0000950123-15-000646.txt : 20150130
0000950123-15-000646.hdr.sgml : 20150130
20150130105430
ACCESSION NUMBER: 0000950123-15-000646
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150130
DATE AS OF CHANGE: 20150130
EFFECTIVENESS DATE: 20150130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TDAM USA INC.
CENTRAL INDEX KEY: 0001115941
IRS NUMBER: 133849588
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05929
FILM NUMBER: 15561276
BUSINESS ADDRESS:
STREET 1: CANADA TRUST TOWER, BCE PLACE
STREET 2: 161 BAY STREET, 35TH, FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5J 2T2
BUSINESS PHONE: 416-308-5346
MAIL ADDRESS:
STREET 1: CANADA TRUST TOWER, BCE PLACE
STREET 2: 161 BAY STREET, 35TH, FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5J 2T2
FORMER COMPANY:
FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC.
DATE OF NAME CHANGE: 20051114
FORMER COMPANY:
FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20040323
FORMER COMPANY:
FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20000531
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001115941
XXXXXXXX
12-31-2014
12-31-2014
TDAM USA Inc.
Canada Trust Tower, BCE Place
161 Bay Street, 35th, Floor
Toronto
A6
M5J 2T2
13F HOLDINGS REPORT
028-05929
28-04365
TD Bank N.A
N
Barbara Callbeck
Managing Director
416-308-5346
Barbara Callbeck
Toronto
A6
01-28-2015
1
437
2367669
false
1
28-04365
TD Bank N.A
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M CO
COM
88579Y101
531
3233
SH
SOLE
3233
0
0
3M CO
COM
88579Y101
36357
221255
SH
DFND
1
182439
8476
30340
8X8 INC NEW
COM
282914100
96
10435
SH
SOLE
10435
0
0
ABB LTD
SPONSORED ADR
000375204
323
15265
SH
DFND
1
9460
0
5805
ABBOTT LABS
COM
002824100
514
11410
SH
SOLE
11410
0
0
ABBOTT LABS
COM
002824100
21726
482593
SH
DFND
1
414281
1537
66775
ABBVIE INC
COM
00287Y109
19817
302825
SH
DFND
1
242477
2690
57658
ABBVIE INC
COM
00287Y109
366
5600
SH
SOLE
5600
0
0
ACE LTD
SHS
H0023R105
4078
35502
SH
DFND
1
32004
260
3238
ADOBE SYS INC
COM
00724F101
1061
14593
SH
DFND
1
8591
0
6002
ADVANCED SEMICONDUCTOR ENGR
SPONSORED ADR
00756M404
723
117933
SH
SOLE
117933
0
0
AETNA INC NEW
COM
00817Y108
1528
17202
SH
DFND
1
16572
125
505
AFLAC INC
COM
001055102
3244
53108
SH
DFND
1
47730
250
5128
AGILENT TECHNOLOGIES INC
COM
00846U101
10747
262516
SH
DFND
1
256866
1130
4520
ALLERGAN INC
COM
018490102
485
2281
SH
DFND
1
1049
0
1232
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
225
2317
SH
SOLE
2317
0
0
ALTRIA GROUP INC
COM
02209S103
334
6772
SH
SOLE
6772
0
0
ALTRIA GROUP INC
COM
02209S103
21179
429852
SH
DFND
1
339768
1180
88904
AMAZON COM INC
COM
023135106
920
2965
SH
DFND
1
983
60
1922
AMAZON COM INC
COM
023135106
489
1577
SH
SOLE
1577
0
0
AMEREN CORP
COM
023608102
247
5354
SH
SOLE
5354
0
0
AMEREN CORP
COM
023608102
899
19483
SH
DFND
1
16210
0
3273
AMERICAN EXPRESS CO
COM
025816109
31189
335221
SH
DFND
1
210777
150
124294
AMERICAN EXPRESS CO
COM
025816109
467
5019
SH
SOLE
5019
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
354
5833
SH
DFND
1
5833
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
12566
224354
SH
DFND
1
217788
835
5731
AMERICAN INTL GROUP INC
COM NEW
026874784
714
12749
SH
SOLE
12749
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
38
41000
SH
SOLE
41000
0
0
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
211
23352
SH
SOLE
23352
0
0
AMERICAN SCIENCE & ENGR INC
COM
029429107
301
5800
SH
DFND
1
5800
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
442
4471
SH
DFND
1
0
0
4471
AMERIPRISE FINL INC
COM
03076C106
10423
78816
SH
DFND
1
78111
330
375
AMERISOURCEBERGEN CORP
COM
03073E105
7109
78847
SH
DFND
1
77323
295
1229
AMERISOURCEBERGEN CORP
COM
03073E105
298
3305
SH
SOLE
3305
0
0
AMGEN INC
COM
031162100
463
2909
SH
SOLE
2909
0
0
AMGEN INC
COM
031162100
9793
61479
SH
DFND
1
10355
0
51124
ANADARKO PETE CORP
COM
032511107
