0000950123-16-016219.txt : 20160505 0000950123-16-016219.hdr.sgml : 20160505 20160505114442 ACCESSION NUMBER: 0000950123-16-016219 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 EFFECTIVENESS DATE: 20160505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDAM USA INC. CENTRAL INDEX KEY: 0001115941 IRS NUMBER: 133849588 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05929 FILM NUMBER: 161622435 BUSINESS ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 BUSINESS PHONE: 416-308-5346 MAIL ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 FORMER COMPANY: FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC. DATE OF NAME CHANGE: 20051114 FORMER COMPANY: FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20000531 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001115941 XXXXXXXX 03-31-2016 03-31-2016 TDAM USA INC.

Canada Trust Tower, BCE Place 161 Bay Street, 35th, Floor Toronto A6 M5J 2T2

13F HOLDINGS REPORT 028-05929 28-04365 TD Bank N.A N Barbara Callbeck 416-308-5346 Barbara Callbeck' Toronto A6 04-29-2016 1 413 2050098 false 1 28-04365 TD Bank N.A INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 30712 184313 SH DFND 1 149362 8096 26855 ABB LTD SPONSORED ADR 000375204 333 17150 SH DFND 1 9460 0 7690 ABBOTT LABS COM 002824100 16603 396916 SH DFND 1 330573 2107 64236 ABBVIE INC COM 00287Y109 29901 523472 SH DFND 1 457486 3440 62546 ADOBE SYS INC COM 00724F101 1354 14439 SH DFND 1 7850 0 6589 ADVANCE AUTO PARTS INC COM 00751Y106 9395 58596 SH DFND 1 57996 270 330 ADVANCE AUTO PARTS INC COM 00751Y106 1388 8654 SH SOLE 8654 0 0 AERCAP HOLDINGS NV SHS N00985106 5273 136040 SH SOLE 136040 0 0 AETNA INC NEW COM 00817Y108 280 2493 SH DFND 1 1565 0 928 AFLAC INC COM 001055102 2672 42321 SH DFND 1 34953 0 7368 AGILENT TECHNOLOGIES INC COM 00846U101 1194 29969 SH DFND 1 29680 150 139 AGRIUM INC COM 008916108 519 5875 SH DFND 1 4825 0 1050 AIR METHODS CORP COM PAR $.06 009128307 2273 62744 SH SOLE 62744 0 0 ALASKA COMMUNICATIONS SYS GR NOTE 6.250% 5/0 01167PAE1 15 16000 SH SOLE 16000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1816 22975 SH SOLE 22975 0 0 ALLERGAN PLC SHS G0177J108 14070 52495 SH DFND 1 50445 220 1830 ALLISON TRANSMISSION HLDGS I COM 01973R101 1361 50444 SH SOLE 50444 0 0 ALPHABET INC CAP STK CL C 02079K107 16264 21833 SH DFND 1 19253 175 2405 ALPHABET INC CAP STK CL A 02079K305 3544 4646 SH DFND 1 1441 0 3205 ALTRIA GROUP INC COM 02209S103 24038 383622 SH DFND 1 299013 0 84609 AMAZON COM INC COM 023135106 1802 3036 SH DFND 1 99 0 2937 AMEREN CORP COM 023608102 1343 26797 SH DFND 1 24740 0 2057 AMERICAN EXPRESS CO COM 025816109 9694 157878 SH DFND 1 43237 0 114641 AMERICAN INTL GROUP INC COM NEW 026874784 13904 257250 SH DFND 1 247055 1200 8995 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 103 106000 SH SOLE 106000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 507 4948 SH DFND 1 157 0 4791 AMERIPRISE FINL INC COM 03076C106 10532 112029 SH DFND 1 111225 505 299 AMERISOURCEBERGEN CORP COM 03073E105 390 4503 SH DFND 1 1991 0 2512 AMGEN INC COM 031162100 9268 61818 SH DFND 1 8632 0 53186 ANADARKO PETE CORP COM 032511107 6286 134986 SH DFND 1 132841 660 1485 ANALOG DEVICES INC COM 032654105 533 9005 SH DFND 1 1560 0 7445 APACHE CORP COM 037411105 490 10029 SH DFND 1 8782 0 1247 APARTMENT INVT & MGMT CO CL A 03748R101 1096 26199 SH SOLE 26199 0 0 APPLE INC COM 