0000950123-16-016219.txt : 20160505
0000950123-16-016219.hdr.sgml : 20160505
20160505114442
ACCESSION NUMBER: 0000950123-16-016219
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160505
DATE AS OF CHANGE: 20160505
EFFECTIVENESS DATE: 20160505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TDAM USA INC.
CENTRAL INDEX KEY: 0001115941
IRS NUMBER: 133849588
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05929
FILM NUMBER: 161622435
BUSINESS ADDRESS:
STREET 1: CANADA TRUST TOWER, BCE PLACE
STREET 2: 161 BAY STREET, 35TH, FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5J 2T2
BUSINESS PHONE: 416-308-5346
MAIL ADDRESS:
STREET 1: CANADA TRUST TOWER, BCE PLACE
STREET 2: 161 BAY STREET, 35TH, FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5J 2T2
FORMER COMPANY:
FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC.
DATE OF NAME CHANGE: 20051114
FORMER COMPANY:
FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20040323
FORMER COMPANY:
FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20000531
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001115941
XXXXXXXX
03-31-2016
03-31-2016
TDAM USA INC.
Canada Trust Tower, BCE Place
161 Bay Street, 35th, Floor
Toronto
A6
M5J 2T2
13F HOLDINGS REPORT
028-05929
28-04365
TD Bank N.A
N
Barbara Callbeck
Managing Director
416-308-5346
Barbara Callbeck'
Toronto
A6
04-29-2016
1
413
2050098
false
1
28-04365
TD Bank N.A
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M CO
COM
88579Y101
30712
184313
SH
DFND
1
149362
8096
26855
ABB LTD
SPONSORED ADR
000375204
333
17150
SH
DFND
1
9460
0
7690
ABBOTT LABS
COM
002824100
16603
396916
SH
DFND
1
330573
2107
64236
ABBVIE INC
COM
00287Y109
29901
523472
SH
DFND
1
457486
3440
62546
ADOBE SYS INC
COM
00724F101
1354
14439
SH
DFND
1
7850
0
6589
ADVANCE AUTO PARTS INC
COM
00751Y106
9395
58596
SH
DFND
1
57996
270
330
ADVANCE AUTO PARTS INC
COM
00751Y106
1388
8654
SH
SOLE
8654
0
0
AERCAP HOLDINGS NV
SHS
N00985106
5273
136040
SH
SOLE
136040
0
0
AETNA INC NEW
COM
00817Y108
280
2493
SH
DFND
1
1565
0
928
AFLAC INC
COM
001055102
2672
42321
SH
DFND
1
34953
0
7368
AGILENT TECHNOLOGIES INC
COM
00846U101
1194
29969
SH
DFND
1
29680
150
139
AGRIUM INC
COM
008916108
519
5875
SH
DFND
1
4825
0
1050
AIR METHODS CORP
COM PAR $.06
009128307
2273
62744
SH
SOLE
62744
0
0
ALASKA COMMUNICATIONS SYS GR
NOTE 6.250% 5/0
01167PAE1
15
16000
SH
SOLE
16000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1816
22975
SH
SOLE
22975
0
0
ALLERGAN PLC
SHS
G0177J108
14070
52495
SH
DFND
1
50445
220
1830
ALLISON TRANSMISSION HLDGS I
COM
01973R101
1361
50444
SH
SOLE
50444
0
0
ALPHABET INC
CAP STK CL C
02079K107
16264
21833
SH
DFND
1
19253
175
2405
ALPHABET INC
CAP STK CL A
02079K305
3544
4646
SH
DFND
1
1441
0
3205
ALTRIA GROUP INC
COM
02209S103
24038
383622
SH
DFND
1
299013
0
84609
AMAZON COM INC
COM
023135106
1802
3036
SH
DFND
1
99
0
2937
AMEREN CORP
COM
023608102
1343
26797
SH
DFND
1
24740
0
2057
AMERICAN EXPRESS CO
COM
025816109
9694
157878
SH
DFND
1
43237
0
114641
AMERICAN INTL GROUP INC
COM NEW
026874784
13904
257250
SH
DFND
1
247055
1200
8995
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
103
106000
SH
SOLE
106000
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
507
4948
SH
DFND
1
157
0
4791
AMERIPRISE FINL INC
COM
03076C106
10532
112029
SH
DFND
1
111225
505
299
AMERISOURCEBERGEN CORP
COM
03073E105
390
4503
SH
DFND
1
1991
0
2512
AMGEN INC
COM
031162100
9268
61818
SH
DFND
1
8632
0
53186
ANADARKO PETE CORP
COM
032511107
6286
134986
SH
DFND
1
132841
660
1485
ANALOG DEVICES INC
COM
032654105
533
9005
SH
DFND
1
1560
0
7445
APACHE CORP
COM
037411105
490
10029
SH
DFND
1
8782
0
1247
APARTMENT INVT & MGMT CO
CL A
03748R101
1096
26199
SH
SOLE
26199
0
0