651
7895
SH
DFND
1
6741
0
1154
ANALOG DEVICES INC
COM
032654105
698
12571
SH
DFND
1
5312
0
7259
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
117
13418
SH
SOLE
13418
0
0
ANNALY CAP MGMT INC
NOTE 5.000% 5/1
035710AB8
195
194000
SH
SOLE
194000
0
0
ANNALY CAP MGMT INC
COM
035710409
442
40931
SH
DFND
1
4000
0
36931
ANTERO RES CORP
COM
03674X106
287
7067
SH
SOLE
7067
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
77
14652
SH
SOLE
14652
0
0
APACHE CORP
COM
037411105
1063
16967
SH
DFND
1
16305
280
382
APPLE INC
COM
037833100
73466
665578
SH
DFND
1
588559
2480
74539
APPLE INC
COM
037833100
3352
30368
SH
SOLE
30368
0
0
APPLIED MATLS INC
COM
038222105
1095
43946
SH
SOLE
43946
0
0
APPLIED MATLS INC
COM
038222105
12259
491915
SH
DFND
1
483603
2185
6127
ARCHER DANIELS MIDLAND CO
COM
039483102
3627
69748
SH
DFND
1
65004
0
4744
AT&T INC
COM
00206R102
28652
852996
SH
DFND
1
761666
5975
85355
AT&T INC
COM
00206R102
936
27874
SH
SOLE
27874
0
0
AU OPTRONICS CORP
SPONSORED ADR
002255107
268
52739
SH
SOLE
52739
0
0
AUTODESK INC
COM
052769106
1206
20081
SH
DFND
1
15163
0
4918
AUTOLIV INC
COM
052800109
249
2350
SH
DFND
1
2350
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
16653
199752
SH
DFND
1
87239
1000
111513
AUTOMATIC DATA PROCESSING IN
COM
053015103
411
4927
SH
SOLE
4927
0
0
AVON PRODS INC
COM
054303102
292
31075
SH
DFND
1
26188
0
4887
BANK AMER CORP
COM
060505104
5483
306477
SH
DFND
1
112682
1080
192715
BANK AMER CORP
COM
060505104
747
41781
SH
SOLE
41781
0
0
BANK N S HALIFAX
COM
064149107
241
4210
SH
SOLE
4210
0
0
BANK NEW YORK MELLON CORP
COM
064058100
2177
53668
SH
DFND
1
39870
500
13298
BARD C R INC
COM
067383109
1002
6014
SH
DFND
1
5185
0
829
BAXTER INTL INC
COM
071813109
3317
45255
SH
DFND
1
23413
660
21182
BB&T CORP
COM
054937107
1223
31452
SH
DFND
1
22775
0
8677
BCE INC
COM NEW
05534B760
275
5987
SH
SOLE
5987
0
0
BECTON DICKINSON & CO
COM
075887109
3877
27860
SH
DFND
1
14568
500
12792
BED BATH & BEYOND INC
COM
075896100
674
8851
SH
DFND
1
8628
0
223
BEMIS INC
COM
081437105
1412
31222
SH
DFND
1
30862
0
360
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
37290
165
SH
DFND
1
161
3
1
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
18821
125347
SH
DFND
1
46001
0
79346
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1649
10980
SH
SOLE
10980
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
5753
121583
SH
DFND
1
117098
985
3500
BLACKROCK INC
COM
09247X101
24999
69915
SH
DFND
1
68376
215
1324
BLACKROCK INC
COM
09247X101
292
818
SH
SOLE
818
0
0
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
230
15866
SH
DFND
1
15866
0
0
BOEING CO
COM
097023105
40494
311544
SH
DFND
1
300657
970
9917
BOEING CO
COM
097023105
1008
7755
SH
SOLE
7755
0
0
BP PLC
SPONSORED ADR
055622104
477
12503
SH
DFND
1
8240
0
4263
BRISTOL MYERS SQUIBB CO
COM
110122108
8049
136356
SH
DFND
1
126814
2610
6932
BROADCOM CORP
CL A
111320107
237
5480
SH
DFND
1
133
0
5347
BROADCOM CORP
CL A
111320107
503
11601
SH
SOLE
11601
0
0
BROWN FORMAN CORP
CL B
115637209
333
3795
SH
DFND
1
3375
0
420
CA INC
COM
12673P105
227
7446
SH
DFND
1
7375
0
71
CAMERON INTERNATIONAL CORP
COM
13342B105
5486
109828
SH
DFND
1
108632
885
311
CAMPBELL SOUP CO
COM
134429109
591
13433
SH
DFND
1
13300
0
133
CAPITAL ONE FINL CORP
COM
14040H105
4187
50726
SH
DFND
1
48746
0
1980
CARDINAL HEALTH INC
COM
14149Y108
768
9509
SH
SOLE
9509
0
0
CARDTRONICS INC
NOTE 1.000%12/0
14161HAG3
28
28000
SH
SOLE
28000
0
0
CATERPILLAR INC DEL
COM
149123101
236
2576
SH
SOLE
2576
0
0
CATERPILLAR INC DEL
COM
149123101
1494
16326
SH
DFND
1
8454
500
7372
CDN IMPERIAL BK COMM TORONTO
COM
136069101
246
2850
SH
SOLE
2850
0
0
CELGENE CORP
COM
151020104
4856
43415
SH
DFND
1
34351
0
9064
CENTRAL EUROPEAN MEDIA
NOTE 5.000%11/1
153443AH9
24
24000
SH
SOLE
24000
0
0
CENTURYLINK INC
COM
156700106
381
9636
SH
SOLE
9636
0
0
CENTURYLINK INC
COM