037833100 269 2467 SH SOLE 2467 0 0 APPLE INC COM 037833100 53275 488807 SH DFND 1 424983 2265 61559 APPLIED MATLS INC COM 038222105 9450 446170 SH DFND 1 430157 2045 13968 ARCHER DANIELS MIDLAND CO COM 039483102 735 20252 SH DFND 1 16012 0 4240 ARES CAP CORP NOTE 4.375% 1/1 04010LAM5 13 13000 SH SOLE 13000 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 1724 35643 SH SOLE 35643 0 0 ARROW ELECTRS INC COM 042735100 269 4177 SH DFND 1 3388 0 789 AT&T INC COM 00206R102 306 7820 SH SOLE 7820 0 0 AT&T INC COM 00206R102 28789 734979 SH DFND 1 660362 4810 69807 AUTODESK INC COM 052769106 573 9831 SH DFND 1 4925 0 4906 AUTOLIV INC COM 052800109 237 2000 SH DFND 1 2000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 16680 185934 SH DFND 1 74830 1000 110104 AVON PRODS INC COM 054303102 101 20912 SH DFND 1 20425 0 487 B & G FOODS INC NEW COM 05508R106 1303 37421 SH SOLE 37421 0 0 BAIDU INC SPON ADR REP A 056752108 1239 6489 SH SOLE 6489 0 0 BANK AMER CORP COM 060505104 3697 273482 SH DFND 1 75305 0 198177 BANK HAWAII CORP COM 062540109 2141 31360 SH SOLE 31360 0 0 BANK MONTREAL QUE COM 063671101 371 6082 SH SOLE 6082 0 0 BANK N S HALIFAX COM 064149107 518 10552 SH SOLE 10552 0 0 BANK NEW YORK MELLON CORP COM 064058100 1335 36242 SH DFND 1 27226 0 9016 BANK OF NOVA SCOTIA NOTE 4.500%12/1 064159HB5 295 295000 SH SOLE 295000 0 0 BANKUNITED INC COM 06652K103 1879 54573 SH SOLE 54573 0 0 BARD C R INC COM 067383109 848 4183 SH DFND 1 3677 0 506 BAXALTA INC COM 07177M103 518 12821 SH DFND 1 7397 0 5424 BAXTER INTL INC COM 071813109 599 14573 SH DFND 1 7287 0 7286 BB&T CORP COM 054937107 1194 35885 SH DFND 1 21325 0 14560 BCE INC COM NEW 05534B760 302 6592 SH SOLE 6592 0 0 BECTON DICKINSON & CO COM 075887109 3831 25237 SH DFND 1 14140 0 11097 BEMIS INC COM 081437105 1582 30543 SH DFND 1 30543 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 32658 153 SH DFND 1 153 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15827 111552 SH DFND 1 29139 0 82413 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 314 2216 SH SOLE 2216 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 248 9573 SH DFND 1 8058 0 1515 BIO RAD LABS INC CL A 090572207 1660 12144 SH SOLE 12144 0 0 BIO TECHNE CORP COM 09073M104 840 8889 SH DFND 1 8444 0 445 BLACKROCK INC COM 09247X101 19053 55943 SH DFND 1 53694 270 1979 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 239 15866 SH DFND 1 15866 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 1029 38314 SH SOLE 38314 0 0 BOEING CO COM 097023105 31935 251577 SH DFND 1 246672 710 4195 BP PLC SPONSORED ADR 055622104 583 19319 SH DFND 1 16909 0 2410 BRINKER INTL INC COM 109641100 793 17260 SH DFND 1 9480 0 7780 BRINKER INTL INC COM 109641100 2149 46779 SH SOLE 46779 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 6977 109218 SH DFND 1 99640 1900 7678 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 767 21952 SH SOLE 21952 0 0 CA INC COM 12673P105 324 10520 SH DFND 1 5165 0 5355 CAE INC COM 124765108 128 11023 SH SOLE 11023 0 0 CAMPBELL SOUP CO COM 134429109 1117 17506 SH DFND 1 14770 0 2736 CANADIAN NATL RY CO COM 136375102 281 4476 SH SOLE 4476 0 0 CAPITAL ONE FINL CORP COM 14040H105 1868 26950 SH DFND 1 24625 0 2325 CATERPILLAR INC DEL COM 149123101 1001 13076 SH DFND 1 6956 1175 4945 CBOE HLDGS INC COM 12503M108 861 13177 SH SOLE 13177 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 