APPLE INC
COM
037833100
269
2467
SH
SOLE
2467
0
0
APPLE INC
COM
037833100
53275
488807
SH
DFND
1
424983
2265
61559
APPLIED MATLS INC
COM
038222105
9450
446170
SH
DFND
1
430157
2045
13968
ARCHER DANIELS MIDLAND CO
COM
039483102
735
20252
SH
DFND
1
16012
0
4240
ARES CAP CORP
NOTE 4.375% 1/1
04010LAM5
13
13000
SH
SOLE
13000
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
1724
35643
SH
SOLE
35643
0
0
ARROW ELECTRS INC
COM
042735100
269
4177
SH
DFND
1
3388
0
789
AT&T INC
COM
00206R102
306
7820
SH
SOLE
7820
0
0
AT&T INC
COM
00206R102
28789
734979
SH
DFND
1
660362
4810
69807
AUTODESK INC
COM
052769106
573
9831
SH
DFND
1
4925
0
4906
AUTOLIV INC
COM
052800109
237
2000
SH
DFND
1
2000
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
16680
185934
SH
DFND
1
74830
1000
110104
AVON PRODS INC
COM
054303102
101
20912
SH
DFND
1
20425
0
487
B & G FOODS INC NEW
COM
05508R106
1303
37421
SH
SOLE
37421
0
0
BAIDU INC
SPON ADR REP A
056752108
1239
6489
SH
SOLE
6489
0
0
BANK AMER CORP
COM
060505104
3697
273482
SH
DFND
1
75305
0
198177
BANK HAWAII CORP
COM
062540109
2141
31360
SH
SOLE
31360
0
0
BANK MONTREAL QUE
COM
063671101
371
6082
SH
SOLE
6082
0
0
BANK N S HALIFAX
COM
064149107
518
10552
SH
SOLE
10552
0
0
BANK NEW YORK MELLON CORP
COM
064058100
1335
36242
SH
DFND
1
27226
0
9016
BANK OF NOVA SCOTIA
NOTE 4.500%12/1
064159HB5
295
295000
SH
SOLE
295000
0
0
BANKUNITED INC
COM
06652K103
1879
54573
SH
SOLE
54573
0
0
BARD C R INC
COM
067383109
848
4183
SH
DFND
1
3677
0
506
BAXALTA INC
COM
07177M103
518
12821
SH
DFND
1
7397
0
5424
BAXTER INTL INC
COM
071813109
599
14573
SH
DFND
1
7287
0
7286
BB&T CORP
COM
054937107
1194
35885
SH
DFND
1
21325
0
14560
BCE INC
COM NEW
05534B760
302
6592
SH
SOLE
6592
0
0
BECTON DICKINSON & CO
COM
075887109
3831
25237
SH
DFND
1
14140
0
11097
BEMIS INC
COM
081437105
1582
30543
SH
DFND
1
30543
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
32658
153
SH
DFND
1
153
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
15827
111552
SH
DFND
1
29139
0
82413
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
314
2216
SH
SOLE
2216
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
248
9573
SH
DFND
1
8058
0
1515
BIO RAD LABS INC
CL A
090572207
1660
12144
SH
SOLE
12144
0
0
BIO TECHNE CORP
COM
09073M104
840
8889
SH
DFND
1
8444
0
445
BLACKROCK INC
COM
09247X101
19053
55943
SH
DFND
1
53694
270
1979
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
239
15866
SH
DFND
1
15866
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
1029
38314
SH
SOLE
38314
0
0
BOEING CO
COM
097023105
31935
251577
SH
DFND
1
246672
710
4195
BP PLC
SPONSORED ADR
055622104
583
19319
SH
DFND
1
16909
0
2410
BRINKER INTL INC
COM
109641100
793
17260
SH
DFND
1
9480
0
7780
BRINKER INTL INC
COM
109641100
2149
46779
SH
SOLE
46779
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
6977
109218
SH
DFND
1
99640
1900
7678
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
767
21952
SH
SOLE
21952
0
0
CA INC
COM
12673P105
324
10520
SH
DFND
1
5165
0
5355
CAE INC
COM
124765108
128
11023
SH
SOLE
11023
0
0
CAMPBELL SOUP CO
COM
134429109
1117
17506
SH
DFND
1
14770
0
2736
CANADIAN NATL RY CO
COM
136375102
281
4476
SH
SOLE
4476
0
0
CAPITAL ONE FINL CORP
COM
14040H105
1868
26950
SH
DFND
1
24625
0
2325
CATERPILLAR INC DEL
COM
149123101
1001
13076
SH
DFND
1
6956
1175
4945
CBOE HLDGS INC
COM
12503M108
861
13177
SH
SOLE
13177
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
324
4321
SH
SOLE
4321
0
0
CELGENE CORP
COM
151020104
2679
26768
SH
DFND
1
19635
0
7133
CENTURYLINK INC
COM
156700106
6282
196554
SH
DFND
1
191639
895
4020
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
11318
129395
SH
DFND
1
127364
540
1491
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