156700106
11841
299167
SH
DFND
1
293938
1050
4179
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
518
6598
SH
SOLE
6598
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
13484
171622
SH
DFND
1
169957
455
1210
CHESAPEAKE ENERGY CORP
NOTE 2.750%11/1
165167BW6
21
21000
SH
SOLE
21000
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.500% 5/1
165167CA3
15
16000
SH
SOLE
16000
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.250%12/1
165167CB1
18
20000
SH
SOLE
20000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
361
18452
SH
SOLE
18452
0
0
CHEVRON CORP NEW
COM
166764100
810
7221
SH
SOLE
7221
0
0
CHEVRON CORP NEW
COM
166764100
20061
178831
SH
DFND
1
117701
2065
59065
CHUBB CORP
COM
171232101
717
6934
SH
SOLE
6934
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
755
25651
SH
SOLE
25651
0
0
CHURCH & DWIGHT INC
COM
171340102
1239
15719
SH
DFND
1
13794
0
1925
CIENA CORP
NOTE 0.875% 6/1
171779AE1
14
14000
SH
SOLE
14000
0
0
CIGNA CORPORATION
COM
125509109
203
1968
SH
DFND
1
557
0
1411
CISCO SYS INC
COM
17275R102
507
18240
SH
SOLE
18240
0
0
CISCO SYS INC
COM
17275R102
9741
350221
SH
DFND
1
269993
1300
78928
CIT GROUP INC
COM NEW
125581801
428
8940
SH
SOLE
8940
0
0
CIT GROUP INC
COM NEW
125581801
11403
238404
SH
DFND
1
230200
895
7309
CITIGROUP INC
COM NEW
172967424
789
14573
SH
SOLE
14573
0
0
CITIGROUP INC
COM NEW
172967424
11765
217431
SH
DFND
1
211193
835
5403
CITRIX SYS INC
COM
177376100
9051
141861
SH
DFND
1
140097
660
1104
CITRIX SYS INC
COM
177376100
377
5915
SH
SOLE
5915
0
0
CLOROX CO DEL
COM
189054109
1192
11435
SH
DFND
1
4892
0
6543
CME GROUP INC
COM
12572Q105
657
7414
SH
SOLE
7414
0
0
CME GROUP INC
COM
12572Q105
38604
435460
SH
DFND
1
426983
685
7792
CMS ENERGY CORP
COM
125896100
679
19540
SH
DFND
1
19540
0
0
COACH INC
COM
189754104
225
5992
SH
DFND
1
675
0
5317
COCA COLA CO
COM
191216100
20353
482072
SH
DFND
1
455618
3850
22604
COCA COLA CO
COM
191216100
914
21644
SH
SOLE
21644
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
539
12200
SH
DFND
1
12161
0
39
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
3086
58604
SH
DFND
1
53698
0
4906
COLGATE PALMOLIVE CO
COM
194162103
34546
499286
SH
DFND
1
468885
4010
26391
COLGATE PALMOLIVE CO
COM
194162103
212
3066
SH
SOLE
3066
0
0
COLONY FINL INC
NOTE 5.000% 4/1
19624RAA4
46
43000
SH
SOLE
43000
0
0
COMCAST CORP NEW
CL A
20030N101
541
9322
SH
SOLE
9322
0
0
COMCAST CORP NEW
CL A
20030N101
5014
86429
SH
DFND
1
65517
0
20912
COMCAST CORP NEW
CL A SPL
20030N200
8221
142820
SH
DFND
1
141077
395
1348
COMMVAULT SYSTEMS INC
COM
204166102
359
6942
SH
SOLE
6942
0
0
CONOCOPHILLIPS
COM
20825C104
25327
366732
SH
DFND
1
332720
2375
31637
CORRECTIONS CORP AMER NEW
COM NEW
22025Y407
457
12580
SH
DFND
1
12580
0
0
COSTCO WHSL CORP NEW
COM
22160K105
972
6857
SH
DFND
1
324
0
6533
CSX CORP
COM
126408103
675
18637
SH
DFND
1
1883
0
16754
CVS HEALTH CORP
COM
126650100
21874
227119
SH
DFND
1
207061
2665
17393
CVS HEALTH CORP
COM
126650100
1167
12120
SH
SOLE
12120
0
0
DANAHER CORP DEL
COM
235851102
21567
251631
SH
DFND
1
243704
935
6992
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
220
2905
SH
DFND
1
2387
0
518
DEERE & CO
COM
244199105
15094
170612
SH
DFND
1
164349
490
5773
DELPHI AUTOMOTIVE PLC
SHS
G27823106
335
4613
SH
DFND
1
3693
0
920
DELUXE CORP
COM
248019101
801
12861
SH
DFND
1
12840
0
21
DENTSPLY INTL INC NEW
COM
249030107
598
11234
SH
DFND
1
9200
0
2034
DEVON ENERGY CORP NEW
COM
25179M103
8558
139806
SH
DFND
1
119736
425
19645
DIAGEO P L C
SPON ADR NEW
25243Q205
8210
71963
SH
DFND
1
7346
650
63967
DISNEY WALT CO
COM DISNEY
254687106
629
6682
SH
SOLE
6682
0
0
DISNEY WALT CO
COM DISNEY
254687106
21779
231228
SH
DFND
1
105503
540
125185
DOMINION RES INC VA NEW
COM
25746U109
21409
278403
SH
DFND
1
264709
800
12894
DOMINION RES INC VA NEW
COM
25746U109
421
5469
SH
SOLE
5469
0
0
DONNELLEY R R & SONS CO