324 4321 SH SOLE 4321 0 0 CELGENE CORP COM 151020104 2679 26768 SH DFND 1 19635 0 7133 CENTURYLINK INC COM 156700106 6282 196554 SH DFND 1 191639 895 4020 CHECK POINT SOFTWARE TECH LT ORD M22465104 11318 129395 SH DFND 1 127364 540 1491 CHECK POINT SOFTWARE TECH LT ORD M22465104 7758 88693 SH SOLE 88693 0 0 CHEMTURA CORP COM NEW 163893209 457 17327 SH SOLE 17327 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 37 59000 SH SOLE 59000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 10 16000 SH SOLE 16000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 8 20000 SH SOLE 20000 0 0 CHEVRON CORP NEW COM 166764100 11756 123232 SH DFND 1 70541 1200 51491 CHUBB LIMITED COM H1467J104 7775 65257 SH DFND 1 57262 190 7805 CHURCH & DWIGHT INC COM 171340102 1069 11598 SH DFND 1 8538 0 3060 CIGNA CORPORATION COM 125509109 349 2545 SH DFND 1 477 0 2068 CISCO SYS INC COM 17275R102 9960 349837 SH DFND 1 286511 0 63326 CIT GROUP INC COM NEW 125581801 427 13763 SH DFND 1 12487 0 1276 CITIGROUP INC COM NEW 172967424 653 15633 SH DFND 1 12154 150 3329 CITIZENS FINL GROUP INC COM 174610105 6056 289085 SH DFND 1 287087 1540 458 CITRIX SYS INC COM 177376100 867 11030 SH DFND 1 9498 0 1532 CLOROX CO DEL COM 189054109 1118 8867 SH DFND 1 2732 0 6135 CME GROUP INC COM 12572Q105 34691 361177 SH DFND 1 354578 570 6029 CME GROUP INC COM 12572Q105 269 2797 SH SOLE 2797 0 0 CMS ENERGY CORP COM 125896100 920 21678 SH DFND 1 21670 0 8 COCA COLA CO COM 191216100 19588 422238 SH DFND 1 405718 2525 13995 COCA COLA ENTERPRISES INC NE COM 19122T109 710 13991 SH DFND 1 13503 0 488 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2065 32939 SH DFND 1 29208 0 3731 COLGATE PALMOLIVE CO COM 194162103 21317 301731 SH DFND 1 280901 3370 17460 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 38 43000 SH SOLE 43000 0 0 COMCAST CORP NEW CL A 20030N101 12327 201824 SH DFND 1 182820 767 18237 COMMVAULT SYSTEMS INC COM 204166102 1818 42121 SH SOLE 42121 0 0 CONOCOPHILLIPS COM 20825C104 3659 90862 SH DFND 1 74706 2520 13636 CORNERSTONE ONDEMAND INC NOTE 1.500% 7/0 21925YAB9 36 36000 SH SOLE 36000 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 442 13780 SH DFND 1 13780 0 0 COSTCO WHSL CORP NEW COM 22160K105 1946 12349 SH DFND 1 107 0 12242 CRACKER BARREL OLD CTRY STOR COM 22410J106 1269 8315 SH SOLE 8315 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 347 7842 SH SOLE 7842 0 0 CUBESMART COM 229663109 1506 45218 SH SOLE 45218 0 0 CURTISS WRIGHT CORP COM 231561101 1034 13660 SH SOLE 13660 0 0 CVB FINL CORP COM 126600105 1695 97155 SH SOLE 97155 0 0 CVS HEALTH CORP COM 126650100 5946 57325 SH DFND 1 37136 1445 18744 CYPRESS SEMICONDUCTOR CORP COM 232806109 1142 131818 SH SOLE 131818 0 0 DANAHER CORP DEL COM 235851102 18910 199348 SH DFND 1 191433 715 7200 DEERE & CO COM 244199105 1499 19470 SH DFND 1 14854 0 4616 DELUXE CORP COM 248019101 892 14271 SH DFND 1 14260 0 11 DENTSPLY SIRONA INC COM 24906P109 283 4594 SH DFND 1 2458 0 2136 DEVON ENERGY CORP NEW COM 25179M103 3327 121245 SH DFND 1 104114 535 16596 DIAGEO P L C SPON ADR NEW 25243Q205 7564 70120 SH DFND 1 4809 0 65311 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 750 4230 SH SOLE 4230 0 0 DICKS SPORTING GOODS INC COM 253393102 1704 36440 SH SOLE 36440 0 0 DICKS SPORTING GOODS INC COM 253393102 6176 132101 SH DFND 1 128214 610 3277 DISNEY WALT CO COM DISNEY 254687106 18456 185840 SH