7758
88693
SH
SOLE
88693
0
0
CHEMTURA CORP
COM NEW
163893209
457
17327
SH
SOLE
17327
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.500% 5/1
165167BZ9
37
59000
SH
SOLE
59000
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.500% 5/1
165167CA3
10
16000
SH
SOLE
16000
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.250%12/1
165167CB1
8
20000
SH
SOLE
20000
0
0
CHEVRON CORP NEW
COM
166764100
11756
123232
SH
DFND
1
70541
1200
51491
CHUBB LIMITED
COM
H1467J104
7775
65257
SH
DFND
1
57262
190
7805
CHURCH & DWIGHT INC
COM
171340102
1069
11598
SH
DFND
1
8538
0
3060
CIGNA CORPORATION
COM
125509109
349
2545
SH
DFND
1
477
0
2068
CISCO SYS INC
COM
17275R102
9960
349837
SH
DFND
1
286511
0
63326
CIT GROUP INC
COM NEW
125581801
427
13763
SH
DFND
1
12487
0
1276
CITIGROUP INC
COM NEW
172967424
653
15633
SH
DFND
1
12154
150
3329
CITIZENS FINL GROUP INC
COM
174610105
6056
289085
SH
DFND
1
287087
1540
458
CITRIX SYS INC
COM
177376100
867
11030
SH
DFND
1
9498
0
1532
CLOROX CO DEL
COM
189054109
1118
8867
SH
DFND
1
2732
0
6135
CME GROUP INC
COM
12572Q105
34691
361177
SH
DFND
1
354578
570
6029
CME GROUP INC
COM
12572Q105
269
2797
SH
SOLE
2797
0
0
CMS ENERGY CORP
COM
125896100
920
21678
SH
DFND
1
21670
0
8
COCA COLA CO
COM
191216100
19588
422238
SH
DFND
1
405718
2525
13995
COCA COLA ENTERPRISES INC NE
COM
19122T109
710
13991
SH
DFND
1
13503
0
488
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
2065
32939
SH
DFND
1
29208
0
3731
COLGATE PALMOLIVE CO
COM
194162103
21317
301731
SH
DFND
1
280901
3370
17460
COLONY CAP INC
NOTE 5.000% 4/1
19624RAA4
38
43000
SH
SOLE
43000
0
0
COMCAST CORP NEW
CL A
20030N101
12327
201824
SH
DFND
1
182820
767
18237
COMMVAULT SYSTEMS INC
COM
204166102
1818
42121
SH
SOLE
42121
0
0
CONOCOPHILLIPS
COM
20825C104
3659
90862
SH
DFND
1
74706
2520
13636
CORNERSTONE ONDEMAND INC
NOTE 1.500% 7/0
21925YAB9
36
36000
SH
SOLE
36000
0
0
CORRECTIONS CORP AMER NEW
COM NEW
22025Y407
442
13780
SH
DFND
1
13780
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1946
12349
SH
DFND
1
107
0
12242
CRACKER BARREL OLD CTRY STOR
COM
22410J106
1269
8315
SH
SOLE
8315
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
347
7842
SH
SOLE
7842
0
0
CUBESMART
COM
229663109
1506
45218
SH
SOLE
45218
0
0
CURTISS WRIGHT CORP
COM
231561101
1034
13660
SH
SOLE
13660
0
0
CVB FINL CORP
COM
126600105
1695
97155
SH
SOLE
97155
0
0
CVS HEALTH CORP
COM
126650100
5946
57325
SH
DFND
1
37136
1445
18744
CYPRESS SEMICONDUCTOR CORP
COM
232806109
1142
131818
SH
SOLE
131818
0
0
DANAHER CORP DEL
COM
235851102
18910
199348
SH
DFND
1
191433
715
7200
DEERE & CO
COM
244199105
1499
19470
SH
DFND
1
14854
0
4616
DELUXE CORP
COM
248019101
892
14271
SH
DFND
1
14260
0
11
DENTSPLY SIRONA INC
COM
24906P109
283
4594
SH
DFND
1
2458
0
2136
DEVON ENERGY CORP NEW
COM
25179M103
3327
121245
SH
DFND
1
104114
535
16596
DIAGEO P L C
SPON ADR NEW
25243Q205
7564
70120
SH
DFND
1
4809
0
65311
DIAMOND HILL INVESTMENT GROU
COM NEW
25264R207
750
4230
SH
SOLE
4230
0
0
DICKS SPORTING GOODS INC
COM
253393102
1704
36440
SH
SOLE
36440
0
0
DICKS SPORTING GOODS INC
COM
253393102
6176
132101
SH
DFND
1
128214
610
3277
DISNEY WALT CO
COM DISNEY
254687106
18456
185840
SH
DFND
1
82234
100
103506
DOMINION RES INC VA NEW
COM
25746U109
12099
161067
SH
DFND
1
149101
800
11166
DOMINION RES INC VA NEW
COM
25746U109
236
3139
SH
SOLE
3139
0
0
DONNELLEY R R & SONS CO
COM
257867101
590
35965
SH
DFND
1
35930
0
35
DOW CHEM CO
COM
260543103
14108
277395
SH
DFND
1
264784
1500
11111
DR REDDYS LABS LTD
ADR
256135203
529
11700
SH
SOLE
11700
0
0
DRIL-QUIP INC
COM
262037104
678
11200
SH
SOLE
11200
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
12271
193792
SH
DFND
1
166452
1800
25540
DUKE ENERGY CORP NEW
