SH SOLE 3016 0 0 DONNELLEY R R & SONS CO COM 257867101 658 38915 SH DFND 1 35930 0 2985 DOW CHEM CO COM 260543103 13633 274245 SH DFND 1 263365 1500 9380 DR REDDYS LABS LTD ADR 256135203 521 10171 SH SOLE 10171 0 0 DRIL-QUIP INC COM 262037104 596 10201 SH SOLE 10201 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 11324 174758 SH DFND 1 161877 1780 11101 DUKE ENERGY CORP NEW COM NEW 26441C204 23144 269775 SH DFND 1 252828 1286 15661 DUKE ENERGY CORP NEW COM NEW 26441C204 417 4865 SH SOLE 4865 0 0 E M C CORP MASS COM 268648102 3894 143316 SH DFND 1 118812 0 24504 EATON CORP PLC SHS G29183103 13973 233929 SH DFND 1 212975 0 20954 ECOLAB INC COM 278865100 6309 53198 SH DFND 1 46269 105 6824 EDWARDS LIFESCIENCES CORP COM 28176E108 277 2781 SH DFND 1 1700 0 1081 EMERSON ELEC CO COM 291011104 18877 361898 SH DFND 1 345673 6545 9680 ENBRIDGE INC COM 29250N105 347 8242 SH SOLE 8242 0 0 ENTERGY CORP NEW COM 29364G103 219 2690 SH SOLE 2690 0 0 ENTERGY CORP NEW COM 29364G103 2913 35803 SH DFND 1 33612 600 1591 ENTERPRISE PRODS PARTNERS L COM 293792107 1252 42780 SH DFND 1 24630 5250 12900 EOG RES INC COM 26875P101 534 6400 SH DFND 1 18 0 6382 EVERSOURCE ENERGY COM 30040W108 27152 453287 SH DFND 1 446974 765 5548 EVERTEC INC COM 30040P103 985 63408 SH SOLE 63408 0 0 EXPEDITORS INTL WASH INC COM 302130109 5719 116626 SH DFND 1 965 0 115661 EXPRESS SCRIPTS HLDG CO COM 30219G108 3726 49151 SH DFND 1 31376 810 16965 EXXON MOBIL CORP COM 30231G102 52105 555843 SH DFND 1 397979 5059 152805 EXXON MOBIL CORP COM 30231G102 227 2419 SH SOLE 2419 0 0 EZCORP INC NOTE 2.625% 6/1 302301AB2 14 17000 SH SOLE 17000 0 0 F5 NETWORKS INC COM 315616102 1718 15091 SH SOLE 15091 0 0 F5 NETWORKS INC COM 315616102 7620 66932 SH DFND 1 65022 340 1570 FACEBOOK INC CL A 30303M102 1549 13557 SH DFND 1 2985 0 10572 FEDEX CORP COM 31428X106 1810 11922 SH DFND 1 5105 0 6817 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 5242 139774 SH DFND 1 112566 580 26628 FIDELITY NATL INFORMATION SV COM 31620M106 11773 159780 SH DFND 1 156123 805 2852 FINISAR CORP NOTE 0.500%12/1 31787AAM3 10 10000 SH SOLE 10000 0 0 FIREEYE INC NOTE 1.000% 6/0 31816QAB7 59 65000 SH SOLE 65000 0 0 FIRST DATA CORP NEW COM CL A 32008D106 5328 481334 SH DFND 1 478634 2450 250 FIRST REP BK SAN FRANCISCO C COM 33616C100 1632 23323 SH SOLE 23323 0 0 FLOTEK INDS INC DEL COM 343389102 429 32464 SH SOLE 32464 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 391 31136 SH DFND 1 3785 0 27351 FREEPORT-MCMORAN INC CL B 35671D857 127 11412 SH DFND 1 5608 0 5804 FRESH DEL MONTE PRODUCE INC ORD G36738105 1246 22895 SH SOLE 22895 0 0 FXCM INC NOTE 2.250% 6/1 302693AB2 38 108000 SH SOLE 108000 0 0 GALLAGHER ARTHUR J & CO COM 363576109 1627 34172 SH SOLE 34172 0 0 GALLAGHER ARTHUR J & CO COM 363576109 1357 28508 SH DFND 1 24297 0 4211 GENERAL DYNAMICS CORP COM 369550108 892 6406 SH DFND 1 6112 0 294 GENERAL ELECTRIC CO COM 369604103 34757 1104109 SH DFND 1 889399 11290 203420 GENERAL ELECTRIC CO COM 369604103 212 6742 SH SOLE 6742 0 0 GENERAL MLS INC COM 370334104 1249 17512 SH DFND 1 3709 0 13803 GENESEE & WYO INC CL A 371559105 