DFND 1 82234 100 103506 DOMINION RES INC VA NEW COM 25746U109 12099 161067 SH DFND 1 149101 800 11166 DOMINION RES INC VA NEW COM 25746U109 236 3139 SH SOLE 3139 0 0 DONNELLEY R R & SONS CO COM 257867101 590 35965 SH DFND 1 35930 0 35 DOW CHEM CO COM 260543103 14108 277395 SH DFND 1 264784 1500 11111 DR REDDYS LABS LTD ADR 256135203 529 11700 SH SOLE 11700 0 0 DRIL-QUIP INC COM 262037104 678 11200 SH SOLE 11200 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 12271 193792 SH DFND 1 166452 1800 25540 DUKE ENERGY CORP NEW COM NEW 26441C204 21713 269120 SH DFND 1 253573 1286 14261 DUKE ENERGY CORP NEW COM NEW 26441C204 361 4475 SH SOLE 4475 0 0 E M C CORP MASS COM 268648102 4215 158172 SH DFND 1 127113 0 31059 EATON CORP PLC SHS G29183103 14425 230574 SH DFND 1 211640 0 18934 EBAY INC COM 278642103 216 9063 SH DFND 1 1385 0 7678 ECOLAB INC COM 278865100 6231 55874 SH DFND 1 49860 115 5899 EDWARDS LIFESCIENCES CORP COM 28176E108 304 3446 SH DFND 1 2200 0 1246 EMERSON ELEC CO COM 291011104 19983 367476 SH DFND 1 349973 6545 10958 ENBRIDGE INC COM 29250N105 298 7612 SH SOLE 7612 0 0 ENERGY XXI BERMUDA LTD NOTE 3.000%12/1 29274UAB7 0 28000 SH SOLE 28000 0 0 ENTERGY CORP NEW COM 29364G103 3519 44383 SH DFND 1 42192 600 1591 ENTERPRISE PRODS PARTNERS L COM 293792107 1102 44780 SH DFND 1 26630 5250 12900 EOG RES INC COM 26875P101 450 6195 SH DFND 1 18 0 6177 EVERSOURCE ENERGY COM 30040W108 26880 460740 SH DFND 1 454398 785 5557 EVERTEC INC COM 30040P103 973 69616 SH SOLE 69616 0 0 EXPEDITORS INTL WASH INC COM 302130109 5693 116626 SH DFND 1 965 0 115661 EXPRESS SCRIPTS HLDG CO COM 30219G108 3413 49685 SH DFND 1 32035 810 16840 EXXON MOBIL CORP COM 30231G102 47652 570067 SH DFND 1 413549 5059 151459 EZCORP INC NOTE 2.625% 6/1 302301AB2 11 17000 SH SOLE 17000 0 0 F5 NETWORKS INC COM 315616102 1706 16114 SH SOLE 16114 0 0 F5 NETWORKS INC COM 315616102 7778 73478 SH DFND 1 71458 350 1670 FACEBOOK INC CL A 30303M102 2288 20054 SH DFND 1 2580 0 17474 FASTENAL CO COM 311900104 441 9005 SH DFND 1 5378 0 3627 FEDEX CORP COM 31428X106 1816 11158 SH DFND 1 5615 0 5543 FIDELITY NATL INFORMATION SV COM 31620M106 11094 175230 SH DFND 1 171544 815 2871 FINISAR CORP NOTE 0.500%12/1 31787AAM3 43 44000 SH SOLE 44000 0 0 FIRST DATA CORP NEW COM CL A 32008D106 6422 496289 SH DFND 1 493519 2500 270 FIRST REP BK SAN FRANCISCO C COM 33616C100 1977 29669 SH SOLE 29669 0 0 FLOTEK INDS INC DEL COM 343389102 261 35643 SH SOLE 35643 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 498 36900 SH DFND 1 3785 0 33115 FOSSIL GROUP INC COM 34988V106 947 21324 SH SOLE 21324 0 0 FREEPORT-MCMORAN INC CL B 35671D857 121 11692 SH DFND 1 5608 0 6084 FXCM INC NOTE 2.250% 6/1 302693AB2 65 108000 SH SOLE 108000 0 0 GALLAGHER ARTHUR J & CO COM 363576109 1649 37071 SH SOLE 37071 0 0 GALLAGHER ARTHUR J & CO COM 363576109 1260 28338 SH DFND 1 24127 0 4211 GENERAL DYNAMICS CORP COM 369550108 954 7261 SH DFND 1 6911 0 350 GENERAL ELECTRIC CO COM 369604103 38302 1204830 SH DFND 1 988423 11300 205107 GENERAL MLS INC COM 370334104 1141 18007 SH DFND 1 4209 0 13798 GENESEE & WYO INC CL A 371559105 1198 19106 SH SOLE 19106 0 0 GENUINE PARTS CO COM 372460105 6916 69610 SH DFND 1 67175 300 2135 GEO GROUP INC NEW COM 36162J106 1122 32352 SH SOLE 32352 0 0 GILEAD SCIENCES INC COM 375558103 15365 167262 SH DFND 1 154335 835 12092 GLACIER BANCORP INC NEW COM 37637Q105 1516 59646 SH