COM
257867101
423
25148
SH
DFND
1
25100
0
48
DOW CHEM CO
COM
260543103
14258
312616
SH
DFND
1
297518
1810
13288
DOW CHEM CO
COM
260543103
371
8134
SH
SOLE
8134
0
0
DR REDDYS LABS LTD
ADR
256135203
394
7816
SH
SOLE
7816
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
747
10109
SH
SOLE
10109
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
18012
243607
SH
DFND
1
204200
1930
37477
DUKE ENERGY CORP NEW
COM NEW
26441C204
22373
267812
SH
DFND
1
252463
1126
14223
DUKE ENERGY CORP NEW
COM NEW
26441C204
598
7163
SH
SOLE
7163
0
0
E M C CORP MASS
COM
268648102
246
8257
SH
SOLE
8257
0
0
E M C CORP MASS
COM
268648102
7243
243540
SH
DFND
1
192239
1490
49811
EATON CORP PLC
SHS
G29183103
213
3131
SH
SOLE
3131
0
0
EATON CORP PLC
SHS
G29183103
15565
229039
SH
DFND
1
206249
610
22180
EBAY INC
COM
278642103
1242
22127
SH
DFND
1
3375
530
18222
ECOLAB INC
COM
278865100
7637
73069
SH
DFND
1
60442
75
12552
EMERSON ELEC CO
COM
291011104
26523
429657
SH
DFND
1
400016
7095
22546
EMERSON ELEC CO
COM
291011104
270
4374
SH
SOLE
4374
0
0
ENERGY XXI BERMUDA LTD
NOTE 3.000%12/1
29274UAB7
8
28000
SH
SOLE
28000
0
0
ENTERGY CORP NEW
COM
29364G103
14759
168710
SH
DFND
1
164271
890
3549
ENTERPRISE PRODS PARTNERS L
COM
293792107
2625
72663
SH
DFND
1
33994
5250
33419
EOG RES INC
COM
26875P101
519
5637
SH
DFND
1
118
60
5459
EQUITY RESIDENTIAL
SH BEN INT
29476L107
629
8751
SH
SOLE
8751
0
0
EXELIXIS INC
NOTE 4.250% 8/1
30161QAC8
23
41000
SH
SOLE
41000
0
0
EXPEDITORS INTL WASH INC
COM
302130109
5215
116903
SH
DFND
1
1365
0
115538
EXPRESS SCRIPTS HLDG CO
COM
30219G108
6061
71578
SH
DFND
1
53493
900
17185
EXXON MOBIL CORP
COM
30231G102
60977
659562
SH
DFND
1
491681
6579
161302
EXXON MOBIL CORP
COM
30231G102
1744
18861
SH
SOLE
18861
0
0
FASTENAL CO
COM
311900104
422
8868
SH
DFND
1
6378
0
2490
FEDEX CORP
COM
31428X106
2506
14432
SH
DFND
1
8882
0
5550
FIDELITY NATL INFORMATION SV
COM
31620M106
12735
204735
SH
DFND
1
202086
905
1744
FIDELITY NATL INFORMATION SV
COM
31620M106
579
9306
SH
SOLE
9306
0
0
FLUOR CORP NEW
COM
343412102
250
4117
SH
SOLE
4117
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
223
14395
SH
SOLE
14395
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1459
94126
SH
DFND
1
4584
0
89542
FRANKLIN RES INC
COM
354613101
645
11646
SH
DFND
1
9120
0
2526
GAIN CAP HLDGS INC
NOTE 4.125%12/0
36268WAB6
11
11000
SH
SOLE
11000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
260
5523
SH
SOLE
5523
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
1250
26556
SH
DFND
1
22328
0
4228
GENERAL DYNAMICS CORP
COM
369550108
1228
8920
SH
DFND
1
8877
0
43
GENERAL DYNAMICS CORP
COM
369550108
294
2136
SH
SOLE
2136
0
0
GENERAL ELECTRIC CO
COM
369604103
1042
41244
SH
SOLE
41244
0
0
GENERAL ELECTRIC CO
COM
369604103
24344
963365
SH
DFND
1
697622
12750
252993
GENUINE PARTS CO
COM
372460105
8550
80227
SH
DFND
1
73690
280
6257
GILEAD SCIENCES INC
COM
375558103
5284
56056
SH
DFND
1
43864
0
12192
GILEAD SCIENCES INC
COM
375558103
550
5840
SH
SOLE
5840
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
484
11314
SH
DFND
1
3884
500
6930
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
165
36440
SH
SOLE
36440
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
669
3450
SH
DFND
1
392
0
3058
GOOGLE INC
CL A
38259P508
2509
4728
SH
DFND
1
1398
20
3310
GOOGLE INC
CL C
38259P706
2538
4822
SH
DFND
1
1590
20
3212
GOOGLE INC
CL A
38259P508
667
1257
SH
SOLE
1257
0
0
GOOGLE INC
CL C
38259P706
661
1255
SH
SOLE
1255
0
0
GRAINGER W W INC
COM
384802104
739
2900
SH
DFND
1
1409
0
1491
HARMONIC INC
COM
413160102
183
26116
SH
SOLE
26116
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
327
7847
SH
DFND
1
6819
540
488
HEALTH CARE REIT INC
COM
42217K106
861
11373
SH
DFND
1
10995
0
378
HEALTH CARE REIT INC
COM
42217K106
263
3471
SH
SOLE
3471
0
0
HERSHEY CO
COM
427866108
650
6258
SH
DFND
1
5660
0
598
HEWLETT PACKARD CO