COM NEW
26441C204
21713
269120
SH
DFND
1
253573
1286
14261
DUKE ENERGY CORP NEW
COM NEW
26441C204
361
4475
SH
SOLE
4475
0
0
E M C CORP MASS
COM
268648102
4215
158172
SH
DFND
1
127113
0
31059
EATON CORP PLC
SHS
G29183103
14425
230574
SH
DFND
1
211640
0
18934
EBAY INC
COM
278642103
216
9063
SH
DFND
1
1385
0
7678
ECOLAB INC
COM
278865100
6231
55874
SH
DFND
1
49860
115
5899
EDWARDS LIFESCIENCES CORP
COM
28176E108
304
3446
SH
DFND
1
2200
0
1246
EMERSON ELEC CO
COM
291011104
19983
367476
SH
DFND
1
349973
6545
10958
ENBRIDGE INC
COM
29250N105
298
7612
SH
SOLE
7612
0
0
ENERGY XXI BERMUDA LTD
NOTE 3.000%12/1
29274UAB7
0
28000
SH
SOLE
28000
0
0
ENTERGY CORP NEW
COM
29364G103
3519
44383
SH
DFND
1
42192
600
1591
ENTERPRISE PRODS PARTNERS L
COM
293792107
1102
44780
SH
DFND
1
26630
5250
12900
EOG RES INC
COM
26875P101
450
6195
SH
DFND
1
18
0
6177
EVERSOURCE ENERGY
COM
30040W108
26880
460740
SH
DFND
1
454398
785
5557
EVERTEC INC
COM
30040P103
973
69616
SH
SOLE
69616
0
0
EXPEDITORS INTL WASH INC
COM
302130109
5693
116626
SH
DFND
1
965
0
115661
EXPRESS SCRIPTS HLDG CO
COM
30219G108
3413
49685
SH
DFND
1
32035
810
16840
EXXON MOBIL CORP
COM
30231G102
47652
570067
SH
DFND
1
413549
5059
151459
EZCORP INC
NOTE 2.625% 6/1
302301AB2
11
17000
SH
SOLE
17000
0
0
F5 NETWORKS INC
COM
315616102
1706
16114
SH
SOLE
16114
0
0
F5 NETWORKS INC
COM
315616102
7778
73478
SH
DFND
1
71458
350
1670
FACEBOOK INC
CL A
30303M102
2288
20054
SH
DFND
1
2580
0
17474
FASTENAL CO
COM
311900104
441
9005
SH
DFND
1
5378
0
3627
FEDEX CORP
COM
31428X106
1816
11158
SH
DFND
1
5615
0
5543
FIDELITY NATL INFORMATION SV
COM
31620M106
11094
175230
SH
DFND
1
171544
815
2871
FINISAR CORP
NOTE 0.500%12/1
31787AAM3
43
44000
SH
SOLE
44000
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
6422
496289
SH
DFND
1
493519
2500
270
FIRST REP BK SAN FRANCISCO C
COM
33616C100
1977
29669
SH
SOLE
29669
0
0
FLOTEK INDS INC DEL
COM
343389102
261
35643
SH
SOLE
35643
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
498
36900
SH
DFND
1
3785
0
33115
FOSSIL GROUP INC
COM
34988V106
947
21324
SH
SOLE
21324
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
121
11692
SH
DFND
1
5608
0
6084
FXCM INC
NOTE 2.250% 6/1
302693AB2
65
108000
SH
SOLE
108000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
1649
37071
SH
SOLE
37071
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
1260
28338
SH
DFND
1
24127
0
4211
GENERAL DYNAMICS CORP
COM
369550108
954
7261
SH
DFND
1
6911
0
350
GENERAL ELECTRIC CO
COM
369604103
38302
1204830
SH
DFND
1
988423
11300
205107
GENERAL MLS INC
COM
370334104
1141
18007
SH
DFND
1
4209
0
13798
GENESEE & WYO INC
CL A
371559105
1198
19106
SH
SOLE
19106
0
0
GENUINE PARTS CO
COM
372460105
6916
69610
SH
DFND
1
67175
300
2135
GEO GROUP INC NEW
COM
36162J106
1122
32352
SH
SOLE
32352
0
0
GILEAD SCIENCES INC
COM
375558103
15365
167262
SH
DFND
1
154335
835
12092
GLACIER BANCORP INC NEW
COM
37637Q105
1516
59646
SH
SOLE
59646
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
206
5086
SH
DFND
1
2136
0
2950
GOLDMAN SACHS GROUP INC
COM
38141G104
506
3222
SH
DFND
1
140
0
3082
GRAINGER W W INC
COM
384802104
1248
5347
SH
DFND
1
559
0
4788
HARMONIC INC
COM
413160102
626
191587
SH
SOLE
191587
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
233
5060
SH
DFND
1
4709
0
351
HERBALIFE LTD
NOTE 2.000% 8/1
42703MAB9
74
77000
SH
SOLE
77000
0
0
HERSHEY CO
COM
427866108
621
6739
SH
DFND
1
6138
0
601
HEXCEL CORP NEW
COM
428291108
1977
45223
SH
SOLE
45223
0
0
HOME DEPOT INC
COM
437076102
26943
201926
SH
DFND
1
181392
375
20159
HONEYWELL INTL INC
COM
438516106
5327
47540
SH
DFND
1
24959
0
22581
ICICI BK LTD
ADR
45104G104
1905
266073
SH
SOLE
266073
0
0
IGI LABORATORIES INC
NOTE 3.750%12/1
449575AB5
14