SOLE 59646 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 206 5086 SH DFND 1 2136 0 2950 GOLDMAN SACHS GROUP INC COM 38141G104 506 3222 SH DFND 1 140 0 3082 GRAINGER W W INC COM 384802104 1248 5347 SH DFND 1 559 0 4788 HARMONIC INC COM 413160102 626 191587 SH SOLE 191587 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 233 5060 SH DFND 1 4709 0 351 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 74 77000 SH SOLE 77000 0 0 HERSHEY CO COM 427866108 621 6739 SH DFND 1 6138 0 601 HEXCEL CORP NEW COM 428291108 1977 45223 SH SOLE 45223 0 0 HOME DEPOT INC COM 437076102 26943 201926 SH DFND 1 181392 375 20159 HONEYWELL INTL INC COM 438516106 5327 47540 SH DFND 1 24959 0 22581 ICICI BK LTD ADR 45104G104 1905 266073 SH SOLE 266073 0 0 IGI LABORATORIES INC NOTE 3.750%12/1 449575AB5 14 18000 SH SOLE 18000 0 0 ILLINOIS TOOL WKS INC COM 452308109 6931 67656 SH DFND 1 56754 0 10902 INFOSYS LTD SPONSORED ADR 456788108 1026 53920 SH SOLE 53920 0 0 INGERSOLL-RAND PLC SHS G47791101 9554 154078 SH DFND 1 152860 810 408 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 1195 17744 SH SOLE 17744 0 0 INTEL CORP COM 458140100 21247 656791 SH DFND 1 606016 7665 43110 INTERNATIONAL BUSINESS MACHS COM 459200101 10012 66105 SH DFND 1 55417 800 9888 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1567 13772 SH DFND 1 13695 0 77 INTL PAPER CO COM 460146103 608 14808 SH DFND 1 12879 125 1804 INVENSENSE INC NOTE 1.750%11/0 46123DAB2 20 22000 SH SOLE 22000 0 0 IRON MTN INC NEW COM 46284V101 6158 181592 SH DFND 1 181423 0 169 ISHARES TR MBS ETF 464288588 1710 15617 SH SOLE 15617 0 0 ISHARES TR U.S. PFD STK ETF 464288687 222 5700 SH SOLE 5700 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 831 19084 SH SOLE 19084 0 0 JOHNSON & JOHNSON COM 478160104 42295 390893 SH DFND 1 274142 2155 114596 JOHNSON CTLS INC COM 478366107 312 8018 SH DFND 1 5589 0 2429 JPMORGAN CHASE & CO COM 46625H100 12275 207282 SH DFND 1 130429 0 76853 KEYW HLDG CORP NOTE 2.500% 7/1 493723AA8 7 10000 SH SOLE 10000 0 0 KIMBERLY CLARK CORP COM 494368103 321 2390 SH SOLE 2390 0 0 KIMBERLY CLARK CORP COM 494368103 25248 187706 SH DFND 1 170369 990 16347 KINDER MORGAN INC DEL COM 49456B101 702 39303 SH DFND 1 7411 2193 29699 KOHLS CORP COM 500255104 822 17644 SH DFND 1 7084 0 10560 KRAFT HEINZ CO COM 500754106 1869 23795 SH DFND 1 19023 300 4472 LEGACY TEX FINL GROUP INC COM 52471Y106 970 49346 SH SOLE 49346 0 0 LIBERTY PPTY TR SH BEN INT 531172104 1603 47897 SH SOLE 47897 0 0 LILLY ELI & CO COM 532457108 1225 17014 SH DFND 1 2920 0 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CL B 60871R209 731 7601 SH DFND 1 7370 0 231 MONDELEZ INTL INC CL A 609207105 945 23546 SH DFND 1 13003 900 9643 MONSANTO CO NEW COM 61166W101 1631 18584 SH DFND 1 12519 480 5585 MOODYS CORP COM 615369105 551 5706 SH DFND 1 2730 0 2976 MORGAN STANLEY COM NEW 617446448 696 27845 SH DFND 1 24997 0 2848 MORNINGSTAR INC COM 617700109 1385 15696 SH SOLE 15696 0 0 MUELLER INDS INC COM 624756102 1716 58328 SH SOLE 58328 0 0 NATIONAL INSTRS CORP COM 636518102 1294 42977 SH SOLE 42977 0 0 NETEASE INC SPONSORED ADR 64110W102 255 1777 SH SOLE 1777 0 0 NETSCOUT SYS INC COM 64115T104 1752 76285 SH SOLE 76285 0 0 NEW MTN FIN CORP NOTE 5.000% 6/1 647551AB6 18 19000 SH SOLE 19000 0 0 NEXTERA ENERGY INC COM 65339F101 4237 35805 SH DFND 1 32885 250 2670 NIKE INC CL B 654106103 3443 56018 SH DFND 1 33964 