1026 17402 SH SOLE 17402 0 0 GENUINE PARTS CO COM 372460105 6518 64373 SH DFND 1 61961 290 2122 GEO GROUP INC NEW COM 36162J106 1508 44106 SH SOLE 44106 0 0 GILEAD SCIENCES INC COM 375558103 12867 154240 SH DFND 1 143540 825 9875 GLACIER BANCORP INC NEW COM 37637Q105 1444 54327 SH SOLE 54327 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 216 4986 SH DFND 1 2136 0 2850 GOGO INC NOTE 3.750% 3/0 38046CAB5 8 12000 SH SOLE 12000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 448 3012 SH DFND 1 140 0 2872 GRAINGER W W INC COM 384802104 1304 5739 SH DFND 1 459 0 5280 HARMONIC INC COM 413160102 497 174501 SH SOLE 174501 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 221 4970 SH DFND 1 4619 0 351 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 76 77000 SH SOLE 77000 0 0 HERSHEY CO COM 427866108 765 6739 SH DFND 1 6138 0 601 HEXCEL CORP NEW COM 428291108 1944 46691 SH SOLE 46691 0 0 HOME DEPOT INC COM 437076102 24009 188024 SH DFND 1 168281 375 19368 HONEYWELL INTL INC COM 438516106 4902 42146 SH DFND 1 20060 0 22086 ICICI BK LTD ADR 45104G104 1442 200890 SH SOLE 200890 0 0 IGI LABORATORIES INC NOTE 3.750%12/1 449575AB5 16 18000 SH SOLE 18000 0 0 ILLINOIS TOOL WKS INC COM 452308109 6713 64449 SH DFND 1 53547 0 10902 INFOSYS LTD SPONSORED ADR 456788108 758 42488 SH SOLE 42488 0 0 INGERSOLL-RAND PLC SHS G47791101 9026 141733 SH DFND 1 140564 790 379 INTEL CORP COM 458140100 20824 634878 SH DFND 1 590284 7665 36929 INTERNATIONAL BUSINESS MACHS COM 459200101 9897 65204 SH DFND 1 54943 800 9461 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1739 13792 SH DFND 1 13695 0 97 INTL PAPER CO COM 460146103 234 5510 SH DFND 1 3696 125 1689 INVENSENSE INC NOTE 1.750%11/0 46123DAB2 21 22000 SH SOLE 22000 0 0 IRON MTN INC NEW COM 46284V101 219 5502 SH SOLE 5502 0 0 IRON MTN INC NEW COM 46284V101 7641 191831 SH DFND 1 191642 0 189 ISHARES TR MBS ETF 464288588 1981 18017 SH SOLE 18017 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 866 17382 SH SOLE 17382 0 0 JD COM INC SPON ADR CL A 47215P106 310 14617 SH SOLE 14617 0 0 JOHNSON & JOHNSON COM 478160104 46768 385554 SH DFND 1 268199 2155 115200 JOHNSON CTLS INC COM 478366107 422 9528 SH DFND 1 5589 0 3939 JONES LANG LASALLE INC COM 48020Q107 843 8650 SH SOLE 8650 0 0 JPMORGAN CHASE & CO COM 46625H100 11420 183776 SH DFND 1 124502 0 59274 KAR AUCTION SVCS INC COM 48238T109 1370 32821 SH SOLE 32821 0 0 KEYW HLDG CORP NOTE 2.500% 7/1 493723AA8 9 10000 SH SOLE 10000 0 0 KIMBERLY CLARK CORP COM 494368103 327 2378 SH SOLE 2378 0 0 KIMBERLY CLARK CORP COM 494368103 24237 176297 SH DFND 1 164921 980 10396 KINDER MORGAN INC DEL COM 49456B101 612 32675 SH DFND 1 5583 2193 24899 KITE RLTY GROUP TR COM NEW 49803T300 1277 45546 SH SOLE 45546 0 0 KOHLS CORP COM 500255104 563 14847 SH DFND 1 4293 0 10554 KRAFT HEINZ CO COM 500754106 2035 22999 SH DFND 1 18467 300 4232 LEGACY TEX FINL GROUP INC COM 52471Y106 1209 44945 SH SOLE 44945 0 0 LIBERTY PPTY TR SH BEN INT 531172104 1733 43625 SH SOLE 43625 0 0 LILLY ELI & CO COM 532457108 1261 16014 SH DFND 1 2920 0 13094 LINEAR TECHNOLOGY CORP COM 535678106 8561 183989 