18000
SH
SOLE
18000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
6931
67656
SH
DFND
1
56754
0
10902
INFOSYS LTD
SPONSORED ADR
456788108
1026
53920
SH
SOLE
53920
0
0
INGERSOLL-RAND PLC
SHS
G47791101
9554
154078
SH
DFND
1
152860
810
408
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
1195
17744
SH
SOLE
17744
0
0
INTEL CORP
COM
458140100
21247
656791
SH
DFND
1
606016
7665
43110
INTERNATIONAL BUSINESS MACHS
COM
459200101
10012
66105
SH
DFND
1
55417
800
9888
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
1567
13772
SH
DFND
1
13695
0
77
INTL PAPER CO
COM
460146103
608
14808
SH
DFND
1
12879
125
1804
INVENSENSE INC
NOTE 1.750%11/0
46123DAB2
20
22000
SH
SOLE
22000
0
0
IRON MTN INC NEW
COM
46284V101
6158
181592
SH
DFND
1
181423
0
169
ISHARES TR
MBS ETF
464288588
1710
15617
SH
SOLE
15617
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
222
5700
SH
SOLE
5700
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
831
19084
SH
SOLE
19084
0
0
JOHNSON & JOHNSON
COM
478160104
42295
390893
SH
DFND
1
274142
2155
114596
JOHNSON CTLS INC
COM
478366107
312
8018
SH
DFND
1
5589
0
2429
JPMORGAN CHASE & CO
COM
46625H100
12275
207282
SH
DFND
1
130429
0
76853
KEYW HLDG CORP
NOTE 2.500% 7/1
493723AA8
7
10000
SH
SOLE
10000
0
0
KIMBERLY CLARK CORP
COM
494368103
321
2390
SH
SOLE
2390
0
0
KIMBERLY CLARK CORP
COM
494368103
25248
187706
SH
DFND
1
170369
990
16347
KINDER MORGAN INC DEL
COM
49456B101
702
39303
SH
DFND
1
7411
2193
29699
KOHLS CORP
COM
500255104
822
17644
SH
DFND
1
7084
0
10560
KRAFT HEINZ CO
COM
500754106
1869
23795
SH
DFND
1
19023
300
4472
LEGACY TEX FINL GROUP INC
COM
52471Y106
970
49346
SH
SOLE
49346
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
1603
47897
SH
SOLE
47897
0
0
LILLY ELI & CO
COM
532457108
1225
17014
SH
DFND
1
2920
0
14094
LINEAR TECHNOLOGY CORP
COM
535678106
8096
181679
SH
DFND
1
11960
0
169719
LINKEDIN CORP
NOTE 0.500%11/0
53578AAB4
43
47000
SH
SOLE
47000
0
0
LOCKHEED MARTIN CORP
COM
539830109
231
1045
SH
SOLE
1045
0
0
LOCKHEED MARTIN CORP
COM
539830109
4695
21195
SH
DFND
1
14740
400
6055
LOWES COS INC
COM
548661107
3636
48006
SH
DFND
1
4171
0
43835
LUMOS NETWORKS CORP
COM
550283105
251
19545
SH
SOLE
19545
0
0
M & T BK CORP
COM
55261F104
498
4486
SH
DFND
1
4350
0
136
MADDEN STEVEN LTD
COM
556269108
1524
41133
SH
SOLE
41133
0
0
MARATHON OIL CORP
COM
565849106
191
17106
SH
DFND
1
11883
0
5223
MARATHON PETE CORP
COM
56585A102
587
15793
SH
DFND
1
9644
0
6149
MARKEL CORP
COM
570535104
1771
1986
SH
SOLE
1986
0
0
MARSH & MCLENNAN COS INC
COM
571748102
8368
137646
SH
DFND
1
130433
480
6733
MASCO CORP
COM
574599106
208
6628
SH
DFND
1
0
0
6628
MATTEL INC
COM
577081102
310
9216
SH
DFND
1
4740
0
4476
MAXIM INTEGRATED PRODS INC
COM
57772K101
445
12095
SH
DFND
1
100
0
11995
MCCORMICK & CO INC
COM NON VTG
579780206
977
9820
SH
DFND
1
6845
0
2975
MCDONALDS CORP
COM
580135101
21628
172089
SH
DFND
1
138771
1575
31743
MCDONALDS CORP
COM
580135101
232
1845
SH
SOLE
1845
0
0
MCKESSON CORP
COM
58155Q103
11870
75483
SH
DFND
1
72695
370
2418
MEDTRONIC PLC
SHS
G5960L103
9956
132753
SH
DFND
1
105382
335
27036
MELCO CROWN ENTMT LTD
ADR
585464100
1647
99770
SH
SOLE
99770
0
0
MERCK & CO INC NEW
COM
58933Y105
10907
206145
SH
DFND
1
161264
4450
40431
METHANEX CORP
COM
59151K108
661
20586
SH
SOLE
20586
0
0
METLIFE INC
COM
59156R108
508
11570
SH
DFND
1
7080
125
4365
MICROCHIP TECHNOLOGY INC
COM
595017104
1185
24589
SH
DFND
1
22882
0
1707
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
19
28000
SH
SOLE
28000
0
0
MICROSOFT CORP
COM
594918104
328
5947
SH
SOLE
5947
0
0
MICROSOFT CORP
COM
594918104
59797
1082683
SH
DFND
1
856222
3915
222546
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
412
50942
SH
SOLE
50942