2120 19934 NISOURCE INC COM 65473P105 582 24708 SH DFND 1 24430 0 278 NORFOLK SOUTHERN CORP COM 655844108 3441 41337 SH DFND 1 36491 1065 3781 NORTHERN TR CORP COM 665859104 1743 26748 SH DFND 1 26610 0 138 NORTHSTAR REALTY EUROPE CORP COM 66706L101 169 14582 SH SOLE 14582 0 0 NORTHSTAR RLTY FIN CORP COM 66704R803 594 45278 SH SOLE 45278 0 0 NORTHWESTERN CORP COM NEW 668074305 1295 20965 SH SOLE 20965 0 0 NOVARTIS A G SPONSORED ADR 66987V109 6525 90072 SH DFND 1 4547 0 85525 NOVO-NORDISK A S ADR 670100205 1124 20750 SH DFND 1 20750 0 0 NXP SEMICONDUCTORS N V COM N6596X109 16891 208349 SH SOLE 208349 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 256 3736 SH SOLE 3736 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 22281 325608 SH DFND 1 317216 1705 6687 OIL STS INTL INC COM 678026105 491 15570 SH SOLE 15570 0 0 OMNICOM GROUP INC COM 681919106 1684 20235 SH DFND 1 2850 0 17385 ORACLE CORP COM 68389X105 22103 540275 SH DFND 1 497017 2477 40781 PAYCHEX INC COM 704326107 3796 70290 SH DFND 1 15376 0 54914 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 104 116000 SH SOLE 116000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 163 10234 SH SOLE 10234 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 932 58480 SH DFND 1 47180 0 11300 PEPSICO INC COM 713448108 29910 291864 SH DFND 1 210257 2045 79562 PEPSICO INC COM 713448108 265 2590 SH SOLE 2590 0 0 PFIZER INC COM 717081103 9889 333629 SH DFND 1 249934 1740 81955 PHILIP MORRIS INTL INC COM 718172109 29580 301495 SH DFND 1 227609 1425 72461 PHILIP MORRIS INTL INC COM 718172109 260 2652 SH SOLE 2652 0 0 PHILLIPS 66 COM 718546104 774 8940 SH DFND 1 7228 0 1712 PNC FINL SVCS GROUP INC COM 693475105 1907 22552 SH DFND 1 10621 0 11931 PPG INDS INC COM 693506107 894 8017 SH DFND 1 7447 0 570 PPL CORP COM 69351T106 17266 453537 SH DFND 1 449405 710 3422 PPL CORP COM 69351T106 419 10998 SH SOLE 10998 0 0 PRAXAIR INC COM 74005P104 960 8386 SH DFND 1 4149 60 4177 PRICE T ROWE GROUP INC COM 74144T108 265 3611 SH DFND 1 1942 0 1669 PRICELINE GRP INC COM NEW 741503403 637 494 SH DFND 1 302 30 162 PROCTER & GAMBLE CO COM 742718109 31815 386523 SH DFND 1 295283 2980 88260 PROCTER & GAMBLE CO COM 742718109 234 2844 SH SOLE 2844 0 0 PROLOGIS INC COM 74340W103 230 5203 SH DFND 1 0 0 5203 PROSPECT CAPITAL CORPORATION NOTE 5.375%10/1 74348TAK8 14 14000 SH SOLE 14000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.750% 3/1 74348TAL6 31 32000 SH SOLE 32000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 36 38000 SH SOLE 38000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 41 46000 SH SOLE 46000 0 0 PTC INC COM 69370C100 1728 52113 SH SOLE 52113 0 0 PVH CORP COM 693656100 1832 18498 SH SOLE 18498 0 0 PVH CORP COM 693656100 5304 53542 SH DFND 1 53152 300 90 QORVO INC COM 74736K101 597 11837 SH SOLE 11837 0 0 QUALCOMM INC COM 747525103 1450 28352 SH DFND 1 2098 0 26254 QUEST DIAGNOSTICS INC COM 74834L100 1160 16236 SH DFND 1 8888 0 7348 QUESTAR CORP COM 748356102 518 20870 SH DFND 1 3570 0 17300 RAYTHEON CO COM NEW 755111507 21077 171871 SH DFND 1 167740 350 3781 REDWOOD TR INC NOTE 4.625% 4/1 758075AB1 31 33000 SH SOLE 33000 0 0 REGAL ENTMT GROUP CL A 758766109 502 23740 SH DFND 1 23740 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1635 23630 SH SOLE 23630 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 932 7780 SH DFND 1 0 0 7780 REPUBLIC SVCS