SH DFND 1 11960 0 172029 LOCKHEED MARTIN CORP COM 539830109 4904 19761 SH DFND 1 12750 400 6611 LOCKHEED MARTIN CORP COM 539830109 278 1121 SH SOLE 1121 0 0 LOWES COS INC COM 548661107 3815 48190 SH DFND 1 3996 0 44194 LUMOS NETWORKS CORP COM 550283105 215 17802 SH SOLE 17802 0 0 M & T BK CORP COM 55261F104 529 4476 SH DFND 1 4350 0 126 MADDEN STEVEN LTD COM 556269108 1281 37464 SH SOLE 37464 0 0 MARATHON OIL CORP COM 565849106 281 18695 SH DFND 1 11523 0 7172 MARATHON PETE CORP COM 56585A102 475 12503 SH DFND 1 9644 0 2859 MARKEL CORP COM 570535104 2046 2147 SH SOLE 2147 0 0 MARSH & MCLENNAN COS INC COM 571748102 8602 125647 SH DFND 1 118616 470 6561 MAXIM INTEGRATED PRODS INC COM 57772K101 432 12095 SH DFND 1 100 0 11995 MCCORMICK & CO INC COM NON VTG 579780206 1008 9449 SH DFND 1 6845 0 2604 MCDONALDS CORP COM 580135101 20212 167955 SH DFND 1 134603 1575 31777 MCDONALDS CORP COM 580135101 250 2077 SH SOLE 2077 0 0 MCKESSON CORP COM 58155Q103 13286 71181 SH DFND 1 68406 360 2415 MEDTRONIC PLC SHS G5960L103 11162 128635 SH DFND 1 103049 335 25251 MELCO CROWN ENTMT LTD ADR 585464100 1112 88399 SH SOLE 88399 0 0 MERCHANTS BANCSHARES COM 588448100 713 23390 SH DFND 1 23390 0 0 MERCK & CO INC COM 58933Y105 11552 200527 SH DFND 1 156142 4450 39935 METHANEX CORP COM 59151K108 549 18857 SH SOLE 18857 0 0 METLIFE INC COM 59156R108 415 10427 SH DFND 1 5253 125 5049 MICROCHIP TECHNOLOGY INC COM 595017104 1235 24328 SH DFND 1 22621 0 1707 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 34 44000 SH SOLE 44000 0 0 MICROSOFT CORP COM 594918104 321 6278 SH SOLE 6278 0 0 MICROSOFT CORP COM 594918104 52956 1034899 SH DFND 1 799534 3905 231460 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 408 49255 SH SOLE 49255 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 3863 83727 SH SOLE 83727 0 0 MOLINA HEALTHCARE INC COM 60855R100 1020 20435 SH SOLE 20435 0 0 MOLSON COORS BREWING CO CL B 60871R209 766 7571 SH DFND 1 7370 0 201 MONDELEZ INTL INC CL A 609207105 871 19129 SH DFND 1 10546 900 7683 MONSANTO CO NEW COM 61166W101 2122 20516 SH DFND 1 12091 480 7945 MOODYS CORP COM 615369105 533 5686 SH DFND 1 2730 0 2956 MORGAN STANLEY COM NEW 617446448 300 11556 SH DFND 1 8746 0 2810 MORNINGSTAR INC COM 617700109 1178 14402 SH SOLE 14402 0 0 MUELLER INDS INC COM 624756102 1694 53126 SH SOLE 53126 0 0 NATIONAL INSTRS CORP COM 636518102 1073 39145 SH SOLE 39145 0 0 NETEASE INC SPONSORED ADR 64110W102 330 1708 SH SOLE 1708 0 0 NETSCOUT SYS INC COM 64115T104 1558 70028 SH SOLE 70028 0 0 NEW MTN FIN CORP NOTE 5.000% 6/1 647551AB6 19 19000 SH SOLE 19000 0 0 NEXTERA ENERGY INC COM 65339F101 4271 32754 SH DFND 1 30149 250 2355 NIKE INC CL B 654106103 3122 56553 SH DFND 1 32614 2120 21819 NISOURCE INC COM 65473P105 655 24708 SH DFND 1 24430 0 278 NORFOLK SOUTHERN CORP COM 655844108 3171 37248 SH DFND 1 33625 1065 2558 NORTHERN TR CORP COM 665859104 1060 16005 SH DFND 1 15873 0 132 NORTHSTAR REALTY EUROPE CORP COM 66706L101 123 13282 SH SOLE 13282 0 0 NORTHWESTERN CORP COM NEW 668074305 1451 23012 SH SOLE 23012 0 0 NOVARTIS A G SPONSORED ADR 66987V109 7598 92080 SH DFND 1 