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
3176
85181
SH
SOLE
85181
0
0
MOLSON COORS BREWING CO
CL B
60871R209
731
7601
SH
DFND
1
7370
0
231
MONDELEZ INTL INC
CL A
609207105
945
23546
SH
DFND
1
13003
900
9643
MONSANTO CO NEW
COM
61166W101
1631
18584
SH
DFND
1
12519
480
5585
MOODYS CORP
COM
615369105
551
5706
SH
DFND
1
2730
0
2976
MORGAN STANLEY
COM NEW
617446448
696
27845
SH
DFND
1
24997
0
2848
MORNINGSTAR INC
COM
617700109
1385
15696
SH
SOLE
15696
0
0
MUELLER INDS INC
COM
624756102
1716
58328
SH
SOLE
58328
0
0
NATIONAL INSTRS CORP
COM
636518102
1294
42977
SH
SOLE
42977
0
0
NETEASE INC
SPONSORED ADR
64110W102
255
1777
SH
SOLE
1777
0
0
NETSCOUT SYS INC
COM
64115T104
1752
76285
SH
SOLE
76285
0
0
NEW MTN FIN CORP
NOTE 5.000% 6/1
647551AB6
18
19000
SH
SOLE
19000
0
0
NEXTERA ENERGY INC
COM
65339F101
4237
35805
SH
DFND
1
32885
250
2670
NIKE INC
CL B
654106103
3443
56018
SH
DFND
1
33964
2120
19934
NISOURCE INC
COM
65473P105
582
24708
SH
DFND
1
24430
0
278
NORFOLK SOUTHERN CORP
COM
655844108
3441
41337
SH
DFND
1
36491
1065
3781
NORTHERN TR CORP
COM
665859104
1743
26748
SH
DFND
1
26610
0
138
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
169
14582
SH
SOLE
14582
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R803
594
45278
SH
SOLE
45278
0
0
NORTHWESTERN CORP
COM NEW
668074305
1295
20965
SH
SOLE
20965
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
6525
90072
SH
DFND
1
4547
0
85525
NOVO-NORDISK A S
ADR
670100205
1124
20750
SH
DFND
1
20750
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
16891
208349
SH
SOLE
208349
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
256
3736
SH
SOLE
3736
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
22281
325608
SH
DFND
1
317216
1705
6687
OIL STS INTL INC
COM
678026105
491
15570
SH
SOLE
15570
0
0
OMNICOM GROUP INC
COM
681919106
1684
20235
SH
DFND
1
2850
0
17385
ORACLE CORP
COM
68389X105
22103
540275
SH
DFND
1
497017
2477
40781
PAYCHEX INC
COM
704326107
3796
70290
SH
DFND
1
15376
0
54914
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
104
116000
SH
SOLE
116000
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
163
10234
SH
SOLE
10234
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
932
58480
SH
DFND
1
47180
0
11300
PEPSICO INC
COM
713448108
29910
291864
SH
DFND
1
210257
2045
79562
PEPSICO INC
COM
713448108
265
2590
SH
SOLE
2590
0
0
PFIZER INC
COM
717081103
9889
333629
SH
DFND
1
249934
1740
81955
PHILIP MORRIS INTL INC
COM
718172109
29580
301495
SH
DFND
1
227609
1425
72461
PHILIP MORRIS INTL INC
COM
718172109
260
2652
SH
SOLE
2652
0
0
PHILLIPS 66
COM
718546104
774
8940
SH
DFND
1
7228
0
1712
PNC FINL SVCS GROUP INC
COM
693475105
1907
22552
SH
DFND
1
10621
0
11931
PPG INDS INC
COM
693506107
894
8017
SH
DFND
1
7447
0
570
PPL CORP
COM
69351T106
17266
453537
SH
DFND
1
449405
710
3422
PPL CORP
COM
69351T106
419
10998
SH
SOLE
10998
0
0
PRAXAIR INC
COM
74005P104
960
8386
SH
DFND
1
4149
60
4177
PRICE T ROWE GROUP INC
COM
74144T108
265
3611
SH
DFND
1
1942
0
1669
PRICELINE GRP INC
COM NEW
741503403
637
494
SH
DFND
1
302
30
162
PROCTER & GAMBLE CO
COM
742718109
31815
386523
SH
DFND
1
295283
2980
88260
PROCTER & GAMBLE CO
COM
742718109
234
2844
SH
SOLE
2844
0
0
PROLOGIS INC
COM
74340W103
230
5203
SH
DFND
1
0
0
5203
PROSPECT CAPITAL CORPORATION
NOTE 5.375%10/1
74348TAK8
14
14000
SH
SOLE
14000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.750% 3/1
74348TAL6
31
32000
SH
SOLE
32000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
36
38000
SH
SOLE
38000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
41
46000
SH
SOLE
46000
0
0
PTC INC
COM
69370C100
1728
52113
SH
SOLE
52113
0
0
PVH CORP
COM
693656100
1832
18498
SH
SOLE
18498
0
0
PVH CORP
COM
693656100
5304
53542
SH