COM
428236103
1461
36400
SH
DFND
1
28487
0
7913
HEWLETT PACKARD CO
COM
428236103
296
7384
SH
SOLE
7384
0
0
HEXCEL CORP NEW
COM
428291108
373
8988
SH
SOLE
8988
0
0
HOME DEPOT INC
COM
437076102
774
7375
SH
SOLE
7375
0
0
HOME DEPOT INC
COM
437076102
29271
278849
SH
DFND
1
262093
1745
15011
HONEYWELL INTL INC
COM
438516106
10447
104557
SH
DFND
1
89479
475
14603
HUMANA INC
COM
444859102
519
3615
SH
SOLE
3615
0
0
ICICI BK LTD
ADR
45104G104
565
48916
SH
SOLE
48916
0
0
ILLINOIS TOOL WKS INC
COM
452308109
8307
87717
SH
DFND
1
74962
410
12345
INFOSYS LTD
SPONSORED ADR
456788108
343
10893
SH
SOLE
10893
0
0
INGERSOLL-RAND PLC
SHS
G47791101
743
11724
SH
SOLE
11724
0
0
INGERSOLL-RAND PLC
SHS
G47791101
8319
131243
SH
DFND
1
130183
510
550
INTEL CORP
COM
458140100
29546
814169
SH
DFND
1
735369
8415
70385
INTEL CORP
COM
458140100
615
16954
SH
SOLE
16954
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
714
4448
SH
SOLE
4448
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
13441
83776
SH
DFND
1
73263
670
9843
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
1522
15015
SH
DFND
1
14345
0
670
INTL PAPER CO
COM
460146103
11604
216578
SH
DFND
1
202944
715
12919
INVENSENSE INC
NOTE 1.750%11/0
46123DAB2
22
22000
SH
SOLE
22000
0
0
INVESCO LTD
SHS
G491BT108
217
5483
SH
DFND
1
38
0
5445
INVESTORS BANCORP INC NEW
COM
46146L101
441
39272
SH
SOLE
39272
0
0
ION GEOPHYSICAL CORP
COM
462044108
51
18669
SH
SOLE
18669
0
0
ISHARES
MBS ETF
464288588
668
6115
SH
SOLE
6115
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
227
1903
SH
SOLE
1903
0
0
ISIS PHARMACEUTICALS INC
COM
464330109
226
3667
SH
SOLE
3667
0
0
IXIA
NOTE 3.000%12/1
45071RAB5
139
139000
SH
SOLE
139000
0
0
JOHNSON & JOHNSON
COM
478160104
1396
13346
SH
SOLE
13346
0
0
JOHNSON & JOHNSON
COM
478160104
45751
437519
SH
DFND
1
320035
2785
114699
JOHNSON CTLS INC
COM
478366107
1192
24666
SH
DFND
1
18927
0
5739
JPMORGAN CHASE & CO
COM
46625H100
16162
258268
SH
DFND
1
194942
1590
61736
JPMORGAN CHASE & CO
COM
46625H100
878
14030
SH
SOLE
14030
0
0
KEURIG GREEN MTN INC
COM
49271M100
601
4540
SH
DFND
1
4418
0
122
KIMBERLY CLARK CORP
COM
494368103
16312
141182
SH
DFND
1
124979
800
15403
KIMBERLY CLARK CORP
COM
494368103
292
2526
SH
SOLE
2526
0
0
KINDER MORGAN INC DEL
COM
49456B101
284
6710
SH
SOLE
6710
0
0
KINDER MORGAN INC DEL
COM
49456B101
3086
72929
SH
DFND
1
33516
2193
37220
KLA-TENCOR CORP
COM
482480100
869
12360
SH
DFND
1
9150
0
3210
KOHLS CORP
COM
500255104
11879
194614
SH
DFND
1
177185
855
16574
KRAFT FOODS GROUP INC
COM
50076Q106
2311
36874
SH
DFND
1
27440
615
8819
LAS VEGAS SANDS CORP
COM
517834107
233
4004
SH
SOLE
4004
0
0
LENNAR CORP
CL A
526057104
232
5167
SH
SOLE
5167
0
0
LILLY ELI & CO
COM
532457108
1214
17595
SH
DFND
1
7263
0
10332
LINCOLN ELEC HLDGS INC
COM
533900106
625
9045
SH
DFND
1
9021
0
24
LINEAR TECHNOLOGY CORP
COM
535678106
7531
165143
SH
DFND
1
8900
0
156243
LOCKHEED MARTIN CORP
COM
539830109
5499
28555
SH
DFND
1
21626
545
6384
LOCKHEED MARTIN CORP
COM
539830109
364
1892
SH
SOLE
1892
0
0
LORILLARD INC
COM
544147101
263
4182
SH
SOLE
4182
0
0
LORILLARD INC
COM
544147101
14348
227960
SH
DFND
1
220158
1890
5912
LOWES COS INC
COM
548661107
3733
54260
SH
DFND
1
11797
0
42463
M & T BK CORP
COM
55261F104
507
4036
SH
DFND
1
3900
0
136
MARATHON OIL CORP
COM
565849106
1585
56021
SH
DFND
1
48031
360
7630
MARATHON PETE CORP
COM
56585A102
1313
14550
SH
DFND
1
11651
180
2719
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
1096
16308
SH
DFND
1
10382
0
5926
MARSH & MCLENNAN COS INC
COM
571748102
14711
256999
SH
DFND
1
246826
1120
9053
MARSH & MCLENNAN COS INC
COM
571748102
605
10572
SH
SOLE
10572
0
0
MATTEL INC
COM
577081102
9876
319160
SH
DFND
1
308230
2440
8490
MCCORMICK & CO INC
COM NON VTG
579780206
1042
14020
SH
DFND
1
12016
0
2004
MCDONALDS CORP
COM
580135101
29205
311681
SH
DFND
1
265224
2110
44347
MCDONALDS CORP