4377 0 87703 NOVO-NORDISK A S ADR 670100205 1047 19475 SH DFND 1 19475 0 0 NUCOR CORP COM 670346105 213 4307 SH DFND 1 1600 0 2707 NXP SEMICONDUCTORS N V COM N6596X109 30316 386975 SH SOLE 386975 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 24024 317949 SH DFND 1 309972 1695 6282 OCCIDENTAL PETE CORP DEL COM 674599105 318 4209 SH SOLE 4209 0 0 OIL STS INTL INC COM 678026105 466 14182 SH SOLE 14182 0 0 OMNICOM GROUP INC COM 681919106 1498 18381 SH DFND 1 2678 0 15703 ORACLE CORP COM 68389X105 19697 481225 SH DFND 1 456272 2437 22516 PAYCHEX INC COM 704326107 4072 68440 SH DFND 1 15376 0 53064 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 109 116000 SH SOLE 116000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 166 11336 SH SOLE 11336 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 833 56840 SH DFND 1 47180 0 9660 PEPSICO INC COM 713448108 29709 280437 SH DFND 1 197635 2035 80767 PEPSICO INC COM 713448108 289 2727 SH SOLE 2727 0 0 PFIZER INC COM 717081103 10498 298159 SH DFND 1 234658 1740 61761 PHILIP MORRIS INTL INC COM 718172109 30685 301661 SH DFND 1 227716 1425 72520 PHILIP MORRIS INTL INC COM 718172109 315 3097 SH SOLE 3097 0 0 PHILLIPS 66 COM 718546104 720 9079 SH DFND 1 7128 0 1951 PNC FINL SVCS GROUP INC COM 693475105 1862 22873 SH DFND 1 10431 0 12442 PPG INDS INC COM 693506107 910 8737 SH DFND 1 7447 0 1290 PPL CORP COM 69351T106 17599 466201 SH DFND 1 460352 690 5159 PPL CORP COM 69351T106 446 11823 SH SOLE 11823 0 0 PRAXAIR INC COM 74005P104 859 7646 SH DFND 1 3429 60 4157 PRICE T ROWE GROUP INC COM 74144T108 252 3448 SH DFND 1 1879 0 1569 PRICELINE GRP INC COM NEW 741503403 620 497 SH DFND 1 302 30 165 PROCTER & GAMBLE CO COM 742718109 31803 375610 SH DFND 1 289113 2980 83517 PROCTER & GAMBLE CO COM 742718109 224 2641 SH SOLE 2641 0 0 PROLOGIS INC COM 74340W103 213 4337 SH DFND 1 216 0 4121 PROS HOLDINGS INC NOTE 2.000%12/0 74346YAB9 25 28000 SH SOLE 28000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.750% 3/1 74348TAL6 33 32000 SH SOLE 32000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 38 38000 SH SOLE 38000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 43 46000 SH SOLE 46000 0 0 PTC INC COM 69370C100 1784 47466 SH SOLE 47466 0 0 PVH CORP COM 693656100 1615 17138 SH SOLE 17138 0 0 PVH CORP COM 693656100 4655 49405 SH DFND 1 49018 300 87 QORVO INC COM 74736K101 1197 21665 SH SOLE 21665 0 0 QUALCOMM INC COM 747525103 11288 210708 SH DFND 1 185795 0 24913 QUEST DIAGNOSTICS INC COM 74834L100 1230 15104 SH DFND 1 7806 0 7298 QUESTAR CORP COM 748356102 529 20870 SH DFND 1 3570 0 17300 RAYTHEON CO COM NEW 755111507 23061 169625 SH DFND 1 165626 350 3649 REDWOOD TR INC NOTE 4.625% 4/1 758075AB1 33 33000 SH SOLE 33000 0 0 REGAL ENTMT GROUP CL A 758766109 533 24205 SH DFND 1 24205 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1655 21523 SH SOLE 21523 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 1109 9440 SH DFND 1 0 0 9440 REPUBLIC SVCS INC COM 760759100 826 16099 SH DFND 1 15700 0 399 RESOURCE CAP CORP NOTE 6.000%12/0 76120WAA2 16 17000 SH SOLE 17000 0 0 REYNOLDS AMERICAN INC COM 761713106 