INC COM 760759100 767 16099 SH DFND 1 15700 0 399 RESOURCE CAP CORP NOTE 6.000%12/0 76120WAA2 16 17000 SH SOLE 17000 0 0 REYNOLDS AMERICAN INC COM 761713106 12967 257751 SH DFND 1 252510 0 5241 RITE AID CORP COM 767754104 367 45075 SH DFND 1 0 0 45075 ROCKWELL COLLINS INC COM 774341101 10880 117989 SH DFND 1 111107 565 6317 ROGERS COMMUNICATIONS INC CL B 775109200 273 6785 SH SOLE 6785 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 866 14966 SH SOLE 14966 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 7629 157466 SH DFND 1 122987 1635 32844 SCANA CORP NEW COM 80589M102 1001 14274 SH DFND 1 8074 0 6200 SCHLUMBERGER LTD COM 806857108 4946 67069 SH DFND 1 37976 320 28773 SCORPIO TANKERS INC SHS Y7542C106 651 111649 SH DFND 1 85649 3000 23000 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 10 11000 SH SOLE 11000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 15899 461521 SH DFND 1 455657 2595 3269 SERVICE CORP INTL COM 817565104 1983 80355 SH SOLE 80355 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 206 10604 SH SOLE 10604 0 0 SHERWIN WILLIAMS CO COM 824348106 1533 5386 SH DFND 1 5310 0 76 SILGAN HOLDINGS INC COM 827048109 1479 27824 SH SOLE 27824 0 0 SINA CORP NOTE 1.000%12/0 82922RAD5 50 51000 SH SOLE 51000 0 0 SOLAZYME INC NOTE 5.000%10/0 83415TAC5 10 20000 SH SOLE 20000 0 0 SOUTHERN CO COM 842587107 300 5806 SH SOLE 5806 0 0 SOUTHERN CO COM 842587107 12909 249542 SH DFND 1 237461 0 12081 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 233 5400 SH SOLE 5400 0 0 SPECTRA ENERGY CORP COM 847560109 1070 34974 SH DFND 1 25899 3385 5690 ST JUDE MED INC COM 790849103 864 15701 SH DFND 1 10450 0 5251 STAPLES INC COM 855030102 140 12736 SH DFND 1 11895 0 841 STARBUCKS CORP COM 855244109 4527 75831 SH DFND 1 57704 0 18127 STATE STR CORP COM 857477103 3237 55313 SH DFND 1 28280 0 27033 STERICYCLE INC COM 858912108 1239 9822 SH SOLE 9822 0 0 STRYKER CORP COM 863667101 8444 78703 SH DFND 1 20608 0 58095 SUNCOR ENERGY INC NEW COM 867224107 201 7171 SH SOLE 7171 0 0 SYNCHRONY FINL COM 87165B103 6720 234475 SH DFND 1 226373 1215 6887 SYNGENTA AG SPONSORED ADR 87160A100 1397 16867 SH DFND 1 14772 970 1125 SYSCO CORP COM 871829107 763 16322 SH DFND 1 12607 0 3715 TARGET CORP COM 87612E106 763 9271 SH DFND 1 4936 0 4335 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 1125 7855 SH SOLE 7855 0 0 TATA MTRS LTD SPONSORED ADR 876568502 1238 42624 SH SOLE 42624 0 0 TECO ENERGY INC COM 872375100 515 18691 SH DFND 1 16790 0 1901 TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 35 38000 SH SOLE 38000 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 1120 29186 SH SOLE 29186 0 0 TEXAS INSTRS INC COM 882508104 10002 174187 SH DFND 1 157273 575 16339 THERMO FISHER SCIENTIFIC INC COM 883556102 1079 7622 SH DFND 1 1150 0 6472 TIME WARNER INC COM NEW 887317303 20742 285893 SH DFND 1 280459 760 4674 TJX COS INC NEW COM 872540109 15833 202075 SH DFND 1 195228 1515 5332 TJX COS INC NEW COM 872540109 214 2733 SH SOLE 2733 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 336 7746 SH SOLE 7746 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 11995 278104 SH DFND 1 8346 880 268878 TOTAL SYS SVCS INC COM 891906109 1802 37883 SH SOLE 37883 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 229 2155 SH DFND 1 675 0 1480 TPG SPECIALTY LENDING INC NOTE 4.500%12/1 87265KAB8 13 13000 SH SOLE 13000 0 0 