COM
580135101
686
7326
SH
SOLE
7326
0
0
MCGRAW HILL FINL INC
COM
580645109
592
6651
SH
SOLE
6651
0
0
MCKESSON CORP
COM
58155Q103
319
1535
SH
SOLE
1535
0
0
MEDTRONIC INC
COM
585055106
12089
167442
SH
DFND
1
150408
1190
15844
MERCK & CO INC NEW
COM
58933Y105
16771
295319
SH
DFND
1
236848
5255
53216
MERCK & CO INC NEW
COM
58933Y105
776
13672
SH
SOLE
13672
0
0
METLIFE INC
COM
59156R108
348
6430
SH
SOLE
6430
0
0
METLIFE INC
COM
59156R108
9571
176946
SH
DFND
1
155410
585
20951
MICROCHIP TECHNOLOGY INC
COM
595017104
1074
23798
SH
DFND
1
20584
0
3214
MICROSOFT CORP
COM
594918104
71876
1547377
SH
DFND
1
1296297
7195
243885
MICROSOFT CORP
COM
594918104
2187
47077
SH
SOLE
47077
0
0
MOLSON COORS BREWING CO
CL B
60871R209
715
9592
SH
DFND
1
9560
0
32
MONDELEZ INTL INC
CL A
609207105
1875
51631
SH
DFND
1
33310
1220
17101
MONDELEZ INTL INC
CL A
609207105
507
13951
SH
SOLE
13951
0
0
MONSANTO CO NEW
COM
61166W101
259
2172
SH
SOLE
2172
0
0
MONSANTO CO NEW
COM
61166W101
2722
22788
SH
DFND
1
14937
510
7341
MOODYS CORP
COM
615369105
550
5743
SH
DFND
1
2741
0
3002
MORGAN STANLEY
COM NEW
617446448
10129
261056
SH
DFND
1
253726
1020
6310
NATIONAL FUEL GAS CO N J
COM
636180101
447
6425
SH
DFND
1
6125
0
300
NATIONAL OILWELL VARCO INC
COM
637071101
10964
167319
SH
DFND
1
164529
570
2220
NEXTERA ENERGY INC
COM
65339F101
7812
73498
SH
DFND
1
68225
895
4378
NIKE INC
CL B
654106103
4264
44345
SH
DFND
1
34314
1190
8841
NIKE INC
CL B
654106103
329
3420
SH
SOLE
3420
0
0
NISOURCE INC
COM
65473P105
990
23335
SH
DFND
1
23157
0
178
NORFOLK SOUTHERN CORP
COM
655844108
2323
21195
SH
DFND
1
16104
715
4376
NORTHEAST UTILS
COM
664397106
24751
462460
SH
DFND
1
447861
2045
12554
NORTHEAST UTILS
COM
664397106
210
3927
SH
SOLE
3927
0
0
NORTHERN TR CORP
COM
665859104
445
6605
SH
SOLE
6605
0
0
NORTHERN TR CORP
COM
665859104
10350
153568
SH
DFND
1
150437
510
2621
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
543
30883
SH
SOLE
30883
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
8472
91428
SH
DFND
1
5062
0
86366
NOVO-NORDISK A S
ADR
670100205
993
23460
SH
DFND
1
22710
0
750
OCCIDENTAL PETE CORP DEL
COM
674599105
17785
220624
SH
DFND
1
213333
1455
5836
OCCIDENTAL PETE CORP DEL
COM
674599105
535
6635
SH
SOLE
6635
0
0
OFFICE DEPOT INC
COM
676220106
117
13601
SH
SOLE
13601
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
422
10800
SH
DFND
1
0
0
10800
OMNICOM GROUP INC
COM
681919106
1399
18064
SH
DFND
1
2571
0
15493
ONEOK INC NEW
COM
682680103
941
18898
SH
DFND
1
13600
0
5298
ONEOK INC NEW
COM
682680103
306
6149
SH
SOLE
6149
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
382
9650
SH
DFND
1
9050
0
600
ORACLE CORP
COM
68389X105
43347
963917
SH
DFND
1
919688
3257
40972
ORACLE CORP
COM
68389X105
1374
30546
SH
SOLE
30546
0
0
OREXIGEN THERAPEUTICS INC
COM
686164104
90
14882
SH
SOLE
14882
0
0
PARKER HANNIFIN CORP
COM
701094104
490
3801
SH
SOLE
3801
0
0
PAYCHEX INC
COM
704326107
3677
79645
SH
DFND
1
19153
0
60492
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
80
84000
SH
SOLE
84000
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
787
51854
SH
DFND
1
43544
0
8310
PEPSICO INC
COM
713448108
29248
309308
SH
DFND
1
224215
2585
82508
PEPSICO INC
COM
713448108
497
5255
SH
SOLE
5255
0
0
PETSMART INC
COM
716768106
534
6565
SH
DFND
1
550
0
6015
PFIZER INC
COM
717081103
13308
427217
SH
DFND
1
321339
2129
103749
PFIZER INC
COM
717081103
808
25941
SH
SOLE
25941
0
0
PG&E CORP
COM
69331C108
567
10651
SH
SOLE
10651
0
0
PHILIP MORRIS INTL INC
COM
718172109
911
11187
SH
SOLE
11187
0
0
PHILIP MORRIS INTL INC
COM
718172109
25214
309561
SH
DFND
1
234167
1195
74199
PHILLIPS 66
COM
718546104
1360
18974
SH
DFND
1
12117
90
6767
PNC FINL SVCS GROUP INC
COM
693475105
2662
29182
SH
DFND
1
15804
0
13378
POTASH CORP SASK INC
COM
73755L107
726
20545
SH
DFND
1
20445
0
100
POTASH CORP SASK INC
COM
73755L107
209
5910
SH