216 4012 SH SOLE 4012 0 0 REYNOLDS AMERICAN INC COM 761713106 14101 261464 SH DFND 1 255566 0 5898 RITE AID CORP COM 767754104 338 45075 SH DFND 1 0 0 45075 ROCKWELL COLLINS INC COM 774341101 9373 110090 SH DFND 1 100944 555 8591 ROGERS COMMUNICATIONS INC CL B 775109200 269 6672 SH SOLE 6672 0 0 ROYAL BANK OF CANADA NOTE 4.650% 1/2 780082AD5 717 670000 SH SOLE 670000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 585 9958 SH SOLE 9958 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 8829 159886 SH DFND 1 123256 1635 34995 SCANA CORP NEW COM 80589M102 1080 14274 SH DFND 1 8074 0 6200 SCHLUMBERGER LTD COM 806857108 5260 66517 SH DFND 1 35755 320 30442 SCORPIO TANKERS INC SHS Y7542C106 474 112968 SH DFND 1 91968 3000 18000 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 22 22000 SH SOLE 22000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 7598 311889 SH DFND 1 305804 3265 2820 SERVICE CORP INTL COM 817565104 1979 73189 SH SOLE 73189 0 0 SHERWIN WILLIAMS CO COM 824348106 1579 5376 SH DFND 1 5310 0 66 SILGAN HOLDINGS INC COM 827048109 1304 25343 SH SOLE 25343 0 0 SMUCKER J M CO COM NEW 832696405 6071 39836 SH DFND 1 37887 190 1759 SOLAZYME INC NOTE 5.000%10/0 83415TAC5 10 20000 SH SOLE 20000 0 0 SOUTHERN CO COM 842587107 324 6039 SH SOLE 6039 0 0 SOUTHERN CO COM 842587107 13749 256371 SH DFND 1 244440 0 11931 SOUTHWEST AIRLS CO COM 844741108 209 5329 SH DFND 1 1700 0 3629 SPECTRA ENERGY CORP COM 847560109 1281 34974 SH DFND 1 25899 3385 5690 ST JUDE MED INC COM 790849103 1223 15681 SH DFND 1 10450 0 5231 STARBUCKS CORP COM 855244109 4071 71276 SH DFND 1 53614 0 17662 STATE STR CORP COM 857477103 2917 54105 SH DFND 1 27054 0 27051 STERICYCLE INC COM 858912108 833 8001 SH SOLE 8001 0 0 STRYKER CORP COM 863667101 9260 77278 SH DFND 1 19568 0 57710 SYNCHRONY FINL COM 87165B103 6354 251347 SH DFND 1 246600 1415 3332 SYNGENTA AG SPONSORED ADR 87160A100 1293 16842 SH DFND 1 14772 970 1100 SYSCO CORP COM 871829107 796 15696 SH DFND 1 11997 0 3699 TARGET CORP COM 87612E106 548 7849 SH DFND 1 5020 0 2829 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 1061 7285 SH SOLE 7285 0 0 TATA MTRS LTD SPONSORED ADR 876568502 908 26193 SH SOLE 26193 0 0 TECO ENERGY INC COM 872375100 517 18691 SH DFND 1 16790 0 1901 TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 34 38000 SH SOLE 38000 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 1243 26583 SH SOLE 26583 0 0 TEXAS INSTRS INC COM 882508104 3981 63539 SH DFND 1 44237 175 19127 THERMO FISHER SCIENTIFIC INC COM 883556102 1294 8756 SH DFND 1 1150 0 7606 TIME WARNER INC COM NEW 887317303 20058 272751 SH DFND 1 267456 750 4545 TJX COS INC NEW COM 872540109 12236 158435 SH DFND 1 152087 1345 5003 TORONTO DOMINION BK ONT COM NEW 891160509 11841 275823 SH DFND 1 0 0 275823 TORONTO DOMINION BK ONT COM NEW 891160509 315 7377 SH SOLE 7377 0 0 TOTAL SYS SVCS INC COM 891906109 1570 29564 SH SOLE 29564 0 0 TRANSCANADA CORP COM 89353D107 413 9171 SH SOLE 9171 0 0 TREEHOUSE FOODS INC COM 89469A104 1624 15822 SH SOLE 15822 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 49 54000 SH SOLE 54000 0 