DFND
1
53152
300
90
QORVO INC
COM
74736K101
597
11837
SH
SOLE
11837
0
0
QUALCOMM INC
COM
747525103
1450
28352
SH
DFND
1
2098
0
26254
QUEST DIAGNOSTICS INC
COM
74834L100
1160
16236
SH
DFND
1
8888
0
7348
QUESTAR CORP
COM
748356102
518
20870
SH
DFND
1
3570
0
17300
RAYTHEON CO
COM NEW
755111507
21077
171871
SH
DFND
1
167740
350
3781
REDWOOD TR INC
NOTE 4.625% 4/1
758075AB1
31
33000
SH
SOLE
33000
0
0
REGAL ENTMT GROUP
CL A
758766109
502
23740
SH
DFND
1
23740
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
1635
23630
SH
SOLE
23630
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
932
7780
SH
DFND
1
0
0
7780
REPUBLIC SVCS INC
COM
760759100
767
16099
SH
DFND
1
15700
0
399
RESOURCE CAP CORP
NOTE 6.000%12/0
76120WAA2
16
17000
SH
SOLE
17000
0
0
REYNOLDS AMERICAN INC
COM
761713106
12967
257751
SH
DFND
1
252510
0
5241
RITE AID CORP
COM
767754104
367
45075
SH
DFND
1
0
0
45075
ROCKWELL COLLINS INC
COM
774341101
10880
117989
SH
DFND
1
111107
565
6317
ROGERS COMMUNICATIONS INC
CL B
775109200
273
6785
SH
SOLE
6785
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
866
14966
SH
SOLE
14966
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
7629
157466
SH
DFND
1
122987
1635
32844
SCANA CORP NEW
COM
80589M102
1001
14274
SH
DFND
1
8074
0
6200
SCHLUMBERGER LTD
COM
806857108
4946
67069
SH
DFND
1
37976
320
28773
SCORPIO TANKERS INC
SHS
Y7542C106
651
111649
SH
DFND
1
85649
3000
23000
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
10
11000
SH
SOLE
11000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
15899
461521
SH
DFND
1
455657
2595
3269
SERVICE CORP INTL
COM
817565104
1983
80355
SH
SOLE
80355
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
206
10604
SH
SOLE
10604
0
0
SHERWIN WILLIAMS CO
COM
824348106
1533
5386
SH
DFND
1
5310
0
76
SILGAN HOLDINGS INC
COM
827048109
1479
27824
SH
SOLE
27824
0
0
SINA CORP
NOTE 1.000%12/0
82922RAD5
50
51000
SH
SOLE
51000
0
0
SOLAZYME INC
NOTE 5.000%10/0
83415TAC5
10
20000
SH
SOLE
20000
0
0
SOUTHERN CO
COM
842587107
300
5806
SH
SOLE
5806
0
0
SOUTHERN CO
COM
842587107
12909
249542
SH
DFND
1
237461
0
12081
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
233
5400
SH
SOLE
5400
0
0
SPECTRA ENERGY CORP
COM
847560109
1070
34974
SH
DFND
1
25899
3385
5690
ST JUDE MED INC
COM
790849103
864
15701
SH
DFND
1
10450
0
5251
STAPLES INC
COM
855030102
140
12736
SH
DFND
1
11895
0
841
STARBUCKS CORP
COM
855244109
4527
75831
SH
DFND
1
57704
0
18127
STATE STR CORP
COM
857477103
3237
55313
SH
DFND
1
28280
0
27033
STERICYCLE INC
COM
858912108
1239
9822
SH
SOLE
9822
0
0
STRYKER CORP
COM
863667101
8444
78703
SH
DFND
1
20608
0
58095
SUNCOR ENERGY INC NEW
COM
867224107
201
7171
SH
SOLE
7171
0
0
SYNCHRONY FINL
COM
87165B103
6720
234475
SH
DFND
1
226373
1215
6887
SYNGENTA AG
SPONSORED ADR
87160A100
1397
16867
SH
DFND
1
14772
970
1125
SYSCO CORP
COM
871829107
763
16322
SH
DFND
1
12607
0
3715
TARGET CORP
COM
87612E106
763
9271
SH
DFND
1
4936
0
4335
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
1125
7855
SH
SOLE
7855
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
1238
42624
SH
SOLE
42624
0
0
TECO ENERGY INC
COM
872375100
515
18691
SH
DFND
1
16790
0
1901
TESLA MTRS INC
NOTE 0.250% 3/0
88160RAB7
35
38000
SH
SOLE
38000
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
1120
29186
SH
SOLE
29186
0
0
TEXAS INSTRS INC
COM
882508104
10002
174187
SH
DFND
1
157273
575
16339
THERMO FISHER SCIENTIFIC INC
COM
883556102
1079
7622
SH
DFND
1
1150
0
6472
TIME WARNER INC
COM NEW
887317303
20742
285893
SH
DFND
1
280459
760
4674
TJX COS INC NEW
COM
872540109
15833
202075
SH
DFND
1
195228
1515
5332
TJX COS INC NEW
COM
872540109
214
2733
SH
SOLE
2733
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
336
7746
SH
SOLE