SOLE
5910
0
0
PPL CORP
COM
69351T106
333
9179
SH
SOLE
9179
0
0
PPL CORP
COM
69351T106
920
25333
SH
DFND
1
24530
0
803
PRAXAIR INC
COM
74005P104
16413
126684
SH
DFND
1
120762
665
5257
PRAXAIR INC
COM
74005P104
433
3345
SH
SOLE
3345
0
0
PRECISION CASTPARTS CORP
COM
740189105
428
1778
SH
SOLE
1778
0
0
PRECISION CASTPARTS CORP
COM
740189105
2233
9272
SH
DFND
1
8776
0
496
PRICE T ROWE GROUP INC
COM
74144T108
413
4814
SH
DFND
1
2578
0
2236
PRICE T ROWE GROUP INC
COM
74144T108
591
6878
SH
SOLE
6878
0
0
PROCTER & GAMBLE CO
COM
742718109
1144
12560
SH
SOLE
12560
0
0
PROCTER & GAMBLE CO
COM
742718109
41758
458425
SH
DFND
1
356252
3530
98643
PROLOGIS INC
COM
74340W103
285
6626
SH
DFND
1
4464
0
2162
PROSPECT CAPITAL CORPORATION
NOTE 6.250%12/1
74348TAC6
119
118000
SH
SOLE
118000
0
0
QUALCOMM INC
COM
747525103
3791
51005
SH
DFND
1
8443
0
42562
QUEST DIAGNOSTICS INC
COM
74834L100
1342
20018
SH
DFND
1
11812
50
8156
QUESTAR CORP
COM
748356102
477
18872
SH
DFND
1
1572
0
17300
RAYTHEON CO
COM NEW
755111507
20500
189517
SH
DFND
1
183981
550
4986
REDWOOD TR INC
NOTE 4.625% 4/1
758075AB1
20
20000
SH
SOLE
20000
0
0
REGAL ENTMT GROUP
CL A
758766109
458
21460
SH
DFND
1
21460
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
1092
11230
SH
DFND
1
0
0
11230
REPUBLIC SVCS INC
COM
760759100
575
14293
SH
DFND
1
14130
0
163
RESOURCE CAP CORP
NOTE 6.000%12/0
76120WAA2
17
17000
SH
SOLE
17000
0
0
REYNOLDS AMERICAN INC
COM
761713106
272
4238
SH
SOLE
4238
0
0
REYNOLDS AMERICAN INC
COM
761713106
1207
18783
SH
DFND
1
15940
0
2843
RIO TINTO PLC
SPONSORED ADR
767204100
518
11252
SH
DFND
1
7939
0
3313
RITE AID CORP
COM
767754104
339
45117
SH
DFND
1
0
0
45117
RITE AID CORP
COM
767754104
176
23419
SH
SOLE
23419
0
0
ROCKWELL COLLINS INC
COM
774341101
10161
120279
SH
DFND
1
118969
420
890
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
10552
157611
SH
DFND
1
122385
1635
33591
RPM INTL INC
COM
749685103
452
8910
SH
DFND
1
8260
0
650
SASOL LTD
SPONSORED ADR
803866300
541
14246
SH
SOLE
14246
0
0
SCANA CORP NEW
COM
80589M102
462
7652
SH
DFND
1
7652
0
0
SCHLUMBERGER LTD
COM
806857108
6413
75089
SH
DFND
1
40896
260
33933
SCHLUMBERGER LTD
COM
806857108
383
4482
SH
SOLE
4482
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
695
80027
SH
DFND
1
53947
3000
23080
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
34011
511449
SH
DFND
1
505159
1340
4950
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
607
9135
SH
SOLE
9135
0
0
SEMPRA ENERGY
COM
816851109
497
4463
SH
DFND
1
4180
0
283
SHERWIN WILLIAMS CO
COM
824348106
1522
5785
SH
DFND
1
5700
0
85
SHERWIN WILLIAMS CO
COM
824348106
629
2392
SH
SOLE
2392
0
0
SIGMA ALDRICH CORP
COM
826552101
2864
20866
SH
DFND
1
16891
0
3975
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
563
74554
SH
SOLE
74554
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
235
1289
SH
SOLE
1289
0
0
SINA CORP
NOTE 1.000%12/0
82922RAD5
26
28000
SH
SOLE
28000
0
0
SOLAZYME INC
NOTE 5.000%10/0
83415TAC5
5
10000
SH
SOLE
10000
0
0
SOUTHERN CO
COM
842587107
222
4525
SH
SOLE
4525
0
0
SOUTHERN CO
COM
842587107
4250
86547
SH
DFND
1
77249
460
8838
SPECTRA ENERGY CORP
COM
847560109
3985
109777
SH
DFND
1
96799
1825
11153
ST JUDE MED INC
COM
790849103
804
12362
SH
DFND
1
10850
0
1512
STAPLES INC
COM
855030102
425
23469
SH
DFND
1
15548
0
7921
STARBUCKS CORP
COM
855244109
4436
54063
SH
DFND
1
44910
0
9153
STATE STR CORP
COM
857477103
6346
80837
SH
DFND
1
40552
30
40255
STRYKER CORP
COM
863667101
7816
82859
SH
DFND
1
23524
0
59335
SUSQUEHANNA BANCSHARES INC P
COM
869099101
336
25000
SH
DFND
1
0
0
25000
SYNGENTA AG
SPONSORED ADR
87160A100
1088
16942
SH
DFND
1
14772
970
1200
SYSCO CORP
COM
871829107
1122
28257
SH
DFND
1
19202
310
8745
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
2378
106258
SH
SOLE
106258
0
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
615
12850
SH
DFND
1