TRANSCANADA CORP COM 89353D107 445 11261 SH SOLE 11261 0 0 TREEHOUSE FOODS INC COM 89469A104 1507 17371 SH SOLE 17371 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 47 54000 SH SOLE 54000 0 0 U S PHYSICAL THERAPY INC COM 90337L108 1151 23147 SH SOLE 23147 0 0 UGI CORP NEW COM 902681105 2950 73207 SH DFND 1 73188 0 19 UNION PAC CORP COM 907818108 7089 89114 SH DFND 1 45526 800 42788 UNITED FINL BANCORP INC NEW COM 910304104 358 28438 SH DFND 1 28438 0 0 UNITED NAT FOODS INC COM 911163103 2023 50191 SH SOLE 50191 0 0 UNITED PARCEL SERVICE INC CL B 911312106 7411 70263 SH DFND 1 39251 0 31012 UNITED TECHNOLOGIES CORP COM 913017109 9009 89999 SH DFND 1 63265 765 25969 UNITEDHEALTH GROUP INC COM 91324P102 26161 202952 SH DFND 1 181378 560 21014 UNITEDHEALTH GROUP INC COM 91324P102 223 1733 SH SOLE 1733 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 2579 47672 SH SOLE 47672 0 0 UNIVEST CORP PA COM 915271100 601 30805 SH DFND 1 30770 0 35 URBAN OUTFITTERS INC COM 917047102 1135 34303 SH SOLE 34303 0 0 US BANCORP DEL COM NEW 902973304 7892 194443 SH DFND 1 179341 1550 13552 VALERO ENERGY CORP NEW COM 91913Y100 297 4637 SH DFND 1 932 0 3705 VECTREN CORP COM 92240G101 625 12369 SH DFND 1 12250 0 119 VECTREN CORP COM 92240G101 1593 31512 SH SOLE 31512 0 0 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 18 20000 SH SOLE 20000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 205 3792 SH SOLE 3792 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 29580 546965 SH DFND 1 445169 4125 97671 VISA INC COM CL A 92826C839 24126 315456 SH DFND 1 261197 1330 52929 VISTEON CORP COM NEW 92839U206 900 11310 SH SOLE 11310 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 13698 427405 SH DFND 1 382095 0 45310 VOYA FINL INC COM 929089100 4683 157300 SH DFND 1 156294 900 106 WABTEC CORP COM 929740108 1841 23213 SH SOLE 23213 0 0 WADDELL & REED FINL INC CL A 930059100 1233 52377 SH SOLE 52377 0 0 WAL-MART STORES INC COM 931142103 3521 51412 SH DFND 1 40683 550 10179 WALGREENS BOOTS ALLIANCE INC COM 931427108 8827 104787 SH DFND 1 45017 0 59770 WASTE CONNECTIONS INC COM 941053100 989 15318 SH SOLE 15318 0 0 WASTE MGMT INC DEL COM 94106L109 1690 28641 SH DFND 1 23851 0 4790 WEC ENERGY GROUP INC COM 92939U106 23273 387439 SH DFND 1 371130 910 15399 WEC ENERGY GROUP INC COM 92939U106 267 4447 SH SOLE 4447 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 1474 15888 SH SOLE 15888 0 0 WELLS FARGO & CO NEW COM 949746101 27465 567927 SH DFND 1 365754 1875 200298 WELLTOWER INC COM 95040Q104 14787 213251 SH DFND 1 211145 0 2106 WERNER ENTERPRISES INC COM 950755108 1306 48068 SH SOLE 48068 0 0 WESTAR ENERGY INC COM 95709T100 1317 26552 SH SOLE 26552 0 0 WESTAR ENERGY INC COM 95709T100 906 18262 SH DFND 1 7490 0 10772 WESTERN UN CO COM 959802109 566 29316 SH DFND 1 5023 0 24293 WEX INC COM 96208T104 1071 12845 SH SOLE 12845 0 0 WGL HLDGS INC COM 92924F106 743 10260 SH DFND 1 8510 0 1750 WIPRO LTD SPON ADR 1 SH 97651M109 936 74432 SH SOLE 74432 0 0 WOLVERINE WORLD WIDE INC COM 978097103 346 18778 SH DFND 1 18778 0 0 WOODWARD INC COM 980745103 2692 51740 SH SOLE 51740 0 0 WRIGHT MED GROUP N V ORD SHS 0.03 PAR N96617118 845 50883 SH SOLE 50883 0 0 XEROX CORP COM 984121103 304 27204 SH DFND 1 14250 0 12954 YUM BRANDS INC COM 988498101 3591 43871 SH DFND 1 37079 0 6792 ZIMMER BIOMET HLDGS INC COM 98956P102 7862 73733 SH DFND 1 20275 415 53043