7746
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
11995
278104
SH
DFND
1
8346
880
268878
TOTAL SYS SVCS INC
COM
891906109
1802
37883
SH
SOLE
37883
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
229
2155
SH
DFND
1
675
0
1480
TPG SPECIALTY LENDING INC
NOTE 4.500%12/1
87265KAB8
13
13000
SH
SOLE
13000
0
0
TRANSCANADA CORP
COM
89353D107
445
11261
SH
SOLE
11261
0
0
TREEHOUSE FOODS INC
COM
89469A104
1507
17371
SH
SOLE
17371
0
0
TWITTER INC
NOTE 0.250% 9/1
90184LAB8
47
54000
SH
SOLE
54000
0
0
U S PHYSICAL THERAPY INC
COM
90337L108
1151
23147
SH
SOLE
23147
0
0
UGI CORP NEW
COM
902681105
2950
73207
SH
DFND
1
73188
0
19
UNION PAC CORP
COM
907818108
7089
89114
SH
DFND
1
45526
800
42788
UNITED FINL BANCORP INC NEW
COM
910304104
358
28438
SH
DFND
1
28438
0
0
UNITED NAT FOODS INC
COM
911163103
2023
50191
SH
SOLE
50191
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
7411
70263
SH
DFND
1
39251
0
31012
UNITED TECHNOLOGIES CORP
COM
913017109
9009
89999
SH
DFND
1
63265
765
25969
UNITEDHEALTH GROUP INC
COM
91324P102
26161
202952
SH
DFND
1
181378
560
21014
UNITEDHEALTH GROUP INC
COM
91324P102
223
1733
SH
SOLE
1733
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
2579
47672
SH
SOLE
47672
0
0
UNIVEST CORP PA
COM
915271100
601
30805
SH
DFND
1
30770
0
35
URBAN OUTFITTERS INC
COM
917047102
1135
34303
SH
SOLE
34303
0
0
US BANCORP DEL
COM NEW
902973304
7892
194443
SH
DFND
1
179341
1550
13552
VALERO ENERGY CORP NEW
COM
91913Y100
297
4637
SH
DFND
1
932
0
3705
VECTREN CORP
COM
92240G101
625
12369
SH
DFND
1
12250
0
119
VECTREN CORP
COM
92240G101
1593
31512
SH
SOLE
31512
0
0
VERINT SYS INC
NOTE 1.500% 6/0
92343XAA8
18
20000
SH
SOLE
20000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
205
3792
SH
SOLE
3792
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
29580
546965
SH
DFND
1
445169
4125
97671
VISA INC
COM CL A
92826C839
24126
315456
SH
DFND
1
261197
1330
52929
VISTEON CORP
COM NEW
92839U206
900
11310
SH
SOLE
11310
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
13698
427405
SH
DFND
1
382095
0
45310
VOYA FINL INC
COM
929089100
4683
157300
SH
DFND
1
156294
900
106
WABTEC CORP
COM
929740108
1841
23213
SH
SOLE
23213
0
0
WADDELL & REED FINL INC
CL A
930059100
1233
52377
SH
SOLE
52377
0
0
WAL-MART STORES INC
COM
931142103
3521
51412
SH
DFND
1
40683
550
10179
WALGREENS BOOTS ALLIANCE INC
COM
931427108
8827
104787
SH
DFND
1
45017
0
59770
WASTE CONNECTIONS INC
COM
941053100
989
15318
SH
SOLE
15318
0
0
WASTE MGMT INC DEL
COM
94106L109
1690
28641
SH
DFND
1
23851
0
4790
WEC ENERGY GROUP INC
COM
92939U106
23273
387439
SH
DFND
1
371130
910
15399
WEC ENERGY GROUP INC
COM
92939U106
267
4447
SH
SOLE
4447
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
1474
15888
SH
SOLE
15888
0
0
WELLS FARGO & CO NEW
COM
949746101
27465
567927
SH
DFND
1
365754
1875
200298
WELLTOWER INC
COM
95040Q104
14787
213251
SH
DFND
1
211145
0
2106
WERNER ENTERPRISES INC
COM
950755108
1306
48068
SH
SOLE
48068
0
0
WESTAR ENERGY INC
COM
95709T100
1317
26552
SH
SOLE
26552
0
0
WESTAR ENERGY INC
COM
95709T100
906
18262
SH
DFND
1
7490
0
10772
WESTERN UN CO
COM
959802109
566
29316
SH
DFND
1
5023
0
24293
WEX INC
COM
96208T104
1071
12845
SH
SOLE
12845
0
0
WGL HLDGS INC
COM
92924F106
743
10260
SH
DFND
1
8510
0
1750
WIPRO LTD
SPON ADR 1 SH
97651M109
936
74432
SH
SOLE
74432
0
0
WOLVERINE WORLD WIDE INC
COM
978097103
346
18778
SH
DFND
1
18778
0
0
WOODWARD INC
COM
980745103
2692
51740
SH
SOLE
51740
0
0
WRIGHT MED GROUP N V
ORD SHS 0.03 PAR
N96617118
845
50883
SH
SOLE
50883
0
0
XEROX CORP
COM
984121103
304
27204
SH
DFND
1
14250
0
12954
YUM BRANDS INC
COM
988498101
3591
43871
SH
DFND
1
37079
0
6792
ZIMMER BIOMET HLDGS INC
COM
98956P102
7862
73733
SH
DFND
1
20275
415
53043