9914
0
2936
TARGET CORP
COM
87612E106
449
5909
SH
DFND
1
4300
0
1609
TATA MTRS LTD
SPONSORED ADR
876568502
366
8649
SH
SOLE
8649
0
0
TECO ENERGY INC
COM
872375100
610
29795
SH
DFND
1
27920
0
1875
TESLA MTRS INC
NOTE 0.250% 3/0
88160RAB7
35
38000
SH
SOLE
38000
0
0
TEXAS INSTRS INC
COM
882508104
17800
332932
SH
DFND
1
299034
1205
32693
THOMSON REUTERS CORP
COM
884903105
234
5783
SH
SOLE
5783
0
0
TIME WARNER INC
COM NEW
887317303
745
8718
SH
SOLE
8718
0
0
TIME WARNER INC
COM NEW
887317303
28252
330741
SH
DFND
1
318653
865
11223
TJX COS INC NEW
COM
872540109
16582
241792
SH
DFND
1
230277
1635
9880
TJX COS INC NEW
COM
872540109
238
3465
SH
SOLE
3465
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
15100
316037
SH
DFND
1
5602
440
309995
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
282
2251
SH
DFND
1
355
0
1896
TTM TECHNOLOGIES INC
COM
87305R109
75
10001
SH
SOLE
10001
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
375
9768
SH
SOLE
9768
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
271
7335
SH
SOLE
7335
0
0
UGI CORP NEW
COM
902681105
2780
73188
SH
DFND
1
73188
0
0
UMPQUA HLDGS CORP
COM
904214103
170
10001
SH
SOLE
10001
0
0
UNION PAC CORP
COM
907818108
494
4150
SH
SOLE
4150
0
0
UNION PAC CORP
COM
907818108
12976
108924
SH
DFND
1
54498
800
53626
UNITED FINL BANCORP INC NEW
COM
910304104
408
28438
SH
DFND
1
28438
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
539
237371
SH
SOLE
237371
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
475
4269
SH
SOLE
4269
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
24389
219387
SH
DFND
1
183736
120
35531
UNITED TECHNOLOGIES CORP
COM
913017109
24261
210961
SH
DFND
1
169617
1260
40084
UNITEDHEALTH GROUP INC
COM
91324P102
22922
226749
SH
DFND
1
202148
600
24001
UNITEDHEALTH GROUP INC
COM
91324P102
930
9197
SH
SOLE
9197
0
0
UNIVEST CORP PA
COM
915271100
780
38535
SH
DFND
1
38500
0
35
US BANCORP DEL
COM NEW
902973304
5321
118373
SH
DFND
1
104081
1770
12522
US BANCORP DEL
COM NEW
902973304
402
8940
SH
SOLE
8940
0
0
VECTREN CORP
COM
92240G101
516
11159
SH
DFND
1
11020
0
139
VERIZON COMMUNICATIONS INC
COM
92343V104
29665
634130
SH
DFND
1
513687
3965
116478
VERIZON COMMUNICATIONS INC
COM
92343V104
972
20781
SH
SOLE
20781
0
0
VISA INC
COM CL A
92826C839
937
3572
SH
SOLE
3572
0
0
VISA INC
COM CL A
92826C839
20661
78799
SH
DFND
1
65691
350
12758
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
10029
293512
SH
DFND
1
238412
500
54600
VORNADO RLTY TR
SH BEN INT
929042109
554
4704
SH
SOLE
4704
0
0
WAL-MART STORES INC
COM
931142103
1285
14966
SH
SOLE
14966
0
0
WAL-MART STORES INC
COM
931142103
18168
211548
SH
DFND
1
192950
393
18205
WALGREENS BOOTS ALLIANCE INC
COM
931427108
283
3709
SH
SOLE
3709
0
0
WASTE MGMT INC DEL
COM
94106L109
1795
34970
SH
DFND
1
21645
0
13325
WEB COM GROUP INC
NOTE 1.000% 8/1
94733AAA2
9
10000
SH
SOLE
10000
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
236
2882
SH
SOLE
2882
0
0
WELLS FARGO & CO NEW
COM
949746101
1299
23687
SH
SOLE
23687
0
0
WELLS FARGO & CO NEW
COM
949746101
32830
598871
SH
DFND
1
391841
3330
203700
WESTAR ENERGY INC
COM
95709T100
603
14613
SH
DFND
1
11330
0
3283
WESTERN UN CO
COM
959802109
814
45456
SH
DFND
1
5763
0
39693
WEYERHAEUSER CO
COM
962166104
496
13818
SH
SOLE
13818
0
0
WGL HLDGS INC
COM
92924F106
556
10178
SH
DFND
1
7690
0
2488
WILLIAMS COS INC DEL
COM
969457100
331
7356
SH
DFND
1
2727
0
4629
WIPRO LTD
SPON ADR 1 SH
97651M109
341
30159
SH
SOLE
30159
0
0
WISCONSIN ENERGY CORP
COM
976657106
396
7517
SH
SOLE
7517
0
0
WISCONSIN ENERGY CORP
COM
976657106
14811
280834
SH
DFND
1
266206
1050
13578
WOLVERINE WORLD WIDE INC
COM
978097103
554
18815
SH
DFND
1
18778
0
37
XEROX CORP
COM
984121103
457
32940
SH
DFND
1
14250
0
18690
YUM BRANDS INC
COM
988498101
5017
68866
SH
DFND
1
60446
455
7965
ZIMMER HLDGS INC
COM
98956P102
10166
89631
SH
DFND
1
35254
415
53962