0 U S PHYSICAL THERAPY INC COM 90337L108 956 15883 SH SOLE 15883 0 0 UGI CORP NEW COM 902681105 3313 73207 SH DFND 1 73188 0 19 UNION PAC CORP COM 907818108 7617 87299 SH DFND 1 43834 800 42665 UNITED FINL BANCORP INC NEW COM 910304104 298 22938 SH DFND 1 22938 0 0 UNITED NAT FOODS INC COM 911163103 2572 54966 SH SOLE 54966 0 0 UNITED PARCEL SERVICE INC CL B 911312106 7134 66223 SH DFND 1 36363 0 29860 UNITED TECHNOLOGIES CORP COM 913017109 8739 85217 SH DFND 1 58438 765 26014 UNITEDHEALTH GROUP INC COM 91324P102 26636 188641 SH DFND 1 167193 540 20908 UNITEDHEALTH GROUP INC COM 91324P102 246 1744 SH SOLE 1744 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 2238 33009 SH SOLE 33009 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 1038 7739 SH SOLE 7739 0 0 UNIVEST CORP PA COM 915271100 637 30325 SH DFND 1 30290 0 35 URBAN OUTFITTERS INC COM 917047102 859 31244 SH SOLE 31244 0 0 US BANCORP DEL COM NEW 902973304 201 4976 SH SOLE 4976 0 0 US BANCORP DEL COM NEW 902973304 7853 194726 SH DFND 1 175495 1540 17691 VALERO ENERGY CORP NEW COM 91913Y100 267 5245 SH DFND 1 932 0 4313 VECTREN CORP COM 92240G101 651 12369 SH DFND 1 12250 0 119 VECTREN CORP COM 92240G101 1514 28750 SH SOLE 28750 0 0 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 18 20000 SH SOLE 20000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 257 4600 SH SOLE 4600 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 29234 523528 SH DFND 1 436518 4125 82885 VISA INC COM CL A 92826C839 21855 294664 SH DFND 1 240833 1300 52531 VISTEON CORP COM NEW 92839U206 678 10301 SH SOLE 10301 0 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 13610 440592 SH DFND 1 395127 0 45465 VOYA FINL INC COM 929089100 2092 84473 SH DFND 1 83876 500 97 WABTEC CORP COM 929740108 1485 21143 SH SOLE 21143 0 0 WAL-MART STORES INC COM 931142103 3555 48681 SH DFND 1 34988 550 13143 WALGREENS BOOTS ALLIANCE INC COM 931427108 8658 103979 SH DFND 1 43944 0 60035 WASTE MGMT INC DEL COM 94106L109 1866 28159 SH DFND 1 23851 0 4308 WEC ENERGY GROUP INC COM 92939U106 25419 389258 SH DFND 1 372100 880 16278 WEC ENERGY GROUP INC COM 92939U106 369 5654 SH SOLE 5654 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 1311 12221 SH SOLE 12221 0 0 WELLS FARGO & CO NEW COM 949746101 26480 559474 SH DFND 1 355649 1875 201950 WELLTOWER INC COM 95040Q104 16644 218512 SH DFND 1 216406 0 2106 WELLTOWER INC COM 95040Q104 247 3249 SH SOLE 3249 0 0 WERNER ENTERPRISES INC COM 950755108 1060 46166 SH SOLE 46166 0 0 WESTAR ENERGY INC COM 95709T100 619 11032 SH DFND 1 260 0 10772 WESTERN UN CO COM 959802109 568 29590 SH DFND 1 5297 0 24293 WEX INC COM 96208T104 1055 11901 SH SOLE 11901 0 0 WGL HLDGS INC COM 92924F106 726 10260 SH DFND 1 8510 0 1750 WIPRO LTD SPON ADR 1 SH 97651M109 727 58786 SH SOLE 58786 0 0 WOLVERINE WORLD WIDE INC COM 978097103 280 13778 SH DFND 1 13778 0 0 WOODWARD INC COM 980745103 2716 47126 SH SOLE 47126 0 0 XEROX CORP COM 984121103 259 27343 SH DFND 1 14250 0 13093 YUM BRANDS INC COM 988498101 3402 41024 SH DFND 1 33161 0 7863 ZIMMER BIOMET HLDGS INC COM 98956P102 8735 72566 SH DFND 1 18850 415 53301